Citic Securities Company Limited(600030)
About Chengdu Rml Technology Co.Ltd(301050)
Verification opinions on the deposit and use of raised funds in 2021
Citic Securities Company Limited(600030) (hereinafter referred to as " Citic Securities Company Limited(600030) " and "sponsor") as the sponsor of Chengdu Rml Technology Co.Ltd(301050) (hereinafter referred to as " Chengdu Rml Technology Co.Ltd(301050) " and "company") for initial public offering of shares and listing on GEM, in accordance with the measures for the Administration of securities issuance and listing sponsor business and the regulatory guidelines for listed companies No. 2 - regulatory requirements for the management and use of raised funds of listed companies In accordance with relevant laws and regulations such as the Listing Rules of Shenzhen Stock Exchange on the gem and the guidelines for the standardized operation of companies listed on the gem of Shenzhen Stock Exchange, the deposit and use of the company's raised funds in 2021 have been carefully and prudently verified. The specific verification is as follows:
1、 Basic information of raised funds
(I) actual amount of raised funds and time of fund arrival
According to the reply on Approving the registration of Chengdu Rml Technology Co.Ltd(301050) initial public offering of shares (zjxk [2021] No. 2056) issued by China Securities Regulatory Commission, Chengdu Rml Technology Co.Ltd(301050) is placed by the lead underwriter Citic Securities Company Limited(600030) to strategic investors Through the combination of offline inquiry and placement from qualified investors and online pricing and issuance to social public investors holding the market value of non restricted A-Shares and non restricted depositary receipts in Shenzhen market, 24.2 million RMB ordinary shares (A shares) were publicly issued to the public at an issue price of 60.64 yuan per share, raising a total of 1467488 million yuan, The raised capital after deducting the underwriting and recommendation expenses of 958958 million yuan was 13715922 million yuan, which was remitted to the raised capital supervision account of the company by the lead underwriter Citic Securities Company Limited(600030) on August 19, 2021. In addition, after deducting the online issuance fee, prospectus printing fee, reporting accountant fee, lawyer fee, evaluation fee and other new external expenses directly related to the issuance of equity securities of 189049 million yuan (excluding value-added tax), the net amount of funds raised by the company this time is 1358115400 yuan. The availability of the above raised funds has been verified by Tianjian Certified Public Accountants (special general partnership), who issued the capital verification report (Tianjian Yan [2021] No. 11-36).
(II) use and balance of raised funds
Monetary unit: RMB 10000
Item No. amount
Net amount of raised funds a 13581154
Project input B1 - accumulated amount as of the beginning of the period
Net interest income B2-
Project input C14957186 current amount
Net interest income C2 299.45
Project investment D1 = B1 + C14957186 accumulated amount by the end of the period
Net interest income D2 = B2 + C2 299.45
The balance of funds raised should be e = a-d1 + D28653913
Actual balance of raised funds f 193913
Difference [Note 1] g = E-F 8460000
Note 1: the difference is that the company uses the temporarily idle raised funds (including over raised funds) for cash management in accordance with the administrative measures for the use of raised funds. This year, the company uses the raised funds for cash management to purchase 1222 million yuan of financial products, 376 million yuan of products are due, and the ending balance is 846 million yuan
2、 Deposit and management of raised funds
(I) management of raised funds
In order to standardize the management and use of raised funds, improve the efficiency and efficiency of fund use, and protect the rights and interests of investors, In accordance with the company law of the people's Republic of China, the securities law of the people's Republic of China, the Listing Rules of Shenzhen Stock Exchange gem (revised in December 2020) (SZS [2020] No. 1292) and the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 2 - standardized operation of companies listed on GEM (SZS [2022] No. 14) and other relevant laws, regulations and normative documents, In combination with the actual situation of the company, the management measures for the use of Chengdu Rml Technology Co.Ltd(301050) raised funds (hereinafter referred to as the management measures) are formulated. According to the management measures, the company has implemented a special account for the raised funds, established a special account for the raised funds in the bank, and signed the tripartite supervision agreement for the raised funds with Bank Of Chengdu Co.Ltd(601838) hi tech sub branch, China Minsheng Banking Corp.Ltd(600016) Chengdu branch and China Merchants Bank Co.Ltd(600036) Chengdu branch together with the sponsor Citic Securities Company Limited(600030) on September 6, 2021, clarifying the rights and obligations of all parties. There is no significant difference between the tripartite regulatory agreement and the model tripartite regulatory agreement of Shenzhen Stock Exchange, and the company has strictly complied with the raised funds.
