Opinions of independent directors on matters related to the first meeting of the Fourth Board of directors of the company
separate opinion
According to the guiding opinions on the establishment of independent director system in listed companies, the stock listing rules of Shenzhen Stock Exchange, the guidelines for the standardized operation of listed companies of Shenzhen Stock Exchange (hereinafter referred to as the "guidelines for the standardized operation") and the articles of association of Ruida Futures Co.Ltd(002961) (hereinafter referred to as the "company") of China Securities Regulatory Commission In accordance with the working system of independent directors and other relevant laws, regulations and rules, based on the position of independent judgment and the attitude of being responsible to the company, all shareholders and investors, the independent directors of the company express the following independent opinions on the relevant matters considered at the first meeting of the Fourth Board of directors of the company:
1、 Independent opinions on the election of the chairman and vice chairman of the Fourth Board of directors of the company
1. It is verified that the relevant personnel meet the employment conditions of relevant normative documents and the articles of association, and there are no circumstances prohibited from holding office as stipulated in Article 146 of the company law, Article 19 of the measures for the administration of the qualifications of directors, supervisors and senior managers of futures companies and article 918 of the articles of association. They are not dishonest Executees, It has not been punished by the CSRC and other relevant departments or the stock exchange.
2. The nomination, deliberation and decision-making procedures of the chairman and vice chairman of the Fourth Board of directors comply with the provisions of the company law, guidelines for standardized operation, articles of association and other normative documents.
3. Agree to elect Mr. Lin Zhibin as the chairman of the Fourth Board of directors of the company; Elect Mr. Zhang Yan as the vice chairman of the Fourth Board of directors of the company.
2、 Independent opinions on the appointment of senior managers of the company
1. According to the audit, this appointment is conducted on the basis of fully understanding the identity, education, occupation and professional quality of the employed person. The employed person has the qualification and ability to serve as the general manager, deputy general manager, chief financial officer, Secretary of the board of directors and chief risk officer of the company, which does not exist in Article 146 of the company law The circumstances prohibited from holding office as stipulated in Article 19 of the measures for the administration of the qualifications of directors, supervisors and senior managers of futures companies and Article 98 of the articles of association are not dishonest Executees, have not been punished by the CSRC and other relevant departments and the securities exchange, nor are there other circumstances prohibited from holding office as senior managers of listed companies.
2. The nomination and appointment procedures of the general manager, deputy general manager, chief financial officer, Secretary of the board of directors and chief risk officer of the company comply with the provisions of the company law, guidelines for standardized operation, articles of association and other normative documents.
3. After understanding the educational background, work experience and physical condition of relevant personnel, they can be competent for the responsibility requirements of corresponding positions of the company, which is conducive to the development of the company.
4. Agree to appoint Mr. Ge Chang as the general manager of the company; Agree to appoint Mr. Huang Weiguang, Ms. Lin Juan, Mr. Huang Hua, Mr. Liu Shipeng and Mr. Xu Zhimou as deputy general managers of the company; Agree to appoint Ms. Zeng Yonghong as the chief financial officer of the company; Agree to appoint Ms. Lin Juan as the Secretary of the board of directors of the company; Agree to appoint Mr. Yang Mingdong as the chief risk officer of the company.
(no text below)
(there is no text on this page, which is the signature page of Ruida Futures Co.Ltd(002961) independent directors' independent opinions on matters related to the first meeting of the Fourth Board of directors of the company)
Signature of independent director: Chen Shoude
Yu Xueyuan
Chen Yonghui
January 13, 2022
