Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting and recommendation Co., Ltd
On Pengdu Agriculture & Animal Husbandry Co.Ltd(002505) continuous supervision
Recommendation work summary report
Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting sponsor Co., Ltd. (hereinafter referred to as " Shenwan Hongyuan Group Co.Ltd(000166) underwriting sponsor" and "sponsor") serves as the sponsor of Pengdu Agriculture & Animal Husbandry Co.Ltd(002505) (hereinafter referred to as " Pengdu Agriculture & Animal Husbandry Co.Ltd(002505) " and "company") under continuous supervision from May 18, 2020 to December 31, 2021 Pengdu Agriculture & Animal Husbandry Co.Ltd(002505) disclosed the annual report of 2021 on April 28, 2022. According to the requirements of relevant laws and regulations, such as the administrative measures for securities issuance and listing recommendation business, the stock listing rules of Shenzhen Stock Exchange, the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 1 - standardized operation of listed companies on the main board, the Shenwan Hongyuan Group Co.Ltd(000166) underwriting sponsor now issues a summary report on the recommendation work, with the specific contents as follows:
1、 Commitment of sponsor and sponsor representative
1. There are no false records, misleading statements or major omissions in the contents of the recommendation work summary report, supporting documents and relevant materials. The sponsor and the recommendation representative shall bear legal responsibility for its authenticity, accuracy and completeness.
2. The sponsor and I voluntarily accept any inquiry and investigation conducted by the CSRC on matters related to the summary report of the sponsor work.
3. The sponsor and I voluntarily accept the regulatory measures taken by the CSRC in accordance with the measures for the administration of securities issuance and listing recommendation business and the Shenzhen Stock Exchange (hereinafter referred to as "Shenzhen Stock Exchange") in accordance with the guidelines for self discipline supervision of listed companies of Shenzhen Stock Exchange No. 13 - recommendation business and other relevant provisions.
2、 Basic information of the sponsor
Sponsor name Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting and recommendation Co., Ltd
Registered address: room 2004, 20th floor, Dacheng International Building, No. 358, Beijing South Road, high tech Zone (new urban area), Urumqi, Xinjiang
Legal representative: Zhang Jian
Sponsor representatives Cai Ming and Hou Haitao
Tel: 02133388617
Whether to change the sponsor or other circumstances none
Name of issuer Pengdu Agriculture & Animal Husbandry Co.Ltd(002505)
Securities code: Pengdu Agriculture & Animal Husbandry Co.Ltd(002505)
Registered capital: 6374261088 yuan
Registered address: room 927, 9 / F, building B3, Lugu science and technology innovation and entrepreneurship Park, Changsha high tech Development Zone, Hunan Province
Office address: No. 25, Hongqiao Business villa, Lane 2188, Hongqiao Road, Changning District, Shanghai
Legal representative: Dong Yizhe
Actual controller: Jiang Zhaobai
Fu Rong, Secretary of the board of directors
Tel: 0216263051902162430519
Type of securities issued this time: A shares
The securities were issued on April 27, 2020
The securities will be listed on May 18, 2020
The listing place of the securities is Shenzhen Stock Exchange
The disclosure time of the annual report is April 28, 2022
4、 Overview of sponsor work
Shenwan Hongyuan Group Co.Ltd(000166) underwriting sponsor as the sponsor of Pengdu Agriculture & Animal Husbandry Co.Ltd(002505) continuous supervision, Cai Ming and Hou Haitao are designated as the sponsor representatives to be responsible for the continuous supervision. As of December 31, 2021, the continuous supervision period of the sponsor for Pengdu Agriculture & Animal Husbandry Co.Ltd(002505) continuous supervision has expired. During the above-mentioned period, the main work of the sponsor and the sponsor representative is as follows:
1. Supervise the company to improve the corporate governance structure, establish and improve various internal control systems such as information disclosure, internal audit and fund-raising management, and strictly implement them to improve the standard operation level.
2. Supervise the company in strict accordance with the company law of the people's Republic of China, the securities law of the people's Republic of China, the stock listing rules of Shenzhen Stock Exchange Perform the obligation of information disclosure according to the requirements of relevant laws, regulations and normative documents such as the guidelines for the standardized operation of listed companies of Shenzhen Stock Exchange (abolished on January 7, 2022 and revised into the guidelines for the self discipline supervision of listed companies of Shenzhen Stock Exchange No. 1 - the standardized operation of listed companies on the main board), and review the content and format of the company's information disclosure documents in advance or afterwards. 3. Supervise the company to manage and use the raised funds in strict accordance with the relevant provisions of the stock listing rules of Shenzhen Stock Exchange, the guidelines on self discipline supervision of listed companies of Shenzhen Stock Exchange No. 1 - standardized operation of listed companies on the main board, the guidelines on supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds of listed companies and the management measures for raised funds formulated by the company, Continue to pay attention to the use of the company's raised funds and the progress of the investment projects of the raised funds, and express independent opinions on the company's adjustment of the investment amount of the investment projects of the funds raised by non-public offering of shares, the replacement of the pre invested projects of the raised funds with the raised funds and the payment of the self raised funds for the issuance expenses, the use of idle raised funds for cash management, and the use of some idle raised funds to temporarily supplement working capital, Communicate with the company in time and require the company to perform the obligation of information disclosure according to law.
