Avic Jonhon Optronic Technology Co.Ltd(002179) : report on non-public offering of A-Shares and listing announcement

Avic Jonhon Optronic Technology Co.Ltd(002179)

Report on non-public issuance of A-Shares and listing announcement

Co sponsor (co lead underwriter)

January 2002

Statement of all directors of the issuer

All directors of the company promise that there are no false records, misleading statements or major omissions in the issuance report and listing announcement, and bear individual and joint legal liabilities for its authenticity, accuracy and completeness. Signatures of all directors:

Guo Zeyi, Li Sen, Liu Yang

Han Feng, Wang Bo, he Yimin

Bao Huifang, Wang Xiufen, Zhai Guofu

Avic Jonhon Optronic Technology Co.Ltd(002179) mm / DD / yy

hot tip

1、 Issue quantity and price

The nature of the non-public offering is RMB ordinary shares (A shares). The total number of shares issued is 35576016, the issue price is 95.57 yuan / share, the total amount of funds raised is 339999991.23 yuan, the recommendation and underwriting expenses and other issuance expenses are 7080188.68 yuan (excluding value-added tax), and the net amount of funds raised after deducting the issuance expenses is 3392919802.55 yuan. 2、 New stock listing arrangements

35576016 new shares will be listed on Shenzhen Stock Exchange on January 17, 2022. On the first day of listing of new shares, the company’s share price does not ex right, and the stock trading is subject to rise and fall restrictions. 3、 Issuance and subscription and arrangement of restricted sale period

Serial number name of issuing object number of allocated shares (shares) amount allocated (yuan) lock up period (month)

1 China Aviation Technology Industry Co., Ltd. 2092706 200000000.00 18

2 AVIC Industrial Investment Co., Ltd. 1988071 190000000.00 18

3 Guohua Industrial Development Fund (limited partnership) 4708590 44999946.30 6

4 national manufacturing transformation and upgrading fund Co., Ltd. 1831123 175000425.11 6 division

5 Luzhou Jinhong No. 1 investment fund partnership (2040389 194999976.73 limited partnership)

Guizhou Railway Development Fund Management Co., Ltd. – Guiyang

6. In the No. 1 equity investment fund of PICC phase I of Guangzhou railway, 1621847 154999917.79 6 hearts (limited partnership)

7 Luoyang manufacturing high quality development fund (2092706 199999912.42)

8 Huatai Securities Co.Ltd(601688) (Shanghai) Asset Management Co., Ltd. 1307941 124999921.37 6

9 Nanfang industrial avionics equity investment (Tianjin) partnership 3139060 2999964.20 6 Enterprise (limited partnership)

10 Guoxin Investment Co., Ltd. 6382756 60999990.92 6

11 industrial investment fund Co., Ltd. 8370827 79999936.39 6

Serial number name of issuing object number of allocated shares (shares) amount allocated (yuan) lock up period (month)

Total 35576016 339999991.23-

After the completion of the non-public offering, the shares subscribed by AVIC science and industry and AVIC industrial investment shall not be transferred within 18 months from the end of the non-public offering, and the shares subscribed by other issuers shall not be transferred within 6 months from the end of the non-public offering. After the lock-in period, it shall be implemented in accordance with the relevant provisions of the CSRC and Shenzhen Stock Exchange. 4、 Ownership structure

After the issuance, the equity distribution of the company meets the listing conditions specified in the stock listing rules of Shenzhen Stock Exchange.

catalogue

Special tips 8 I. issue quantity and price 8 II. Listing arrangements for new shares 8 III. issuance and subscription and arrangement of restricted sales period 8 IV. equity structure 9 catalog 10 interpretation Section 1 basic information of this offering 12 I. Basic information of the issuer 12 II. Relevant procedures for the performance of this offering 12 III. summary of this offering 14 IV. distribution objects of this offering 24 v. relevant institutions of this offering Section II comparison of relevant situations before and after issuance 31 I. shareholding of the top ten shareholders before and after the issuance 31 II. Shareholding changes of directors, supervisors and senior managers 32 III. impact of this issuance on the company Section III financial accounting information and management discussion and Analysis 35 I. main financial data and financial indicators for the last three years and the first period 35 II. Analysis of financial situation Section IV Application of the raised funds 41 I. use plan of the raised funds 41 II. Relevant measures for special storage of raised funds Section V concluding comments of CO sponsors and co lead underwriters on the process of this non-public offering and the compliance of the issuing object 42 I. opinions on the compliance of the pricing process of this offering 42 II. Opinions on the compliance of the selection of the issuing object Section VI concluding comments of the issuer’s lawyer on the process of this non-public offering and the compliance of the issuing object Section 7 recommendation opinions of the sponsor on listing Section VIII statement on intermediaries 46 section IX documents for future reference 53 I. documents for future reference 53 II. Query location 53 III. query time fifty-three

interpretation

In this report, unless the context otherwise requires, the following words have the following meanings:

