Shanghai Step Electric Corporation(002527)
Annual deposit and use of raised funds
Situation assurance report
Lixin Zhonglian zhuanshen Zi [2022] d-0260
Lixin Zhonglian CPA (special general partner ship)
Lixin Zhonglian Certified Public Accountants (special general partnership)
LixinZhonglian CPAs (SPECIAL GENERAL PARTNERSHIP)
Verification report on annual deposit and use of raised funds
Lixin Zhonglian zhuanshen Zi [2022] d-0260
Shanghai Step Electric Corporation(002527) all shareholders:
We have accepted the entrustment and verified the attached special report on the deposit and actual use of raised funds in 2021 prepared by the board of directors of Shanghai Step Electric Corporation(002527) (hereinafter referred to as Shanghai Step Electric Corporation(002527) company).
1、 Restrictions on the users and purposes of the report
This assurance report is only used for the disclosure of the annual report of Shanghai Step Electric Corporation(002527) company and shall not be used for any other purpose. We agree to take this assurance report as a necessary document for the annual report of Shanghai Step Electric Corporation(002527) company, submit it together with other documents and disclose it to the public.
2、 Responsibilities of the board of directors
According to the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of raised funds by listed companies (revised in 2022) (CSRC announcement [2022] No. 15) Prepare the special report on the deposit and actual use of raised funds in 2021, provide true, legal and complete relevant materials, and ensure that the contents are true, accurate and complete, There are no false records, misleading statements or major omissions.
3、 Responsibilities of Certified Public Accountants
Our responsibility is to independently put forward the assurance conclusion of the above report prepared by the board of directors of Shanghai Step Electric Corporation(002527) company on the basis of the implementation of the assurance work.
4、 Job overview
We carry out the assurance business in accordance with the provisions of other assurance business standards for Chinese certified public accountants No. 3101 – assurance business other than audit or review of historical financial information. The standard requires us to plan and implement assurance work to obtain reasonable assurance on whether the information of the assurance object is free from material misstatement. In the authentication process
Lixin Zhonglian zhuanshen Zi [2022] d-0260
We have implemented procedures that we consider necessary, including checking accounting records. We believe that our assurance work provides a reasonable basis for expressing opinions.
5、 Audit conclusion
We believe that the special report on the deposit and actual use of raised funds in 2021 prepared by the board of directors of Shanghai Step Electric Corporation(002527) company complies with the regulatory guidelines for listed companies No. 2 – regulatory requirements for the management and use of raised funds by listed companies (revised in 2022) (CSRC announcement [2022] No. 15) of China Securities Regulatory Commission The preparation of the relevant provisions of the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 1 – standardized operation of listed companies on the main board and the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 2 – announcement format truthfully reflects the actual deposit and use of the raised funds of Shanghai Step Electric Corporation(002527) company in 2021.
China Certified Public Accountants of Lixin Zhonglian Certified Public Accountants (special general partnership):
(project partner)
Chinese certified public accountant:
Tianjin, China April 23, 2022
Shanghai Step Electric Corporation(002527)
Special report on the deposit and actual use of raised funds in 2021
In accordance with the relevant provisions of the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of raised funds by listed companies, the guidelines for the self discipline supervision of listed companies No. 1 of Shenzhen Stock Exchange – standardized operation of listed companies on the main board, and the refinancing category of listed companies No. 2 of Shenzhen Stock Exchange – Announcement on the annual deposit and use of raised funds by listed companies, Shanghai Step Electric Corporation(002527) (hereinafter referred to as “the company” or ” Shanghai Step Electric Corporation(002527) “) the board of directors prepared a special report on the deposit and actual use of raised funds in 2021, the contents of which are as follows:
1、 Basic information of raised funds
Approved by the reply on approving Shanghai Step Electric Corporation(002527) public issuance of convertible corporate bonds (zjxk [2017] No. 1216) of China Securities Regulatory Commission, the company publicly issued 8825057 convertible corporate bonds on November 6, 2017, with an issue price of 100 yuan each and a total raised capital of 88250570000 yuan, After deducting 2592097729 yuan of relevant issuance expenses, the net amount of actually raised funds is 85658472271 yuan; The availability of the above raised funds has been examined by Lixin Certified Public Accountants (special general partnership) and issued the verification report on the availability of raised funds from Shanghai Step Electric Corporation(002527) convertible corporate bonds (xksbz [2017] No. za16316).