4. Continuously pay attention to and supervise the company and its directors, supervisors and senior managers to abide by various laws and regulations and earnestly fulfill various commitments.
5. Conduct regular on-site inspection on the company and issue on-site inspection reports, and regularly train the company's directors, supervisors, senior managers, controlling shareholders, actual controllers and middle managers.
6. Earnestly perform other work required by the CSRC and the stock exchange, and regularly submit relevant reports on continuous supervision to the regulatory authorities.
5、 Major events and handling during the performance of recommendation duties
On June 23, 2021, the first management department of listed companies of Shenzhen Stock Exchange issued the supervision letter on Pengdu Agriculture & Animal Husbandry Co.Ltd(002505) to the company (cbjh [2021] No. 70), which took regulatory measures against the large difference between the estimated net profit in the 2020 annual performance forecast and the net profit disclosed in the annual report, and the failure to disclose the 2020 annual performance express and the revised announcement of performance forecast within the specified time limit, The company is required to strictly abide by relevant laws and regulations, truly, accurately, completely, timely and fairly perform the obligation of information disclosure, and put an end to such events.
The sponsor shall timely communicate with the relevant person in charge of the company, urge the company to strictly abide by the securities law, the company law and other laws and regulations, as well as the relevant provisions of the Shenzhen Stock Exchange, truly, accurately, completely, timely and fairly perform the obligation of information disclosure, and prevent such events.
6、 Comments on the recommendation and cooperation of the listed company
During the continuous supervision of the sponsor, the company can operate in accordance with the requirements of relevant laws, regulations and normative documents, and disclose information in a timely and accurate manner. For important matters during continuous supervision, the company can timely notify and communicate with the sponsor, and timely provide relevant documents and materials according to the requirements of the sponsor. The company can actively cooperate with the sponsor and the sponsor's representative in the on-site inspection, continuous supervision training and other related work, which provides necessary conditions and convenience for the sponsor to perform the continuous supervision duties, and the cooperation with the sponsor is in good condition.
7、 Explanation and evaluation on the work of securities service institutions involved in securities issuance and listing and continuous supervision
During the continuous supervision of the sponsor, the securities service institution hired by the company can timely issue relevant documents and put forward professional opinions in accordance with the requirements of regulatory authorities, Shenzhen Stock Exchange and relevant laws and regulations. The securities service institutions employed by the company are able to perform their respective duties with diligence and diligence.
8、 Concluding comments on the review of information disclosure of listed companies
On June 23, 2021, the first Department of management of listed companies of Shenzhen Stock Exchange issued the supervision letter on Pengdu Agriculture & Animal Husbandry Co.Ltd(002505) to the company (cbjh [2021] No. 70), and took regulatory measures against the large difference between the estimated net profit in the 2020 annual performance forecast and the net profit disclosed in the annual report, and the failure to disclose in the 2020 annual performance express and the revised announcement of performance forecast within the specified time limit.
During the continuous supervision of the sponsor, the sponsor reviewed the information disclosure documents announced by the company in Shenzhen Stock Exchange. The sponsor believes that: in addition to the above circumstances, during the continuous supervision period, Pengdu Agriculture & Animal Husbandry Co.Ltd(002505) the information disclosure can comply with the provisions of relevant laws and regulations such as the measures for the administration of information disclosure of listed companies, the stock listing rules of Shenzhen Stock Exchange, the guidelines for self-discipline supervision of listed companies of Shenzhen Stock Exchange No. 1 - standardized operation of listed companies on the main board; For the matters to be improved in the information disclosure, the sponsor has timely communicated with the listed company, urged it to strictly abide by the securities law, the company law and other laws and regulations as well as the relevant provisions of the Shenzhen Stock Exchange, ensured the authenticity, accuracy, integrity and timeliness of the information disclosure, avoided false records, misleading statements or major omissions, and put an end to the occurrence of the above similar events.
9、 Concluding comments on the review of the use of raised funds of listed companies
The sponsor continues to pay attention to the special account storage and implementation of the funds raised by the issuer, It is considered that the deposit and use of the raised funds of the issuer comply with the measures for the administration of securities issuance and listing recommendation business, the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds of listed companies, and the guidelines for the standardized operation of listed companies of Shenzhen Stock Exchange (abolished on January 7, 2022 and revised into the guidelines for the self discipline supervision of listed companies of Shenzhen Stock Exchange No. 1 - the standardized operation of listed companies on the main board) And other relevant provisions, there is no case of changing the purpose of the raised funds in a disguised form and damaging the interests of shareholders, and there is no case of illegal use of the raised funds.
10、 Unfinished recommendation matters
As of December 31, 2021, the raised funds have not been used up. Before the use of the company's raised funds is completed, the sponsor will continue to perform continuous supervision on the management and use of the remaining raised funds.
11、 Other matters required by the CSRC and the stock exchange
The company has no other matters reported to the CSRC and the Shenzhen Stock Exchange.
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(there is no text on this page, which is the signature and seal page of the summary report of Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting and recommendation Co., Ltd. on Pengdu Agriculture & Animal Husbandry Co.Ltd(002505) continuous supervision of recommendation work) recommendation representative:
Cai Ming, Hou Haitao
Legal representative of the sponsor:
Jian Zhang
Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting and recommendation Co., Ltd. mm / DD / yyyy
