TCL Technology Group Co., Ltd
Internal control audit report
Dahuanezi [2022] Shenzhen Capstone Industrial Co.Ltd(000038)
Dahua Certified Public Accountants (special general partnership)
DaHuaCertifiedPublicAccountants（SpecialGeneralPartnership）
TCL Technology Group Co., Ltd
Internal control audit report
(as of December 31, 2021)
Table of contents page I. internal control audit report 1-2
Dahua Certified Public Accountants (special general partnership) 12 / F, building 7, No. 16 courtyard, Middle West Fourth Ring Road, Haidian District, Beijing [100039] Tel: 86 (10) 58350011 Fax: 86 (10) 58350006 www.dahua-cpa com. Internal control audit report
Dahuanezi [2022] Shenzhen Capstone Industrial Co.Ltd(000038) Tcl Technology Group Corporation(000100) all shareholders:
In accordance with the guidelines on audit of internal control of enterprises and the relevant requirements of the practice standards for Certified Public Accountants of China, we have audited the effectiveness of the internal control over the financial statements of Tcl Technology Group Corporation(000100) (hereinafter referred to as Tcl Technology Group Corporation(000100) group) as of December 31, 2021.
1、 Responsibility of enterprises for internal control
It is the responsibility of the board of directors to establish, improve and effectively implement internal control and evaluate its effectiveness in accordance with the provisions of the basic norms of enterprise internal control, guidelines for the application of enterprise internal control and guidelines for the evaluation of enterprise internal control.
2、 Responsibilities of Certified Public Accountants
It is our responsibility to express opinions on the effectiveness of the internal audit report on the basis of the non-financial control, and pay attention to the implementation of the internal audit report.
3、 Inherent limitations of internal control
Internal control has inherent limitations, and there is the possibility that misstatement can not be prevented and found. In addition, as changes in circumstances may lead to inappropriate internal control or reduced compliance with control policies and procedures, there is a certain risk to speculate the effectiveness of internal control in the future according to the internal control audit results.
