China International Capital Corporation Limited(601995)
About Mengshi new energy technology (Henan) Co., Ltd
Special verification opinions on the deposit and use of raised funds in 2021
China International Capital Corporation Limited(601995) (hereinafter referred to as ” China International Capital Corporation Limited(601995) ” or “sponsor”) as
Lion New Energy Technology (Henan) Co., Ltd. (hereinafter referred to as “lion technology” or “company”) 2017
The continuous supervision and recommendation institutions of non-public offering in accordance with the measures for the administration of securities issuance and listing recommendation business
Shenzhen Stock Exchange Stock Listing Rules, Shenzhen Stock Exchange self regulatory guidelines for listed companies No. 1
——Standardized operation of listed companies on the main board, guidelines for the supervision of listed companies No. 2 – funds raised by listed companies
Regulatory requirements for management and use and other relevant laws and regulations
The storage and use conditions have been carefully verified, and the verification conditions are as follows:
1、 Basic information of raised funds
(I) actual amount of raised funds and time of fund arrival
Approved by the China Securities Regulatory Commission on the approval of Guangdong Mengshi New Energy Technology Co., Ltd
Approval of the reply to the public offering of shares (zjxk [2016] No. 3230), Lion New Energy Technology (River)
South) Co., Ltd. (formerly renamed Guangdong Lion New Energy Technology Co., Ltd.) was established in February 2017
On June 28, it was non-public developed to 5 specific investors such as Shanghai Qingshang equity investment partnership (limited partnership)
The bank has 49561569 ordinary shares in RMB, with an issue price of 26.23 yuan per share, totaling the total amount of funds raised
The amount is 129999995487 yuan, deducting underwriting expenses and other issuance expenses
After 2134956157 yuan, the net amount of funds actually raised was 127865039330 yuan
The availability of funds has been approved by Guangdong Zhengzhong Zhujiang Certified Public Accountants (special general partnership)
[2017] g17000730185 capital verification report.
(II) use of raised funds and closing balance of accounts in 2021
Unit: RMB
Accumulated interest received in the current period is directly replenished in the previous period. Other matters in the previous period are in the current reporting period
Procedures for deduction of net amount of raised funds input of raised funds in previous years without deduction amount other matters net amount of account period fees used amount of fund items return amount (Note 2) balance at the end of deduction amount (Note 1) (Note 3)
1,278650,393.30 4,097634.19 1,097481,535.84 0 120000,000.00 65,265936. 05 -166.28 721.88
Note 1: it refers to the company’s temporary replenishment of working capital by using idle raised funds in the early stage. As of the end of the current period, it has not been returned
See “temporary replenishment of working capital with idle raised funds” in 3 and 2 of this report for the amount of repayment.
Note 2: the deduction amount of other matters in the early stage is the compulsory transfer of the company’s raised funds. See III. of this report for details
3 “purpose and destination of unused raised funds”.
Note 3: the amount deducted from other events in the reporting period is -166.28 yuan, because after the loan expires,
The company failed to repay the debts to China Citic Bank Corporation Limited(601998) Shantou branch on schedule, China Citic Bank Corporation Limited(601998) Shantou branch in December 2020
On the 17th, 166.28 yuan was transferred from the raised capital account of the company. The company raised funds from the account in March 2021
Returned 166.28 yuan transferred by China Citic Bank Corporation Limited(601998) Shantou branch.
2、 Deposit and management of raised funds
In order to regulate the management and use of raised funds and protect the interests of investors, the company has issued certificates in accordance with the company law
Securities Law of the people’s Republic of China and the Shenzhen Stock Exchange promulgated the Shenzhen Stock Exchange SME board to regulate the operation of listed companies
According to the provisions and requirements of relevant laws and regulations, such as the guidelines, and in combination with the actual situation of the company, Guangdong Meng has formulated the guidelines
Management system for the use of raised funds of Lion New Energy Technology Co., Ltd. (hereinafter referred to as “management system”).
