Securities code: Shenzhen Capstone Industrial Co.Ltd(000038) securities abbreviation: Shenzhen Capstone Industrial Co.Ltd(000038) Announcement No.: 2022027 Shenzhen Capstone Industrial Co.Ltd(000038)
Announcement on delisting risk warning and other risk warning and suspension of trading of the company’s shares
The company and all members of the board of directors guarantee that the contents of the announcement are true, accurate and complete without false records, misleading statements or major omissions.
Special tips:
1. The trading of the company’s shares will be suspended for one day on Thursday, May 5, 2022 and resumed from the opening of the market on Friday, May 6, 2022.
2. The company’s shares have been subject to “delisting risk warning” and “other risk warning” since May 6, 2022. The stock abbreviation has been changed from ” Shenzhen Capstone Industrial Co.Ltd(000038) ” to ” ST Datong”, and the stock code is still Shenzhen Capstone Industrial Co.Ltd(000038) .
3. After the company’s shares are subject to delisting risk warning and other risk warnings, the daily rise and fall of stock trading is limited to 5%.
Shenzhen Capstone Industrial Co.Ltd(000038) (hereinafter referred to as “the company”) had its 2021 financial report issued by Sigmar Certified Public Accountants (special general partnership) with no opinion, and the company’s 2021 internal control audit report had a negative opinion issued by Sigmar Certified Public Accountants (special general partnership). According to the provisions of article 9.3.1 (III) and article 9.8.1 (IV) of the stock listing rules of Shenzhen Stock Exchange (revised in 2022), Shenzhen Stock Exchange will implement “delisting risk warning” and “other risk warning” for the company’s stock trading. Now the relevant matters are announced as follows:
1、 The type, abbreviation and securities code of the stock, and the starting date of delisting risk warning and other risk warning treatment
1. Stock type: RMB common stock a share;
2. Stock abbreviation: changed from ” Shenzhen Capstone Industrial Co.Ltd(000038) ” to ” ST Datong”;
3. After the delisting risk warning is implemented and other risk warnings are handled, the company’s securities code remains unchanged and remains unchanged
4. The starting date of delisting risk warning and other risk warning treatment: May 6, 2022; 5. After the company’s shares are subject to delisting risk warning and other risk warnings, the daily rise and fall of stock trading is limited to 5%.
2、 Main reasons for delisting risk warning and other risk warning treatment
The company’s 2021 financial report was issued with an audit report that could not express an opinion by Sigmar Certified Public Accountants (special general partnership), and the company’s 2021 internal control audit report was issued with a negative opinion by Sigmar Certified Public Accountants (special general partnership). Except for the above circumstances, The company has no other circumstances triggering “delisting risk warning” and “other risk warning” (the company has the situation that the bank account is frozen, but the above bank account does not affect the company’s daily production and operation activities, so the frozen account is not the company’s main bank account). According to articles 9.3.1 (III) and 9.8.1 (IV) of the Listing Rules of Shenzhen Stock Exchange (revised in 2022), the trading of the company’s shares will be suspended for one day from the opening of the market on May 5, 2022, and will be subject to “delisting risk warning” and “other risk warning” after the resumption of trading on May 6, 2022.
3、 Opinions and specific measures of the board of directors of the company on striving to revoke delisting risk warning and other risk warnings
(I) opinions of the board of directors
Sigmar Certified Public Accountants (special general partnership) issued an audit report with no opinion on the company’s 2021 annual financial report, and an audit report with negative opinion on the 2021 internal control report. The matters involved in the audit report with no opinion and negative opinion on internal control reflect the risks faced by the company to a certain extent, but the board of directors of the company will strive to take corresponding and effective measures, Improve the operation and financial situation, enhance the company’s sustainable operation ability, eliminate the matters involved in the non-standard opinions as soon as possible, strive to cancel the delisting risk warning and other risk warnings, and actively safeguard the interests of the majority of investors and the company.
