Hna Investment Group Co.Ltd(000616)
Detailed equity change report
Name of listed company: Hna Investment Group Co.Ltd(000616) stock listing place: Shenzhen Stock Exchange Stock abbreviation: St Haitou Stock Code: Hna Investment Group Co.Ltd(000616) information disclosure obligor 1: Hainan HNA No. 2 Trust Management Service Co., Ltd. domicile / mailing address: 25 / F, new HNA building, No. 7 Guoxing Avenue, Meilan District, Haikou City, Hainan Province information disclosure obligor 2: HNA Industrial Group Co., Ltd
Address: 306, floor 3, building 1, yard 6, Futong East Street, Chaoyang District, Beijing
Mailing address: 25 / F, new HNA building, No. 7, Guoxing Avenue, Meilan District, Haikou City, Hainan Province. Nature of share change: increase (Executive Court ruling)
Date of signature: April, 2002
Statement
1、 The information disclosure obligor shall, in accordance with the company law of the people’s Republic of China, the securities law of the people’s Republic of China, the measures for the administration of the acquisition of listed companies, the standards for the contents and forms of information disclosure by companies offering securities to the public No. 15 – Report on changes in equity, the standards for the contents and forms of information disclosure by companies issuing securities to the public No. 16 – Report on the acquisition of listed companies and other relevant laws This report is prepared by laws, regulations and normative documents.
2、 In accordance with the provisions of the above laws and regulations, this report has fully disclosed the changes in the shares in which the information disclosure obligor has an interest in Hna Investment Group Co.Ltd(000616) . As of the signing date of this report, except for the shareholding information disclosed in this report, the information disclosure obligor has not increased or reduced the shares in Hna Investment Group Co.Ltd(000616) by any other means.
3、 The information disclosure obligor has obtained necessary authorization and approval for signing this report, and its performance does not violate or conflict with any provision in the internal rules of the information disclosure obligor.
4、 This equity change is based on the information stated in this report. Except for the professional institutions employed by the information disclosure obligor, the information disclosure obligor has not entrusted or authorized any other person to provide information not listed in this report and make any explanation or explanation to this report.
5、 The information disclosure obligor promises that there are no false records, misleading statements or major omissions in this report, and will bear individual and joint legal liabilities for its authenticity, accuracy and completeness.
catalogue
Declare that 1 interpretation Section 1 Introduction to information disclosure obligors five
1、 Basic information of information disclosure obligor five
2、 Basic information and equity relationship structure of controlling shareholders and actual controllers of information disclosure obligors 6 III. core enterprises and core businesses controlled by the information disclosure obligor, its controlling shareholders and actual controllers
Related enterprises and main businesses nine
4、 Legal and compliant operation of the information disclosure obligor in the last five years sixteen
5、 Information about the directors, supervisors and senior managers of the information disclosure obligor 16 VI. the shares in which the information disclosure obligor has interests in other listed companies and financial institutions reach or exceed
5% of the cases seventeen
7、 Changes in controlling shareholders and actual controllers of information disclosure obligors in the past two years eighteen
8、 Financial status of the information disclosure obligor in the last three years Section 2 purpose and procedure of this equity change twenty-one
1、 The purpose of this equity change 21 II. Plans to continue to increase the shares of listed companies or dispose of shares with interests in the next 12 months 21
3、 Relevant procedures for the performance of this equity change 21 section 3 method of equity change twenty-two
1、 The way of equity change this time 22 II. Changes in the proportion of shares held by the information disclosure obligor in the listed company and the equity control structure twenty-two
3、 The main contents of the agreement related to this equity change twenty-two
4、 Restrictions on the rights of shares involved in this equity change Section 4 source of funds 24 Section V follow up plan 25 I. change the main business of the listed company or make major changes to the main business of the listed company in the next 12 months
Big adjustment plan 2. Disposal of major assets, liabilities or other similar heavy assets of the listed company in the next 12 months
Big plan twenty-five
3、 Adjustment plan for current directors and senior managers of listed companies twenty-five
4、 The amendment plan of the articles of association of the listed company twenty-five
5、 Major changes to the existing employee employment plan of the listed company twenty-six
6、 Major changes in dividend policy of listed companies twenty-six
7、 Other plans that have a significant impact on the business and organization of the listed company Section VI analysis of the impact of this equity change on listed companies twenty-seven
1、 Impact on the independence of listed companies twenty-seven
2、 Impact on horizontal competition of listed companies twenty-eight
3、 Impact on related party transactions of listed companies Section 7 major transactions between listed companies and thirty-one
1、 Transactions with listed companies and their subsidiaries thirty-one
2、 Transactions with directors, supervisors and senior managers of listed companies thirty-one
3、 Compensation or similar arrangements for the directors, supervisors and senior managers of the listed company to be replaced IV. other contracts, tacit understandings and arrangements that are being signed or negotiated that have a significant impact on the listed company 32 the trading of trading shares of the listed company within the first six months of section 8 thirty-three
1、 Information disclosure obligor’s purchase and sale of shares of listed companies within the first six months 33 II. Directors, supervisors and senior managers of the information disclosure obligor and their immediate family members
Trading of shares of listed companies within 6 months 33 section IX other important matters Section 10 documents for future reference thirty-nine
1、 Documents for future reference thirty-nine
2、 Location for future reference 39 attached table to the detailed report on changes in equity forty-two
interpretation
In this report, unless the context otherwise requires, the following words have the following meanings:
Listed company, St overseas investment index Hna Investment Group Co.Ltd(000616)
Information disclosure obligors refer to Hainan HNA No.2 Information Management Service Co., Ltd. and HNA Industrial Group Co., Ltd
HNA industry refers to HNA Industry Group Co., Ltd
No.2 information management refers to Hainan HNA No.2 Information Management Service Co., Ltd
HNA Group refers to HNA Group Co., Ltd
HNA capital refers to HNA Capital Group Co., Ltd
Haitou holding refers to HNA Investment Holding Co., Ltd
Everbright refers to Everbright Xinglong Trust Co., Ltd
The bankruptcy trust refers to the special reorganization service of HNA Group
This report refers to Hna Investment Group Co.Ltd(000616) detailed equity change report
This equity change is due to the equity change of 321 companies such as HNA Group Co., Ltd. due to the implementation of the reorganization plan approved by the higher people’s Court of Hainan Province
To the relevant information disclosure obligors to obtain the rights and interests of the listed company.
