About Anxin Securities Co., Ltd
Suzhou Slac Precision Equipment Co.Ltd(300382)
Special verification report on the deposit and use of raised funds in 2021
Anxin Securities Co., Ltd. (hereinafter referred to as "Anxin securities" or "the sponsor") acts as a continuous supervision sponsor for Suzhou Slac Precision Equipment Co.Ltd(300382) (hereinafter referred to as " Suzhou Slac Precision Equipment Co.Ltd(300382) " or "the company") to issue convertible corporate bonds to unspecified objects, According to the measures for the administration of securities issuance and listing recommendation business (revised in 2020), Shenzhen Stock Exchange GEM Listing Rules (revised in December 2020), Shenzhen Stock Exchange self regulatory guidelines for listed companies No. 2 - standardized operation of GEM listed companies and other relevant provisions, a special verification was conducted on the deposit and use of raised funds in Suzhou Slac Precision Equipment Co.Ltd(300382) 2021, The verification is now reported as follows: I. Basic information of raised funds
1. Actual amount of raised funds and arrival time of funds
On August 27, 2020, according to the reply on Approving the registration of Suzhou Slac Precision Equipment Co.Ltd(300382) issuing convertible corporate bonds to unspecified objects (zjxk [2020] No. 1956) issued by the China Securities Regulatory Commission, 388 million yuan of convertible bonds were issued at face value, with a face value of 100 yuan each. The balance of the above raised funds after deducting the underwriting fee of 6.89 million yuan (including tax) from Anxin securities was 381.11 million yuan, which had been deposited into the special storage account of the issuer's raised funds on September 23, 2020. The total amount of funds raised from the issuance of convertible corporate bonds to unspecified objects, after deducting all issuance expenses including the recommendation and underwriting fee of Anxin securities of RMB 7.5819 million (excluding tax), the actual net amount of funds raised is RMB 3804181 million. Notarial Tianye Certified Public Accountants (special general partnership) verified the availability of raised funds and issued the capital verification report Sugong w [2020] No. b093.
2. According to the raised investment project plan, the company transferred the raised funds of 38111000000 yuan to two special accounts for raised funds. As of December 31, 2021, the accumulated use amount and current balance of raised funds are as follows:
Unit: Yuan
Project amount
Transfer in of funds raised on September 23, 2020
Less: 24478832621 of raised funds used in the reporting period
Including: replacement of raised funds invested in advance and self raised funds of 1119183175
The amount directly invested in the raised investment project is 11914792421
Permanent supplementary working capital 11444857025
Less: idle raised funds temporarily replenish working capital by 0.00
Less: cash management with idle raised funds 10000000000
Less: 69188680 of issuing expenses
Plus: net interest income deducting handling charges 68374677
Plus: cash management income from idle raised funds 530855496
As of December 31, 2021, the balance of the special account for raised funds was 4162208872
Plus: cash management balance of idle raised funds 10000000000
As of December 31, 2021, the balance of unused raised funds was 14162208872
2、 Deposit and management of raised funds
1. Storage of raised funds in each bank account
In order to standardize the management and use of raised funds and protect the interests of investors, the company has formulated the Suzhou Slac Precision Equipment Co.Ltd(300382) raised funds management system (hereinafter referred to as the management system) in accordance with the provisions and requirements of the company law, the securities law, the Shenzhen Stock Exchange GEM Listing Rules and other laws and regulations and in combination with the actual situation of the company. According to the management system, the company adopts a special account storage system for the raised funds, so as to facilitate the management and use of the raised funds and supervise their use, so as to ensure that the special funds are used for special purposes. After deliberation and approval by the board of directors of the company, the raised funds have opened two special accounts of Bank Of Ningbo Co.Ltd(002142) Suzhou Dongwu sub branch and Agricultural Bank Of China Limited(601288) Suzhou Xinshi sub branch, of which the deposit account of Bank Of Ningbo Co.Ltd(002142) Suzhou Dongwu sub branch is 75270122000177872 and the deposit account of Agricultural Bank Of China Limited(601288) Suzhou Xinshi sub branch is 1055520104 Jiangxi Black Cat Carbon Black Inc.Ltd(002068) 0.
As of December 31, 2021, the storage of raised funds is as follows:
Unit: Yuan
Deposit bank account number account category storage method storage balance
Bank Of Ningbo Co.Ltd(002142) Suzhou Dongwu sub branch 75270122000177872 special account cancellation
Agricultural Bank Of China Limited(601288) Suzhou Xinshi sub branch 1055520104 Jiangxi Black Cat Carbon Black Inc.Ltd(002068) 0 special account current 2463296428
Qishang bank Xi'an hi tech sub branch 801117401421 Shenzhen Huijie Group Co.Ltd(002763) special account current 1698912444
Total 4162208872
2. Signing and performance of tripartite supervision agreement for raised funds
The company signed a tripartite supervision agreement with the sponsor, the Bank Of Ningbo Co.Ltd(002142) Suzhou Dongwu sub branch where the raised funds are deposited and Agricultural Bank Of China Limited(601288) Suzhou Xinshi sub branch. There is no significant difference between the tripartite supervision agreement on raised funds and the model tripartite supervision agreement of Shenzhen Stock Exchange. The company uses the raised funds in accordance with the provisions of the tripartite supervision agreement on raised funds.