(II) storage of raised funds in special account
1. As of December 31, 2021, the company has five special accounts for raised funds, and the deposits of raised funds are as follows:
Monetary unit: RMB
Remarks on the balance of raised funds in the account number of the deposit bank
Bank Of Chengdu Co.Ltd(601838) Gaoxin sub branch 10013 China Baoan Group Co.Ltd(000009) 1256088423.63
Bank Of Chengdu Co.Ltd(601838) Gaoxin sub branch 10013 China Baoan Group Co.Ltd(000009) 18315449838302
China Minsheng Banking Corp.Ltd(600016) Chengdu jin63324258487795.98
Jiang sub branch
China Merchants Bank Co.Ltd(600036) Tianfu Jingrong 1289122077104011426221311
Mansion sub branch
China Merchants Bank Co.Ltd(600036) Tianfu Jingrong University 12891220771020245445805
Xiamen sub branch
Total 1939127379
2. As of December 31, 2021, the principal of financial products purchased by the company with idle raised funds and over raised funds is 84 Shanghai Pudong Development Bank Co.Ltd(600000) 000 yuan, and the details are as follows:
Unit: RMB
Bank product name and amount
Bank Of Chengdu Co.Ltd(601838) Bank Of Chengdu Co.Ltd(601838) "Furong Jincheng" unit structural deposit 28000000000 high tech sub branch
China Merchants Bank Co.Ltd(600036) Tianfu Jingrong Zhihui series aggressive bearish two-story interval 92 Tianjie 21800000000 building sub branch structured deposit products
China Merchants Bank Co.Ltd(600036) Tianfu Jingrong dianjin series aggressive bearish two-story interval 97 Tianjie 15 Shanghai Pudong Development Bank Co.Ltd(600000) 0 building sub branch structural deposit
China Merchants Bank Co.Ltd(600036) Tianfu Jingrong dianjin series aggressive bearish two-story interval 97 Tianjie 1200000000 building sub branch structured deposit
Bank Of Chengdu Co.Ltd(601838) Bank Of Chengdu Co.Ltd(601838) "Furong Jincheng" unit structural deposit 18000000000 high tech sub branch
3、 Actual use of raised funds this year
(I) comparison table of use of raised funds
1. See "Annex 1: comparison table of the use of raised funds" in the verification opinions for the comparison table of the use of raised funds.
2. Replacement of self raised funds and paid issuance expenses of investment projects invested with raised funds in advance with raised funds
In 2021, the company invested 565267 million yuan in projects invested with raised funds in advance with self raised funds. The details are as follows:
Unit: 10000 yuan
Serial number project name has been invested in advance
1. Technical transformation and capacity expansion construction project of production base 363565
2. R & D center construction project March 2017
Total 565267
In 2021, the company paid the issuance fee (excluding value-added tax) of RMB 810500 with self raised funds. The details are as follows:
Unit: 10000 yuan
Serial number project name has been invested in advance
1 audit and capital verification expenses 75.47
2. Issuance Commission and other expenses 5.58
Total 81.05
The company held the 19th meeting of the first board of directors on September 15, 2021. The meeting deliberated and passed the proposal on replacing the self raised funds and paid issuance expenses of the investment projects invested with the raised funds in advance with the raised funds, and agreed to use the raised funds from the initial public offering to replace the self raised funds invested in the investment projects invested with the raised funds in advance of 565267 million yuan, And the issuance cost is 810500 yuan (excluding value-added tax). Tianjian Certified Public Accountants (special general partnership) conducted a special audit on the company's investment projects and payment of issuance expenses with self raised funds in advance, and issued the assurance report on Chengdu Rml Technology Co.Ltd(301050) investment projects with self raised funds in advance and payment of issuance expenses (tianjianshen [2021] No. 11-35).
3. Cash management using idle raised funds in the current period
The company held the 19th meeting of the first board of directors on September 15, 2021. The meeting deliberated and approved the proposal on using some idle raised funds for cash management, and agreed that the company should use some idle raised funds for cash management, specifically to purchase low-risk short-term financial products with high safety, good liquidity and meeting the capital preservation requirements, with an amount of no more than 400 million yuan (including principal), Rolling use within 12 months. In 2021, the company used idle raised funds for cash management, purchased 712 million yuan of financial products, expired 376 million yuan, and the ending balance was 336 million yuan.
4. Use of excess raised funds to supplement working capital and cash management in the current period
After September 2021