Issuer / company / Avic Jonhon Optronic Technology Co.Ltd(002179) means Avic Jonhon Optronic Technology Co.Ltd(002179)

This non-public offering / this issuance refers to the company’s non-public offering of a shares

Issuance report of the bank

Municipal announcement / non-public offering a report on the issuance of Avic Jonhon Optronic Technology Co.Ltd(002179) non-public Development Bank A shares index report and listing announcement and listing announcement / this report / this announcement / this report

AVIC refers to China Aviation Technology Industry Co., Ltd

AVIC industrial investment refers to AVIC Industrial Investment Co., Ltd. (formerly known as “AVIC Capital Industrial Investment Co., Ltd.”)

CSRC / CSRC means China Securities Regulatory Commission

The State Administration of science, technology and industry for national defense refers to the State Administration of science, technology and industry for national defense

Shenzhen stock exchange refers to Shenzhen Stock Exchange

Guohua Industrial Development Fund (limited refers to Guohua military civilian integration Industrial Development Fund (limited partnership) partnership) industrial investment fund Co., Ltd. refers to the national military civilian integration industrial investment fund Co., Ltd. Guohua industrial development fund management refers to the joint sponsor / joint principal of Guohua military civilian integration Industrial Development Fund Management Co., Ltd. Citic Securities Company Limited(600030) AVIC Securities Co., Ltd

Citic Securities Company Limited(600030) means Citic Securities Company Limited(600030)

AVIC securities refers to AVIC Securities Co., Ltd

The issuer’s lawyer refers to Beijing Jingtian Gongcheng law firm

Audit institution / ShineWing means ShineWing Certified Public Accountants (special general partnership)

Capital verification institution / Dahua certified public accountants refers to Dahua Certified Public Accountants (special general partnership)

The pricing base date refers to the first day of the non-public offering period

The reporting period, the last three years and the first period refer to 2018, 2019, 2020 and January September 2021

Company law means the company law of the people’s Republic of China

Securities Law means the securities law of the people’s Republic of China

The measures for the administration of securities issuance refer to the measures for the administration of securities issuance by listed companies

Detailed rules for implementation refers to the detailed rules for the implementation of non-public offering of shares by listed companies

A share refers to domestic listed RMB ordinary shares

Yuan, thousand yuan and ten thousand yuan refer to RMB yuan, thousand yuan and ten thousand yuan

If there is any difference in the mantissa between the sum of the total number of parts in this issuance report and listing announcement and the direct addition of individual data, it is caused by rounding.

Section I basic information of this offering

1、 Basic information of the issuer

Chinese name Avic Jonhon Optronic Technology Co.Ltd(002179)

English name AVIC jonhon optronic Technology Co., Ltd

Unified social credit code 914100007457748527

Date of establishment: December 31, 2002

Listing date: November 1, 2007

Shenzhen Stock Exchange

Stock abbreviation Avic Jonhon Optronic Technology Co.Ltd(002179)

Stock code 002179 SZ

Legal representative: Guo Zeyi

Board Secretary Wang Yage

Registered capital (before this offering) 1099945053 yuan

Registered address: No. 10, Zhoushan Road, Luoyang area, China (Henan) pilot Free Trade Zone

Office address: No. 10, Zhoushan Road, Luoyang area, China (Henan) pilot Free Trade Zone

Postal Code: 471003

Tel: 0379-63011079

Fax No.: 0379-63011077

E-mail [email protected].

General items: manufacturing of electronic components; Manufacturing of mechanical and electrical equipment; Business scope of refrigeration and air conditioning equipment manufacturing; Manufacturing of auto parts and accessories; Engineering and technical research and test development; Repair of special equipment (except for items subject to approval according to law, carry out business activities independently according to law with business license)

2、 Relevant procedures to be performed in this offering

(I) internal decision-making procedures of the company

The 13th meeting of the 6th board of directors and the 11th meeting of the 6th board of supervisors of the issuer held on July 9, 2021 deliberated and adopted the proposal on the company’s compliance with the conditions for non-public development of A-Shares and the proposal on the company’s performance in 2021

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