Citic Securities Company Limited(600030) . AVIC Securities Co., Ltd
About Tianma Microelectronics Co.Ltd(000050)
Report on continuous supervision training in 2021
Shenzhen Stock Exchange:
Citic Securities Company Limited(600030) (hereinafter referred to as ” Citic Securities Company Limited(600030) “), AVIC Securities Co., Ltd. (hereinafter referred to as “AVIC securities”, and Citic Securities Company Limited(600030) and AVIC securities are collectively referred to as “co sponsor”), According to the guidelines for self discipline supervision of listed companies of Shenzhen Stock Exchange No. 13 – recommendation business, the continuous supervision training for Tianma Microelectronics Co.Ltd(000050) (hereinafter referred to as “shentianma” and “the company”) in 2021 was conducted. The report is as follows: I. Basic information of this continuous supervision training
(I) sponsor: Citic Securities Company Limited(600030) , AVIC Securities Co., Ltd
(II) trainees: Xiao Shaochun (sponsor representative), Guo Weiming (sponsor representative), Lin Xirun (III) training time: December 29, 2021
(IV) training method: the combination of on-site training in shentianma conference room and sending training materials for self-study
(V) training objects: directors, supervisors, senior managers, staff of securities affairs office and key financial personnel of the company
(VI) training contents: relevant laws and regulations on the use of funds raised by listed companies; Relevant laws and regulations on public commitments of listed companies and relevant subjects; Relevant laws and regulations on related party transactions and capital occupation of listed companies and relevant subjects; Relevant laws and regulations on external guarantee of listed companies; The loyalty and diligence obligations of directors, supervisors and senior managers of listed companies. 2、 Cooperation of listed companies
During the continuous supervision and training of the sponsor, the company actively cooperated in personnel, venue and organization, so as to ensure the orderly progress of the training and achieve good results. 3、 Conclusion of this continuous supervision training
In accordance with the guidelines for self discipline supervision of listed companies of Shenzhen Stock Exchange No. 13 – recommendation business and other relevant requirements, the sponsor conducted continuous supervision training for shentianma in 2021, and all participants in the training conducted serious and in-depth study and communication. During this training, the directors, supervisors, senior managers and relevant personnel of shentianma have a deeper understanding and understanding of the relevant requirements of listed company governance and higher vocational responsibilities of directors and supervisors of listed companies through the study of relevant laws and regulations. At the same time, the relevant personnel of the recommendation institution and the personnel participating in the training discussed the problems encountered in the daily operation of the company.
Citic Securities Company Limited(600030) . AVIC Securities believes that this training will promote the trainees’ understanding of the capital market and strengthen their understanding of the responsibilities and obligations of managers of Listed Companies in terms of company information disclosure and standardized operation. This training will help to further improve the standard operation level of shentianma. The training has achieved the expected results. (no text below)
(there is no text on this page, which is the signature page of Citic Securities Company Limited(600030) and report of AVIC Securities Co., Ltd. on Tianma Microelectronics Co.Ltd(000050) 2021 continuous supervision training)
Sponsor representative:
Xiao Shaochun, Zhao Xu
Citic Securities Company Limited(600030) mm / DD / yyyy (there is no text on this page, which is the signature page of Citic Securities Company Limited(600030) report of AVIC Securities Co., Ltd. on Tianma Microelectronics Co.Ltd(000050) 2021 continuous supervision training)
Sponsor representative:
Guo Weiming, Yang Tao
AVIC Securities Co., Ltd