For the purpose of adding the implementation subject of the raised investment project, Xi'an Suzhou Slac Precision Equipment Co.Ltd(300382) science and Technology Development Co., Ltd., a wholly-owned subsidiary of the company, established a new special fund account 801117401421 Shenzhen Huijie Group Co.Ltd(002763) in Xi'an high tech branch of qishang bank on June 29, 2021, and cooperated with Xi'an Suzhou Slac Precision Equipment Co.Ltd(300382) Science and Technology Development Co., Ltd Xi'an Branch of qishang Bank Co., Ltd. and the sponsor Anxin Securities Co., Ltd. signed the four party supervision agreement on raised funds to implement the management of special account and special deposit. There is no significant difference between the four party supervision agreement on raised funds and the model tripartite supervision agreement of Shenzhen Stock Exchange. The company uses the raised funds in accordance with the provisions of the four party supervision agreement on raised funds.
3、 Actual use of raised funds this year
1. Use of funds for investment projects with raised funds
From September 23, 2020 to December 31, 2021, the use of the company's raised funds is: the amount of direct investment in raised projects is 1191479 million yuan, the use of raised funds to replace the self raised funds in advance is 111918 million yuan, and the use of raised funds to permanently supplement the working capital is 1144486 million yuan. As of December 31, 2021, the company has used a total of 2447883 million yuan of raised funds. See the annex comparison table of the use of raised funds for the specific use of raised funds.
2. Advance investment and replacement of investment projects with raised funds
On October 21, 2020, the company held the 33rd meeting of the 4th board of directors and the 24th Meeting of the 4th board of supervisors, deliberated and approved the proposal on using raised funds to replace self raised funds of pre invested projects, and agreed to use raised funds to replace self raised funds of pre invested projects of RMB 1119183175.
The company invested 1119183175 yuan in the raised investment project in advance with self raised funds, which has been verified and confirmed by notary Tianye Certified Public Accountants (special general partnership) in the Suzhou Slac Precision Equipment Co.Ltd(300382) assurance report (Su Gong w [2020] e1459).
The replacement time of the raised funds is no more than 6 months from the arrival time of the raised funds, which is in line with the relevant provisions of laws and regulations.
3. Temporary replenishment of working capital with idle raised funds
As of December 31, 2021, the company has not temporarily supplemented working capital with idle raised funds. 4. Cash management using temporarily idle raised funds
The 32nd meeting of the 4th board of directors and the 23rd Meeting of the 4th board of supervisors deliberated and approved the proposal on the company's use of some idle raised funds for cash management, and agreed that the company should reasonably use the raised funds under the premise of normal operation and fund safety, and use the idle raised funds with an amount of no more than 260 million yuan for cash management for the purchase of capital guaranteed, good liquidity Principal guaranteed financial products or deposit products with relatively high return on investment (including but not limited to structural deposits, large certificates of deposit, time deposits, call deposits and agreed deposits, etc.) shall not be used for other securities investment, and shall not purchase financial products with stocks, derivatives and unsecured bonds as investment targets. The service life shall be valid within one year from the date of deliberation and approval by the board of directors, and the investment life of a single financial product shall not exceed one year. Within the above limit, the funds can be used on a rolling basis. The independent directors of the company expressed their explicit consent on this matter. The above approval procedures comply with the articles of association and the guidelines for the standardized operation of companies listed on the gem of Shenzhen Stock Exchange.
In order to further improve the use efficiency of idle raised funds, the resolutions of the 38th meeting of the Fourth Board of directors and the 27th meeting of the Fourth Board of supervisors agreed to ratify the unit agreement deposit agreement signed between the company and Agricultural Bank Of China Limited(601288) Suzhou Gusu sub branch and the company's use of 6.5 million yuan of idle raised funds for cash management in excess of the authorized limit, The company also increased the amount of cash management with idle raised funds from 260 million yuan to 280 million yuan for the purchase of principal guaranteed financial products with good liquidity. Within this limit, the funds can be used on a rolling basis, and the validity period of this limit will take effect from September 28, 2020. The independent directors expressed their independent opinions on the matter.
On December 21, 2021, the second meeting of the Fifth Board of directors and the second meeting of the Fifth Board of supervisors deliberated and approved the proposal on the company's use of some idle raised funds for cash management, and agreed that the company would use idle raised funds with a limit of no more than 140 million yuan for cash management without affecting the normal operation of the investment plan and normal production and operation of the raised funds, It shall be valid from the date of deliberation and approval by the board of directors, and the service life shall not exceed 1 year. Within the validity period of the above quota and resolution, the funds can be recycled and rolled, and will be returned to the special account for raised funds of the company at maturity. The independent directors expressed their independent opinions on the matter.
As of December 31, 2021, the company's use of temporarily idle raised funds for cash management is as follows: unit: Yuan
Account name trustee name product name amount