Securities code: 300691 securities abbreviation: Union Optech Co.Ltd(300691) Announcement No.: 2022-001 Union Optech Co.Ltd(300691)
Announcement on signing the tripartite supervision agreement for raised funds
The company and all members of the board of directors guarantee that the contents of the announcement are true, accurate and complete without false records, misleading statements or major omissions.
1、 Basic information of raised funds
Union Optech Co.Ltd(300691) (hereinafter referred to as “the company”) received the reply on Approving the registration of Union Optech Co.Ltd(300691) issuing shares to specific objects (zjxk [2021] No. 26) issued by China Securities Regulatory Commission on January 11, 2021, and agreed that the company would issue 39223781 A shares to specific objects at an issue price of 12.11 yuan / share, The total amount of actually raised funds is RMB 474999987.91, after deducting the issuance expenses of RMB 7845142.24 (excluding value-added tax), the net amount of actually raised funds is RMB 467154845.67. After the capital verification of subscription funds was completed on December 14, 2021, the sponsor Anxin Securities Co., Ltd. (hereinafter referred to as “Anxin securities”) transferred the subscription money to the account designated by the issuer after deducting relevant expenses. ShineWing Certified Public Accountants (special general partnership) (hereinafter referred to as “ShineWing”) verified the availability of the raised funds and issued a capital verification report (xyzh / 2021szaa20355) on December 15, 2021. 2、 Signing of tripartite supervision agreement on raised funds and opening and storage of special account for raised funds
In order to standardize the management of the company’s raised funds and protect the legitimate rights and interests of investors, In accordance with relevant laws and regulations such as the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of raised funds by listed companies (revised in 2022), the Listing Rules of GEM stocks on Shenzhen Stock Exchange (revised in December 2020), the guidelines for the self discipline supervision of listed companies on Shenzhen Stock Exchange No. 2 – standardized operation of GEM listed companies According to the provisions of the normative documents, the company has established a special account for raising funds. The company and its wholly-owned subsidiaries Zhongshan Union Optech Co.Ltd(300691) Display Technology Co., Ltd. and Anxin securities signed the tripartite supervision agreement on raised funds with Industrial Bank Co.Ltd(601166) Zhongshan branch and Zhongshan branch of Dongguan Bank Co., Ltd. respectively. The opening of the special account for raised funds is as follows:
Project name raised funds (yuan) bank account no. of deposit bank of raised funds
New display and smart wear 392154845.67 Industrial Bank Co.Ltd(601166) Zhongshan 3960001000705361 Dai product intelligent manufacturing project branch
Repayment of bank loan 75000000.00 Dongguan Bank Co., Ltd. Zhongshan 549000014304197
branch
Total 467154845.67——
3、 Main contents of the tripartite supervision agreement on raised funds
(I) parties
Party A: Union Optech Co.Ltd(300691) , Zhongshan Union Optech Co.Ltd(300691) Display Technology Co., Ltd. (hereinafter referred to as “party a”)
Party B: Industrial Bank Co.Ltd(601166) Zhongshan branch, Zhongshan branch of Dongguan Bank Co., Ltd. (hereinafter referred to as “Party B”)
Party C: Anxin Securities Co., Ltd. (hereinafter referred to as “Party C”)
(II) main contents of the agreement
1. Party A has opened a special account for the raised funds in Party B, which is only used for the storage and use of the raised funds of Party A’s corresponding projects and shall not be used for other purposes.
2. Party A and Party B shall jointly abide by the bill law of the people’s Republic of China, the measures for payment and settlement, the measures for the administration of RMB bank settlement accounts and other laws, regulations and rules.
3. As the sponsor of Party A, Party C shall appoint a sponsor representative or other staff to supervise the use of Party A’s raised funds in accordance with relevant regulations. Party C shall perform its supervision duties in accordance with the guidelines for the standardized operation of companies listed on the gem of Shenzhen Stock Exchange and the raised funds management system formulated by Party A, and has the right to exercise its supervision power by means of on-site investigation and written inquiry. Party A and Party B shall cooperate with Party C’s investigation and inquiry. Party C shall check the storage of the raised funds in the special account at the same time when conducting on-site investigation on Party A every six months.
4. Party A authorizes Party C’s designated sponsor representatives Yang Zhaoxi and pan Zuzu to inquire and copy the information of Party A’s special account at any time; Party B shall timely, accurately and completely provide it with the required information about the special account. When the above-mentioned sponsor representative inquires about the special account of Party A from Party B, he shall issue his own legal identity certificate; Other staff designated by Party C shall issue their own legal identity certificate and a letter of introduction stamped with the official seal of party a when inquiring about the special account of Party A from Party B.
5. Party B shall issue a monthly statement to Party A and send a copy to Party C. Party B shall ensure that the contents of the bill are true, accurate and complete.
6. If Party A withdraws more than 50 million yuan from the special account or 20% of the net raised funds (determined according to the lower principle) in one time or within 12 months, Party B shall timely notify Party C by fax and provide the expenditure list of the special account.
7. Party C has the right to change the designated sponsor representative in accordance with relevant regulations. If Party C changes the recommendation representative, it shall notify Party B in writing of relevant supporting documents, and notify Party A and Party B in writing of the contact information of the changed recommendation representative according to the contact information agreed in this agreement. The replacement of the sponsor representative shall not affect the effectiveness of this agreement.
8. If Party B fails to issue a statement of account to Party C in time for three consecutive times or notify Party C of large withdrawals from the special account, and fails to cooperate with Party C in investigating the special account, Party A has the right to unilaterally terminate this Agreement and cancel the special account for raised funds.
9. This Agreement shall come into force from the date when the legal representatives / principals of Party A, Party B and Party C or their authorized representatives sign and affix the official seals of their respective units, and shall become invalid from the date when all the funds in the special account are spent and the supervision period of Party C ends (December 31, 2023).
4、 Documents for future reference
Tripartite supervision agreement for raised funds.
It is hereby announced.
Union Optech Co.Ltd(300691) board of directors
January 12, 2002
