Avic Jonhon Optronic Technology Co.Ltd(002179)
Simplified equity change report
Name of listed company: Avic Jonhon Optronic Technology Co.Ltd(002179) place of stock listing: Shenzhen Stock Exchange Stock abbreviation: Avic Jonhon Optronic Technology Co.Ltd(002179) Stock Code: 002179 name of information disclosure obligor: Henan Investment Group Co., Ltd. domicile / mailing address: investment building, No. 41 nongnong Road East, Zhengzhou City, Henan province change nature of shares: decline in shareholding ratio
Date of signature: January 14, 2002
Statement of information disclosure obligor
The words or abbreviations mentioned in this part have the same meanings as those mentioned in the “interpretation” of this report. 1、 This report is prepared in accordance with the relevant provisions of the company law, the securities law, the measures for the administration of acquisition, the Standard No. 15 and relevant laws, regulations and departmental rules.
2、 The information disclosure obligor has obtained necessary authorization and approval for signing this report, and its performance does not violate or conflict with any provision in the articles of association or internal rules of the information disclosure obligor.
3、 In accordance with the provisions of the securities law and the measures for the administration of acquisition, this report has fully disclosed the changes in the shares in which the information disclosure obligor has an interest in Avic Jonhon Optronic Technology Co.Ltd(002179) ; As of the signing date of this report, except for the information disclosed in this report, the information disclosure obligor has not increased or reduced its shares in Avic Jonhon Optronic Technology Co.Ltd(002179) by any other means.
4、 This equity change is based on the information stated in this report. Except for the information disclosure obligor, no unit or individual has been entrusted or authorized to provide information not listed in this report and make any explanation or explanation to this report.
5、 The information disclosure obligor promises that there are no false records, misleading statements or major omissions in this report, and will bear individual and joint legal liabilities for its authenticity, accuracy and completeness.
catalogue
catalogue Section 1 interpretation Section 2 Introduction to information disclosure obligors Section III purpose of equity change Section IV equity change method 8 section V Trading of listed shares in the first six months 22 section VI other important matters Section VII documents for future reference 24 the disclosure obligor declares that 25 attached table of Avic Jonhon Optronic Technology Co.Ltd(002179) simplified equity change report twenty-seven
Section I interpretation
In this report, unless the context otherwise requires, the following words have the following meanings:
This report refers to the Avic Jonhon Optronic Technology Co.Ltd(002179) simplified equity change report
Listed company means Avic Jonhon Optronic Technology Co.Ltd(002179) (002179. SZ)
Information disclosure obligor and Henan investment refer to Henan Investment Group Co., Ltd
This equity change refers to the passive dilution of the shareholding ratio of the information disclosure obligor due to the increase of share capital by the non-public issuance of shares by the listed company. At the same time, due to the information disclosure, this equity change refers to the reduction of some shares of the listed company by the obligor through the centralized trading of the stock exchange The free transfer of some shares of listed companies to the social security fund and the granting of equity incentive shares of listed companies have led to a decline in the proportion of shares of listed companies held by information disclosure obligors
Henan Yuneng Holdings Co.Ltd(001896) refers to Henan Yuneng Holdings Co.Ltd(001896) (001896. SZ)
City Development Environment Co.Ltd(000885) refers to City Development Environment Co.Ltd(000885) (000885. SZ)
Henan Ancai Hi-Tech Co.Ltd(600207) means Henan Ancai Hi-Tech Co.Ltd(600207) (600207. SH)
Central China Securities Co.Ltd(601375) refers to Central China Securities Co.Ltd(601375) (601375. Sh, 1375. HK)
Zhongyuan bank means Zhongyuan Bank Co., Ltd. (1216. HK)
Henan Yicheng New Energy Co.Ltd(300080) refers to Henan Yicheng New Energy Co.Ltd(300080) (300080. SZ)
Rongke technology refers to Bringspring Science And Technology Co.Ltd(300290) (300290. SZ)
CSRC refers to the China Securities Regulatory Commission
Shenzhen stock exchange refers to Shenzhen Stock Exchange
Shanghai stock exchange refers to Shanghai Stock Exchange
Stock exchange of Hong Kong means the stock exchange of Hong Kong Limited
Company law means the company law of the people’s Republic of China
Securities Law means the securities law of the people’s Republic of China
The measures for the administration of acquisitions refer to the measures for the administration of acquisitions of listed companies
Standard No. 15 refers to Standard No. 15 on the contents and forms of information disclosure by companies offering securities to the public – Report on changes in equity
Yuan and 10000 yuan refer to RMB yuan and 10000 yuan
If there is any difference in the mantissa between the sum of the total and each addend in this report, it is caused by rounding.