(II) strive to revoke delisting risk warning and other main risk warning measures
1. The company has filed a retrial with the Supreme People’s court for Shanjin’s early breach of contract and illegal operation beyond the business scope approved by the CBRC, and the company will confirm the final treatment plan according to the retrial results. The company will actively coordinate the relevant partners of the other two partnerships to reach a reasonable and orderly exit after the expiration of the partnership. At the same time, the company will urge the counter guarantor to perform the counter guarantee obligations in accordance with the counter guarantee agreement.
2. Because the customers involved in ran Shi Technology (Beijing) Co., Ltd. are problems left over from history, some customers may have been mismanaged or face bankruptcy; The company failed to communicate effectively with some customers due to the epidemic situation. In the future, the company will actively coordinate with customers to obtain more favorable direct and indirect material evidence, take various measures to actively deal with the basis of opinions formed by the inability to express opinions this time, and strive to resolve all relevant adverse factors as soon as possible.
3. Since receiving the notice of filing a case from the CSRC, the company has not only actively cooperated with the investigation of the regulatory authorities and provided materials required by the investigation of the regulatory authorities, but also made efforts to coordinate the stripped subsidiaries to cooperate with the investigation of the regulatory authorities and provide materials, inquiries, conversations, etc. In the future, the company will continue to actively cooperate with the investigation of the regulatory authorities, rectify according to the requirements of the regulatory authorities after the relevant investigation results are issued, and fulfill the obligation of information disclosure in accordance with the law. Publicize and implement the company’s information disclosure management system, focusing on verifying the company’s key control points in information disclosure.
4. The board of directors of the company will continue to improve the construction of internal control system, standardize the implementation of internal control system, strengthen the supervision and inspection of internal control, optimize the internal control environment, improve the quality and value of internal control audit, control major risks, achieve the business objectives of the enterprise and promote the realization of the development strategy of the enterprise.
5. The company will organize the personnel of the financial department to further study the relevant laws and regulations such as the accounting standards for business enterprises and the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 1 – standardized operation of listed companies on the main board, so as to improve the professional ability and financial management quality of financial personnel. Du Jue will never encounter the above situation again.
4、 Risk warning that the company’s shares may be delisted
According to the Shenzhen Stock Exchange Stock Listing Rules (2022 Revision), if the company’s 2022 annual audit report is under any of the following circumstances, the company’s shares will be decided to terminate the listing and trading by Shenzhen Stock Exchange:
(I) the audited net profit is negative and the operating income is less than 100 million yuan, or the net profit of the most recent fiscal year after retroactive restatement is negative and the operating income is less than 100 million yuan;
(II) the audited ending net assets are negative, or the ending net assets of the latest fiscal year after retroactive restatement are negative;
(III) the financial accounting report is issued with qualified opinions, unable to express opinions or negative opinions;
(IV) failing to disclose the annual report guaranteed by more than half of the directors to be true, accurate and complete within the statutory time limit;
(V) the risk that fails to comply with the provisions of Article 9.3 of the delisting application to the exchange within the delisting period;
(VI) due to non-compliance with article 9.3.7, the delisting risk warning application was not reviewed and approved by the exchange.
5、 Main ways for the company to accept investor consultation during the implementation of delisting risk warning
During the delisting risk warning period of the company’s stock trading, the company will receive consultation from investors by telephone, e-mail and other means. Contact information is as follows:
1. Tel: 075526926508
2. Email: [email protected].
3. Office address: 17th floor, East Tower, Kaixuan building, No. 43, Donghai West Road, Shinan District, Qingdao.
The company solemnly reminds investors that relevant company information is available in China Securities News, Shanghai Securities News, securities times and cninfo（ http://www.cn.info.com.cn. ）The relevant announcements published shall prevail. Please pay attention to the company’s announcements, make prudent and rational decisions and pay attention to investment risks.
It is hereby announced.
Shenzhen Capstone Industrial Co.Ltd(000038) board of directors April 29, 2022