On January 17, 2018, the company held the 8th meeting of the 4th board of directors and the 5th meeting of the 4th board of supervisors, deliberated and approved the proposal on using raised funds to replace self raised funds invested in raised investment projects in advance, and agreed to replace the self raised funds invested in raised investment projects in the early stage with raised funds of RMB 149720700.
Lixin Certified Public Accountants (special general partnership) conducted a special audit on the self raised funds of the company’s pre invested projects with raised funds, and issued the authentication report of Shanghai Shanghai Step Electric Corporation(002527) Electric Co., Ltd. on pre invested projects with raised funds with self raised funds (xksbz [2018] No. 10026).
In 2018, the company used a total of 24578136001 yuan of raised funds (including 149720700 yuan of funds invested in raised projects in the early stage of fund-raising replacement), paid 490.10 yuan of handling fees and received 2061031004 yuan of deposit interest income. As of December 31, 2018, the total balance of the above special account for the deposit of raised funds was 63445378084 yuan. Lixin Certified Public Accountants (special general partnership)
The company conducted a special audit on the use of raised funds this year and issued the verification report on the annual storage and use of raised funds of Shanghai Shanghai Step Electric Corporation(002527) Electric Co., Ltd. (xksbz [2019] No. za13491).
In 2019, the company used 8218289813 yuan of raised funds (including 101000000 yuan of convertible bond information disclosure fee), paid 804.40 yuan of handling fee and received 1694883534 yuan of deposit interest income. As of December 31, 2019, the total balance of the above special account for the storage of raised funds was 56921891365 yuan. Lixin Zhonglian Certified Public Accountants (special general partnership) conducted a special audit on the use of the raised funds of the company this year and issued the assurance report on the annual storage and use of the raised funds of Shanghai Shanghai Step Electric Corporation(002527) Electric Co., Ltd. (Lixin Zhonglian zhuanshen Zi [2020] d-0131).
In 2020, the company used 4107620519 yuan of raised funds, paid 651.42 yuan of handling fees and received 1675271562 yuan of deposit interest income. As of December 31, 2020, the total balance of the above special account for the storage of raised funds was 54489477266 yuan. Lixin Zhonglian Certified Public Accountants (special general partnership) conducted a special audit on the use of the raised funds of the company this year and issued the assurance report on the annual storage and use of the raised funds of Shanghai xinshida Electric Co., Ltd. (Lixin Zhonglian zhuanshen Zi [2021] d-0309).
In 2021, the company used 136550914 yuan of raised funds, paid 8.25 yuan of handling fees, received 692401092 yuan of deposit interest income, and transferred out 55045326619 yuan of supplementary working capital.
As of December 31, 2021, the total balance of the above special account for the storage of raised funds is 0 yuan.
As of December 31, 2021, the company’s use of raised funds is as follows:
Unit: RMB
Project amount
As of December 31, 2020, the balance of raised funds was 54489477266
Add:
Interest income from structured deposits and time deposits 312085616
Interest income from demand deposits and 7-day call deposits 380315476
Total income 692401092
Minus:
Siasun Robot&Automation Co.Ltd(300024) and intelligent manufacturing of key parts and motion control system products 136550914
Project amount
The production project investment of automobile intelligent flexible welding production line is 0.00
Bank charges 8.25
Transfer out of raised funds to supplement working capital 55045326619
Total expenditure 55181878358
As of December 31, 2021, the balance of raised funds was 0.00
2、 Management of raised funds
（1） Management of raised funds
In order to standardize the management and application of raised funds and protect the interests of investors, the company has formulated the measures for the management of raised funds of Shanghai xinshida Electric Co., Ltd. in accordance with the provisions of the guidelines for the standardized operation of listed companies of Shenzhen Stock Exchange and in combination with the actual situation of the company. The company saves the raised funds in a special account and implements strict examination and approval procedures for the use of the raised funds to ensure that the special funds are used for special purposes. The company and its sponsor Gf Securities Co.Ltd(000776) signed contracts with Bank Of Communications Co.Ltd(601328) Shanghai Jiading sub branch, China Minsheng Banking Corp.Ltd(600016) Shanghai branch business department and Shanghai Jiading sub branch of Guangdong Development Bank respectively《
