Safbon Water Service (Holding) Inc.Shanghai(300262)
Audit opinions of the board of supervisors on the self-evaluation report of the company’s internal control
The board of supervisors, as the supervisory body of the company, reviewed the 2021 annual internal control self-evaluation report of Safbon Water Service (Holding) Inc.Shanghai(300262) (hereinafter referred to as “the company”) and the construction and operation of the company’s internal control system according to relevant regulations and considered that:
The company has established and improved various internal control systems in accordance with the relevant regulations of China Securities Regulatory Commission and Shenzhen Stock Exchange and in combination with its own actual situation, so as to ensure the standardized and orderly operation of the company’s business activities and the safety and integrity of the company’s assets. The company’s internal control organization is complete, and the internal audit department and personnel are fully equipped, which ensures the full and effective implementation and supervision of the company’s key internal control activities, and no major defects and abnormalities of internal control are found.
During the reporting period, the company’s performance forecast was inaccurate and the correction was not timely; There is non operating capital occupation with the related party Shanghai Jielan Trading Co., Ltd., and the maximum capital occupation balance is 3 million yuan, which has been recovered by the company on March 26, 2021; There is an illegal provision of external guarantee, which has been lifted on December 29, 2021; The disclosure of major litigation and arbitration was not timely, and the matter was disclosed to the public on November 29, 2021. In addition to the above matters, the company has not violated laws and regulations, the guidelines for the standardized operation of GEM listed companies, the articles of association and the company’s internal control system of Shenzhen Stock Exchange Safbon Water Service (Holding) Inc.Shanghai(300262) board of supervisors April 27, 2022
