Shanghai Sk Automation Technology Co.Ltd(688155) verification opinions of the board of supervisors on the list of incentive objects reserved for the company’s restricted stock incentive plan in 2021 (as of the grant date)
According to the company law of the people’s Republic of China (hereinafter referred to as the “company law”), the securities law of the people’s Republic of China (hereinafter referred to as the “Securities Law”), the measures for the administration of equity incentive of listed companies (hereinafter referred to as the “measures for the administration of equity incentive”) and the Listing Rules of science and Innovation Board of Shanghai Stock Exchange (hereinafter referred to as the “Listing Rules”) Relevant laws, regulations and normative documents such as self regulatory guidelines for listed companies on the Kechuang board No. 4 – disclosure of equity incentive information, and relevant provisions of the Shanghai Sk Automation Technology Co.Ltd(688155) articles of Association (hereinafter referred to as the “articles of association”), To verify the list of incentive objects reserved for Shanghai Sk Automation Technology Co.Ltd(688155) (hereinafter referred to as “the company”) in 2021 restricted stock incentive plan (hereinafter referred to as “the incentive plan”) (as of the grant date), we hereby express the following verification opinions:
1. The incentive objects granted by the incentive plan are not subject to the circumstances specified in Article 8 of the measures for the administration of equity incentive:
1) Being identified as inappropriate by the stock exchange within the last 12 months;
2) It has been identified as an inappropriate candidate by the CSRC and its dispatched offices within the last 12 months;
3) Being administratively punished by the CSRC and its dispatched offices or taking market entry prohibition measures for major violations of laws and regulations within the last 12 months;
4) Those who are not allowed to serve as directors or senior managers of the company as stipulated in the company law;
5) Those who are not allowed to participate in equity incentive of listed companies according to laws and regulations;
6) Other circumstances recognized by the CSRC.
2. The incentive objects granted by the company’s equity incentive plan do not include the company’s independent directors, supervisors, shareholders or actual controllers who individually or jointly hold more than 5% of the company’s shares and their spouses, parents and children. 3. The criteria for determining the list of incentive objects reserved and granted in this restricted stock incentive plan are consistent with the criteria for determining incentive objects specified in the company’s restricted stock incentive plan (Draft) in 2021 (hereinafter referred to as “incentive plan (Draft)”) approved by the company’s third extraordinary general meeting in 2021.
4. The personnel on the list of incentive objects reserved and granted in this incentive plan meet the qualifications specified in the company law, securities law, articles of association, measures for the administration of equity incentive and other laws, regulations and normative documents, and meet the scope of incentive objects specified in the incentive plan (Draft) and its summary, Its subject qualification as the incentive object of the company’s restricted stock incentive plan is legal and effective.
To sum up, the board of supervisors agreed to reserve the list of some incentive objects to be granted in the company’s incentive plan, agreed that the grant date of some restricted shares to be granted in the company’s incentive plan was January 12, 2022, and agreed to grant 191400 restricted shares to 34 eligible incentive objects at the grant price of 71.54 yuan / share. Shanghai Sk Automation Technology Co.Ltd(688155) board of supervisors January 12, 2022