According to the regulations of the management system, the company adopts a special account for the storage of the raised funds, so as to facilitate the management of the raised funds
Manage and use and supervise their use; On March 23, 2017, the company and the recommendation institution
Do not cooperate with Bank Of Communications Co.Ltd(601328) Shantou Longhu sub branch and China Citic Bank Corporation Limited(601998) Shantou branch
Signed the tripartite supervision agreement on raised funds and cooperated with Fujian Mengshi new energy, the implementation subject of the raised investment project
Technology Co., Ltd. (hereinafter referred to as “Fujian lion”), sponsor, China Zheshang Bank Co.Ltd(601916) Shenzhen
The branch (hereinafter referred to as ” China Zheshang Bank Co.Ltd(601916) Shenzhen Branch”) jointly signed the four party supervision agreement on raised funds.
The tripartite and quadripartite regulatory agreement and the guidelines for the standardized operation of companies listed on the SME Board of Shenzhen Stock Exchange
There is no significant difference in the tripartite regulatory agreement (model) for the raised funds.
As of December 31, 2021, the deposit balance of the company’s raised funds in the special bank account was 721.88 yuan.
The deposit of raised funds is as follows:
Unit: RMB
Bank account number deposit method deposit balance
Bank Of Communications Co.Ltd(601328) Shantou Longhu sub branch 4450060 Xiamen Meiya Pico Information Co.Ltd(300188) Digital China Information Service Company Ltd(000555) 7 current deposit 391.48
China Citic Bank Corporation Limited(601998) Shantou branch 8110901012 Beijing Hanbang Technology Group(300449) 870 current deposit 166.78
China Zheshang Bank Co.Ltd(601916) Shenzhen Branch 5840 Ping An Bank Co.Ltd(000001) 0120100332428 current deposit 163.62
Total 721.88
Note: as of the end of the reporting period, all the above special accounts for raised funds have been frozen. 3、 Actual use of funds raised in the current period 1. See the table below for details of the use of funds raised in the current period
Comparison table of use of raised funds in 2021
Unit: RMB
The total amount of raised funds is 127865039330
The total amount of raised funds invested in this year is 0. The total amount of raised funds with changed purposes during the reporting period-
Accumulated total amount of raised funds with changed purposes-
The accumulative total amount of raised funds invested is 109748153584, and the proportion of the accumulative total amount of raised funds with changed purposes-
Whether the committed investment projects and over raised funds have been changed. The commitment of raised funds has accumulated by the end of the period. Whether the investment projects at the end of the period have reached the expected level and can be realized in the current year. Whether the project feasibility has been achieved. Whether the funds have been invested in the total amount of project investment after adjustment (1) the amount of investment in the current year (2) the progress (%) The benefit of the use status date is expected to change significantly (3) = (2) / (1)
Committed investment projects
Core components of new energy vehicles – no 127865039330127865039330 0109748153584 85.83% — no
– lithium ion battery production project
Subtotal of committed investment projects – 127865039330127865039330 0109748153584 85.83% —
Total 127865039330127865039330 0109748153584 85.83% —
Line a of the project 1 plant was officially put into operation in 2017, reaching a daily production capacity of 22000018650 cells; By the end of the reporting period, the installation and commissioning of the front section of the equipment of line B of the 1 plant had been completed. Due to the judicial freezing of the raised funds account, deduction and the company’s failure to return the raised funds in time, some equipment had arrived in Hong Kong but failed to pay the delivery payment, so they were detained in the warehouse at the port, The situation and reasons why the remaining part fails to reach the planned progress or expected income. The equipment has been pre accepted and the payment for goods needs to be paid; The completion of the whole line of line B equipment has reached 60%, and the equipment in the later section can be put into production after installation and commissioning. About 60% of the civil works of other plants and warehouses of the project have been completed.
