Shanghai Step Electric Corporation(002527) board of supervisors
Opinions of the board of supervisors on matters related to the 14th meeting of the 5th board of supervisors
1. Legal operation of the company
During the reporting period, the board of supervisors conscientiously performed its duties in accordance with the provisions of the company law, the Shanghai Step Electric Corporation(002527) articles of association, the rules of procedure of the board of supervisors and other laws and regulations, and supervised and inspected the convening procedures and resolutions of the general meeting of shareholders and the board of directors, the implementation of the resolutions of the general meeting of shareholders by the board of directors, the performance of the duties of the directors and senior managers of the company and the company’s management system. It is believed that the company operates according to law and the decision-making procedures comply with the provisions of relevant laws, regulations and rules; The company’s internal control system has been established and can be effectively implemented; When performing their duties, the directors and senior managers of the company can conscientiously implement the national laws and regulations, rules and regulations and relevant resolutions, and have not found that the directors and senior managers of the company violate the laws and regulations, the Shanghai Step Electric Corporation(002527) company charter and other provisions or damage the interests of the company and shareholders when performing their duties and exercising their powers.
2. Check the company’s financial situation
The board of supervisors supervised, inspected and reviewed the company’s internal financial control system, financial status and financial results during the reporting period, and believed that the company’s internal financial control system was perfect, relevant systems were sound, financial operation was standardized, financial status was good, accounting was free of major omissions and false records, the preparation of financial statements complied with the accounting standards for business enterprises and other relevant provisions, and the financial report could be true, accurate and reliable Objectively reflect the financial status and operating results of the company during the reporting period.
3. Opinions of the board of supervisors on the profit distribution plan
After verification, the company’s profit distribution plan for 2021 complies with the relevant provisions of laws and regulations such as Shanghai Step Electric Corporation(002527) articles of association and Shanghai Step Electric Corporation(002527) future cash dividend policy, and there is no situation that damages the interests of the company’s shareholders, especially small and medium-sized shareholders. Therefore, we agree to the company’s 2021 profit distribution plan and agree to submit it to the company’s 2021 annual general meeting for deliberation.
4. Check the deposit and use of raised funds and give opinions
The board of supervisors inspected the deposit and use of the company’s raised funds in 2021 and held that the company’s raised funds were managed and used in strict accordance with relevant laws and regulations and the relevant provisions of the measures for the administration of raised funds, there was no change in the purpose of raised funds and damage to the interests of shareholders, and there was no unauthorized misappropriation or illegal use of raised funds.
5. Check the acquisition and sale of assets
The board of supervisors of the company has inspected the acquisition and sale of assets of the company in 2021 and believes that:
Upon inspection, the company and its subsidiaries did not acquire or sell assets during the reporting period.
6. Check the related party transactions and external guarantees of the company and give opinions
The board of supervisors of the company has inspected the related party transactions and external guarantees of the company in 2021 and believes that: after inspection, there was no occupation of non operating funds by controlling shareholders and other related parties in the company and its subsidiaries during the reporting period.
Upon inspection, the company and its subsidiaries had no major related party transactions or other related capital transactions during the reporting period.
Upon inspection, during the reporting period, the total amount of comprehensive credit line applied by the company and its holding subsidiaries to financial institutions and guaranteed by the company within the line is expected to not exceed RMB 1.18 billion, accounting for 38.45% of the company’s audited net assets attributable to shareholders of Listed Companies in 2021. In 2021, the above guarantee amount of 895543 million yuan has been used. In 2021, the company and its holding subsidiaries had no illegal guarantee, no overdue guarantee, and no external guarantee occurred in previous years and accumulated to the reporting period.
7. Opinions on the self evaluation report on internal control in 2021 prepared by the board of directors
After reviewing the self-evaluation report on internal control in 2021 prepared by the board of directors and the construction and implementation of the company’s internal control system, the board of supervisors believes that the self-evaluation report on the company’s internal control can objectively and comprehensively reflect the construction of the internal control system, has been effectively implemented, and can ensure the safety and integrity of assets and the normal development of operation and management activities on the whole, Effectively control business risks and ensure the achievement of business objectives.
The self-evaluation report on internal control in 2021 prepared by the board of directors truly, comprehensively and objectively reflects the establishment and operation of the company’s internal control system.
8. Opinions on the audit report issued by the accounting firm
During the reporting period, Lixin Zhonglian Certified Public Accountants issued a standard unqualified audit report for the company. The board of supervisors believes that the report truly, accurately and completely reflects the actual situation of the company, and there are no false records, misleading statements or major omissions.
9. Opinions on the expected events of daily connected transactions in 2022
After reviewing the expected daily related party transactions in 2022, the board of supervisors believes that the expected daily related party transactions between the company and related parties in 2022 are in line with the actual situation of the company and are compliant and reasonable; The content and pricing principles of related party transactions comply with relevant policies and regulations, reflect the principles of fairness, fairness and impartiality, and no damage to the interests of the company and shareholders is found. The decision-making procedures comply with relevant laws and regulations, Shanghai Step Electric Corporation(002527) articles of association and Shanghai Step Electric Corporation(002527) related party transaction decision-making system.
10. Establishment and implementation of insider information management system of the company
The board of supervisors of the company has supervised the board of directors to establish the insider information management system. All systems are well implemented and there are no violations.
11. Proposal on using some idle self owned funds to purchase financial products
After verification, the company and its subsidiaries intend to use idle self owned funds of no more than 80 million yuan (the amount can be used on a rolling basis) to purchase financial products on the premise of ensuring the normal operation of the company and ensuring the safety of funds, which is in line with the relevant provisions of the stock listing rules of Shenzhen Stock Exchange and the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 1 – standardized operation of listed companies on the main board. It is conducive to improve the use efficiency of funds and increase the return of funds, will not have an adverse impact on the operation of the company and its subsidiaries, and is in line with the interests of the company and all shareholders. There is no situation that damages the interests of the company and all shareholders, especially small and medium-sized shareholders.
We hereby give our opinion
(there is no text on this page, only the signature page of Shanghai Step Electric Corporation(002527) board of supervisors) signatures of all supervisors:
Gong Zhaokun, Fang Qi, Zong Zhouping
Date of signature: April 23, 2022
