Minsheng Securities Co., Ltd. annual follow-up report of Guangdong Jiangxi Wannianqing Cement Co.Ltd(000789) Pharmaceutical Co., Ltd. in 2021
Name of Sponsor: Minsheng Securities Co., Ltd. abbreviation of the sponsor: Yue Jiangxi Wannianqing Cement Co.Ltd(000789)
Name of sponsor representative: Du Feng Tel: 01085127755
Name of sponsor representative: Chen Yu Tel: 01085127749
1、 Overview of sponsor work
Project work content
1. Review of the company's information disclosure
(1) Review whether the company's information disclosure is timely
(2) Failure to review the company's information disclosure documents in time
0
2. Supervise the company's establishment, improvement and effective implementation of rules and regulations (1) whether supervise the company to establish and improve rules and regulations (including but not limited to preventing related parties from occupying the company's resources)
yes
System, raised funds management system, internal control system, internal audit system and related party transaction system)
(2) Whether the company effectively implements relevant rules and regulations is
3. Supervision of raised funds
(1) Number of times to query the company's special account for raised funds 1
(2) Is the progress of the company's fund-raising projects consistent with the information
yes
Consistency of disclosure documents 4 Corporate governance supervision
(1) The number of attendance at the general meeting of shareholders of the company is 0
(2) Number of attendance at the board of directors of the company 0
(3) Number of non voting attendance at the board of supervisors of the company 0
5. On site inspection
(1) The number of on-site inspections is not applicable
(2) Whether the on-site inspection report is in accordance with the regulations of the exchange
Not applicable
Submit (3) main problems found in on-site inspection and rectification
Not applicable
Situation 6 Independent opinions
(1) Number of independent opinions 1
(2) Issues involved in expressing non consenting opinions and the meaning of conclusions
Not applicable
See 7 Report the situation to the exchange (except for the on-site inspection report)
(1) Number of reports to the exchange 0
(2) The main contents of the report are not applicable
(3) The progress or rectification of the reported items is not applicable
8. Pay attention to the performance of duties
(1) Are there any matters needing attention? No
(2) The main contents of the concerns are not applicable
(3) The progress or rectification of concerns is not applicable
9. Whether the record and custody of the working paper of the recommendation business are in compliance with the requirements of 10 Training for listed companies
(1) Training times 1
(2) Training date: December 29, 2021
Focusing on the requirements of corporate governance, standardized operation, commitment performance, information disclosure, increase or decrease of shares of listed companies, combined with the main contents of Shenzhen Securities Exchange (3) training
Explain the relevant provisions of the guidelines for the standardized operation of companies listed on the gem, the Listing Rules of Shenzhen Stock Exchange on the gem and relevant cases.
11. There is no other recommendation work that needs to be explained
2、 Problems found by the sponsor and measures taken
Problems and measures taken
1. Information disclosure none
2. Establishment and absence of the company's internal system
implement
3. Operation of "three sessions" no
4. Controlling shareholder and actual controller none
change
5. Deposit and use of raised funds none
6. Related party transactions none
7. No external guarantee
8. Acquisition and sale of assets none
9. Other business categories and important matters none
(including foreign investment, venture capital, entrusted financial management, financial assistance, hedging, etc.)
10. None of the issuer or its employees
Cooperation of intermediary institutions with recommendation work
11. Others (including business environment, none)
Major changes in business development, financial status, management status, core technology, etc.) III. performance of commitments of the company and shareholders
whether
Reasons and solutions for non performance of commitments of the company and shareholders
1. Initial public offering of shares by shareholders of the company since
Commitments such as willingness to lock in, shareholding intention and reduction intention are not applicable
Promise 2 Company, controlling shareholder, actual controller
It is not applicable for directors and senior managers to fill the amortized shares
Measures and commitments to thin immediate returns
3. The company's commitment on profit distribution policy is not applicable
4. The controlling shareholders, actual controllers, directors, supervisors and senior managers of the company
Yes, not applicable
Commitments on avoiding horizontal competition, regulating and reducing related party transactions 5 Company, controlling shareholder, actual controller
It is not applicable to directors and senior managers about the three after listing
Commitment to stabilize share price during the year 6 Controlling shareholder and actual controller about employees
Yes, not applicable
Commitment to social security and provident fund 7 The controlling shareholder and the actual controller have not taken
Yes, not applicable
Commitment to obtain title certificate 8 Company, controlling shareholder and actual controller
Yes, not applicable
Commitment to fraudulent issuance and repurchase 9 About the company's application for initial public listing of enterprise shares
Yes, not applicable
Special commitment for East information disclosure 10 The company, controlling shareholders, actual controllers, directors, supervisors and senior managers
If the contents contained in the prospectus are not false, it is not applicable
Commitments recorded, misleading statements or major omissions IV. other matters
Description of report items
Due to job changes, Ms. Wu Yuyin, the sponsor representative, is no longer responsible for the continuous supervision of the company's initial public offering and listing on the gem.
Is 1 The change of the sponsor representative and its reasons ensure the orderly progress of the company's continuous supervision. Minsheng securities decided to appoint the sponsor representative, Mr. Chen Yu, to replace Ms. Wu Yuyin as the sponsor representative during the company's continuous supervision.
2. During the reporting period, the CSRC and the exchange took regulatory measures against the recommendation institution or its recommended company and the rectification
3. Other major matters to be reported none
(there is no text on this page, which is the signature and seal page of Minsheng Securities Co., Ltd. on the 2021 annual follow-up report of Guangdong Jiangxi Wannianqing Cement Co.Ltd(000789) Pharmaceutical Co., Ltd.) sponsor representative:
Du Feng, Chen Yu
Minsheng Securities Co., Ltd