Section II introduction to information disclosure obligors
1、 Basic information of information disclosure obligor
As of the signing date of this report, the basic information of Henan investment group is as follows:
Enterprise name: Henan Investment Group Co., Ltd
Registered address: investment building, No. 41, Nongye Road East, Zhengzhou City, Henan Province
Legal representative: Liu Xinyong
Registered capital: RMB 120 million
Unified social credit code 9141000169954248
Enterprise type: limited liability company (solely state-owned)
Operating period: December 18, 1991 to November 30, 2057
Shareholders: Henan Provincial Department of finance holds 100%
Investment management, investment in construction projects, industrial means of production and machinery required for construction projects, sales of equipment, products and raw materials of investment projects (except those specially stipulated by the state); House leasing (the above scope shall not be operated without approval).
Communication mode 0371-69158424
2、 Basic information of directors and their main responsible persons of information disclosure obligors
As of the signing date of this report, the basic information of the directors and their main principals of Henan investment group is as follows:
Name Title Gender nationality permanent residence other country or
Regional residency
Chairman Liu Xinyong, male, China none
Yan Wanpeng, vice chairman and general manager, male, China none
Hui Hongen, director, male, China none
Li Xingjia, director and deputy general manager, male, China none
Zhang Hongli, employee director, female, China none
3、 Information disclosure obligor’s equity shares in other domestic and overseas listed companies reach or exceed 5% of the issued shares of the company
As of the signing date of this report, the information disclosure obligor also holds more than 5% of the shares of the following listed companies:
Serial number securities abbreviation stock code shareholding ratio of listed place
1 Henan Yuneng Holdings Co.Ltd(001896) 001896. SZ SZSE 69.62%
2 City Development Environment Co.Ltd(000885) 000885. SZ Shenzhen Stock Exchange 56.47%
3 Henan Ancai Hi-Tech Co.Ltd(600207) 600207. SH Shanghai Stock Exchange 47.26%
4 Central China Securities Co.Ltd(601375) 601375. SH、1375. HK Shanghai Stock Exchange and Hong Kong Stock Exchange 20.99%
5. Zhongyuan bank 1216 HK SEHK 10.25%
6 Henan Yicheng New Energy Co.Ltd(300080) 300080. SZ SZSE 6.02%
7 Bringspring Science And Technology Co.Ltd(300290) 300290. SZ SZSE 20.02%
Section III purpose of equity change
1、 Purpose of this equity change
This equity change is due to the passive dilution of the shareholding ratio of the information disclosure obligor due to the increase of the share capital by the non-public issuance of shares by the listed company. At the same time, the information disclosure obligor reduces part of the shares of the listed company through the centralized trading of the stock exchange, transfers part of the shares of the listed company to the social security fund free of charge, and grants shares of equity incentive of the listed company, As a result, the proportion of shares of listed companies held by information disclosure obligors decreased by more than 5%.
2、 Plans to increase or continue to reduce its equity shares in the listed company in the next 12 months
On December 9, 2021, the information disclosure obligor disclosed the pre disclosure announcement on the participation of shareholders holding more than 5% in the refinancing securities lending business through the listed company. The information disclosure obligor intends to participate in the refinancing securities lending business with the circulating shares of the listed company, The number of loaned shares shall not exceed 10999400 shares (if the listed company has any share changes such as share distribution and conversion of capital reserve to share capital during the lending period, the number shall be adjusted accordingly), accounting for 0.999995% of the total share capital of the listed company at that time. The participation period shall be within 6 months after 15 trading days from the date of announcement and disclosure. As of the signing date of this report, the listed company has not started lending shares of the listed company.
As of the signing date of this report, except for the refinancing and lending business that has been pre disclosed, the information disclosure obligor does not rule out the arrangement of increasing or reducing the shares of the listed company in the next 12 months. In case of relevant equity changes in the future, the information disclosure obligor will perform the information disclosure obligations in strict accordance with the requirements of relevant laws and regulations.
Section IV changes in equity
1、 Changes in equity this time
Before this equity change, the information disclosure obligor held 57164036 shares of the listed company, with a shareholding ratio of 14.23%. This equity change is due to the passive dilution of the shareholding ratio of the information disclosure obligor due to the increase of the share capital by the non-public issuance of shares by the listed company. At the same time, the information disclosure obligor reduces part of the shares of the listed company through the centralized trading of the stock exchange, transfers part of the shares of the listed company to the social security fund free of charge, and grants shares of equity incentive of the listed company, As a result, the proportion of shares of the listed company held by the information disclosure obligor has decreased by more than 5%. After this equity change, the information disclosure obligor holds 102665512 shares of the listed company, with a shareholding ratio of 9.04%.
The details of this equity change are as follows:
Changes before and after changes
No. change period shareholding quantity shareholding proportion change reason change quantity shareholding quantity shareholding proportion (share) (share)
1 2010/11/5-2010/11/25 57,164,036 14.23%