After this equity change, the information disclosure obligor successively holds 20.27% equity shares of the listed company
Hainan high court refers to the higher people’s Court of Hainan Province
“Civil ruling” refers to the civil ruling (2021) qiongpo No. 1-6 of the Supreme People’s Court of Hainan Province
The reorganization plan refers to the substantial merger and reorganization of 321 companies including HNA Group Co., Ltd
Reorganization plan
The bankruptcy trust refers to the special reorganization service of HNA Group
The measures for the administration of acquisition refers to the measures for the administration of the acquisition of listed companies
Company Law refers to the company law of the people’s Republic of China
The articles of association refers to the Hna Investment Group Co.Ltd(000616) articles of association
CSRC refers to the China Securities Regulatory Commission
Shenzhen stock exchange refers to Shenzhen Stock Exchange
Yuan and 10000 yuan refer to RMB yuan and 10000 yuan
Note: any discrepancy between the total and the mantissa of the sum of the sub item values in this report is caused by rounding.
Section I Introduction to information disclosure obligors
1、 Basic information of information disclosure obligor
As of the signing date of this report, the basic information of No. 2 trust management is as follows:
Name: Hainan HNA No.2 Information Management Service Co., Ltd
Registered address: 25th floor, new HNA building, No. 7, Guoxing Avenue, Meilan District, Haikou City, Hainan Province
Legal representative: Zhao Quan
Registered capital: 1 million yuan
Type: limited liability company (sole proprietorship of legal person invested or controlled by non natural person)
Unified social credit code 91460000maa95c8f7f
Date of establishment: November 10, 2021
Operation period: November 10, 2021 to November 9, 2071
Engaging in investment activities with its own funds; Information consulting services (excluding licensed information consulting services); Enterprise management consulting; Financing advisory services; Information technology consulting services; The business scope of the company is economic consulting services; Bankruptcy liquidation services (general business projects are operated independently, and licensed business projects are operated with relevant licenses or approval documents) (for projects that need to be approved according to law, business activities can be carried out only with the approval of relevant departments.)
Mailing address: 25th floor, new HNA building, No. 7, Guoxing Avenue, Meilan District, Haikou City, Hainan Province
Tel: 089869961099
As of the signing date of this report, the basic information of HNA industry is as follows:
Enterprise name: HNA Industrial Group Co., Ltd
Registered address: 306, floor 3, building 1, yard 6, Futong East Street, Chaoyang District, Beijing
Legal representative: Yang Yilu
The registered capital is 14136525800 yuan
Enterprise type: other limited liability companies
Unified social credit code 91110 Dongguan Winnerway Industry Zone Ltd(000573) 247617p
Date of establishment: April 14, 2011
Operating period: April 14, 2011 to April 13, 2061
Project investment; Investment management; business management; Sales of machinery and equipment; Mechanical equipment leasing. (1) it is not allowed to make public investment in derivatives or other business activities without the approval of the financial department; (2) it is not allowed to make public investment in derivatives; and (4) it is not allowed to make public investment in derivatives without the approval of the financial department ； Market subjects choose independently according to law
Operating projects and carrying out business activities; For projects subject to approval according to law, business activities shall be carried out according to the approved contents after being approved by relevant departments; It is not allowed to engage in the business activities of projects prohibited and restricted by the industrial policies of the state and this Municipality.)
Mailing address: 25 / F, new HNA building, No. 7, Guoxing Avenue, Meilan District, Haikou City, Hainan Province
Tel: 089869961099
Note: as of the signing date of this report, the industrial and commercial change of the legal representative is in the process of being handled.
2、 Basic information and equity relationship structure of controlling shareholders and actual controllers of information disclosure obligors
(I) equity structure
After this equity change, the equity structure of the information disclosure obligor is shown in the figure below:
As of the second day of this report, the change of stock rights of HNA is being handled by the industrial and commercial administration. According to the ownership structure of the information disclosure obligor,
