Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting and recommendation Co., Ltd
About Pengdu Agriculture & Animal Husbandry Co.Ltd(002505)
Verification opinions on special notes on securities investment in 2021
Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting and recommendation Co., Ltd. (hereinafter referred to as " Shenwan Hongyuan Group Co.Ltd(000166) underwriting and recommendation" and "recommendation agency") serves as the continuous supervision organization of Pengdu Agriculture & Animal Husbandry Co.Ltd(002505) (hereinafter referred to as " Pengdu Agriculture & Animal Husbandry Co.Ltd(002505) " and "the company"), In accordance with the measures for the administration of securities issuance and listing recommendation business, the Listing Rules of Shenzhen Stock Exchange, the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 13 - recommendation business, and the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 1 - standardized operation of listed companies on the main board, the special instructions on securities investment in Pengdu Agriculture & Animal Husbandry Co.Ltd(002505) 2021 were verified, The details are as follows: I. review and approval of securities investment
Pengdu Agriculture & Animal Husbandry Co.Ltd(002505) respectively held the 13th (extraordinary) meeting of the 5th board of directors and the 3rd extraordinary general meeting of shareholders in 2015 on June 11, 2015 and July 2, 2015, deliberated and adopted the proposal on venture capital investment with self owned funds, Agree that the company will use its own funds with a maximum amount of no more than (including) RMB 1 billion for venture capital investment (including: securities investment of RMB 500 million; other funds, financial management and other investment of RMB 500 million); On August 25, 2015, the company held the 17th (Interim) meeting of the 5th board of directors and passed the proposal on venture capital adjustment, which decided to adjust the original investment amount allocation from "securities investment of 500 million yuan; other funds, wealth management and other investments of 500 million yuan" to "Securities investment of 100 million yuan and other funds, wealth management and other investments of 900 million yuan", and other contents remain unchanged.
2、 Securities investment of the company in 2021
In 2021, the company's securities investment is shown in the following table:
Unit: 10000 yuan
Initial investment of assets fair included in equity at the end of the reporting period
Category Securities name cost opening amount value change cumulative fair price internal purchase internal sale investment receipt stock source
Profit and loss value change amount
Stock Sealand Securities Co.Ltd(000750) 1069.57 474.29 -141.64 ----- 131.93 332.65 securities investment
Shares Fonterra co operational group 1011143949488 -296241 -635915 - -- 593453 acquired Anyuan dairy to obtain ordered shares
Stock balanceagri nutrients rebats 171.18 207.21 - 61.74 60.19 - 249.67 acquired from Anyuan dairy
Shares of farmlands co operative 0.18, 0.24 ----- 0.22 acquired from Anyuan dairy
Stock LIC shares 26.76 27.78 13.79 14.23 --- 45.57 acquired from Anyuan dairy
Total 11379131020439 -309026 -628318 60.19 --131.93656264
Note: Fonterra co operative group ordinary shares, balanceagri nutrients rebats, farmlands co operative and LIC shares are all assets held by Anyuan dairy subsidiary when the company acquired Anyuan dairy. According to Article 2.2 of the articles of association of Fonterra co operative group (hereinafter referred to as "Fonterra group"), any company or individual who becomes a raw milk supplier of Fonterra group must apply for holding the shares of Fonterra group. Tahi ranch, a subsidiary of Anyuan dairy industry, holds the shares of Fonterra group in order to ensure the stable sales channel of raw milk and maintain the supply-demand relationship with Fonterra group, It is necessary for the production and operation of the main business. Other New Zealand stocks are held by tahi ranch at the request of some cooperative suppliers in daily business activities. Such suppliers provide corresponding shares of cooperative shares as transaction rebate according to the purchase scale of customers every year.
3、 Risk control measures of securities investment
The company has specially formulated the securities investment management system and defined the allocation of securities investment funds, securities account control and investment decision-making authority. During the reporting period, the company strictly implemented the relevant provisions of the internal control system of securities investment and adhered to the risk controllable and standardized operation within the scope of authorization. At present, the securities of domestic stocks held by the company are abbreviated as Sealand Securities Co.Ltd(000750) , the stock capital is small, and there is no violation of laws, regulations and normative documents.
The New Zealand shares held by tahi ranch, a New Zealand subsidiary, are mainly the shares of Fonterra group held for the production and operation of raw milk and the cooperative shares held at the request of some cooperative suppliers in daily business activities.
4、 Opinions of independent directors
During the reporting period, the company strictly followed the provisions of the securities investment management system; The authority of fund allocation, securities account control and investment decision-making complies with the relevant provisions of China Securities Regulatory Commission and Shenzhen Stock Exchange on venture capital, and no violations of securities investment are found.
5、 Opinions of the sponsor
After verification, the recommendation institution believes that the securities invested in Pengdu Agriculture & Animal Husbandry Co.Ltd(002505) 2021 are formed from previous years, and there is no new securities investment in that year Pengdu Agriculture & Animal Husbandry Co.Ltd(002505) the securities investment in 2021 did not violate the provisions of relevant laws, regulations and normative documents such as the stock listing rules of Shenzhen Stock Exchange, the guidelines for self discipline supervision of listed companies of Shenzhen Stock Exchange No. 1 - standardized operation of listed companies on the main board, and complied with the provisions of the articles of association and the securities investment management system. The decision-making procedures were legal and compliant, and the safety of funds could be guaranteed.
(there is no text on this page, which is the signature and seal page of the verification opinions of Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting and recommendation Co., Ltd. on the special instructions for securities investment in Pengdu Agriculture & Animal Husbandry Co.Ltd(002505) 2021)
Sponsor representative:
Cai Ming, Hou Haitao
Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting and recommendation Co., Ltd. mm / DD / yyyy
