About Sichuan Tianyi Comheart Telecom Co.Ltd(300504)
Annual tracking report for 2021
Name of Sponsor: Gf Securities Co.Ltd(000776) abbreviation of Sponsor: Sichuan Tianyi Comheart Telecom Co.Ltd(300504)
Name of sponsor representative: Wang Feng Tel: 02066338888
Name of sponsor representative: Liu Minxi Tel: 02066338888
1、 Overview of sponsor work
Project work content
1. Review of the company’s information disclosure
(1) Whether the company’s information disclosure documents are reviewed in time
(2) Number of times the company’s information disclosure documents were not reviewed in time 0
2. Supervise the company’s establishment, improvement and effective implementation of rules and regulations (1) whether supervise the company to establish and improve rules and regulations (including
Including but not limited to preventing related parties from occupying the company’s resources
Degree, raised funds management system, internal control system, internal audit system and related party transaction system)
(2) Whether the company effectively implements relevant rules and regulations is
3. Supervision of raised funds
(1) Number of inquiries on the company’s special account for raised funds 12
(2) Is the progress of the company’s fund-raising project consistent with the information
4. Consistency of documents Corporate governance supervision
(1) The number of attendance at the general meeting of shareholders of the company is 0
(2) Times of attending the board of directors of the company 1
(3) Times of attending the board of supervisors of the company as nonvoting delegates 1
5. On site inspection
(1) Number of on-site inspections 2
(2) Whether the on-site inspection report is submitted in accordance with the provisions of the exchange yes
(3) The main problems found in the on-site inspection and the rectification are not applicable
6. Expression of independent opinions
(1) Number of independent opinions 8
(2) Issues involved in issuing non consenting opinions and concluding comments none
7. Report to the Institute (except for the on-site inspection report)
(1) Number of reports to the exchange 0
(2) The main contents of the report are not applicable
(3) The progress or rectification of the reported items is not applicable
8. Pay attention to the performance of duties
(1) Are there any matters needing attention? No
(2) Main contents of concerns none
(3) No progress or rectification of concerns
9. Whether the records and custody of the working papers of the recommendation business are in compliance
10. Training for listed companies
(1) Training times 1
(2) Training date: December 27, 2021
(3) The main content of the training is to standardize the use of funds raised by listed companies
11. There is no other recommendation work that needs to be explained
2、 Problems found by the sponsor and measures taken
Problems and measures taken
No disclosure of information 1. Not applicable
2. The establishment and implementation of the company’s internal system are all applicable
3. The operation of the “three sessions” is applicable
4. Changes in controlling shareholders and actual controllers are applicable
5. The deposit and use of raised funds are applicable
6. Connected transactions are not applicable
7. All external guarantees are applicable
8. Acquisition and sale of assets are applicable
9. Other business categories and important matters (including
Foreign investment, venture capital, entrusted financial management and all are applicable
Financial assistance, hedging, etc.)
10. The issuer or the intermediary employed by the issuer is applicable
11. Cooperation with the sponsor Others (including business environment and business development)
Exhibition, financial status, management status and core are all applicable
Major changes in technology)
3、 Performance of commitments of the company and shareholders
Reasons and solutions for the non fulfillment of commitments of the company and shareholders
1. Shareholders’ commitment on share locking is not applicable
2. Shareholders’ opinions on shareholding intention and reduction intention are not applicable
Commitment 3. The company, controlling shareholders, actual controllers and directors
The information provided by the board of directors, supervisors and senior managers is not applicable
Commitment of the company, controlling shareholders and directors (excluding independent directors)
Directors) and senior management on IPO stability is not applicable
Share price commitment
5. The opinions of controlling shareholders and actual controllers on avoiding the same are not applicable
Commitment to industry competition
4、 Other matters
Description of report items
1. Change of the sponsor representative and its reasons
2. During the reporting period, the CSRC and the bourse
Or the matters and inapplicability of regulatory measures taken by the company recommended by it
Rectification
On April 9, 2021, Li Yueheng received the decision on Administrative Punishment [2021] No. 4 from Sichuan regulatory bureau of China Securities Regulatory Commission, and the relevant acts of Li Yueheng were 3 Other major events that need to be reported violate the provisions of paragraph 1 (I) (III) (IV) of Article 77 of the securities law of 2005, and constitute market manipulation as mentioned in article 203 of the securities law of 2005, It was decided to confiscate 1326576063 yuan of Li Yueheng’s illegal income and impose a fine of
1326576063 yuan fine.
On July 12, 2021, Li Yueheng signed the equity transfer agreement with Li Shihong, Li Junxia and Li Junhua. Li Yueheng transferred all the 46.302 million yuan equity of Tianyi group (accounting for 34.98% of Tianyi group) he held to Li Shihong, Li Junxia Li Junhua: on the same day, Li Shihong, Li Junxia and Li Junhua signed the supplementary agreement to the agreement on concerted action. The actual controller of the company was changed from Li Yueheng, Li Junxia, Li Junhua and Li Shihong to Li Shihong, Li Junxia and Li Junhua.
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(there is no text on this page, which is the signature and seal page of Gf Securities Co.Ltd(000776) on Sichuan Tianyi Comheart Telecom Co.Ltd(300504) 2021 annual tracking report)
Sponsor representative:
Wang Feng, Liu Minxi
Gf Securities Co.Ltd(000776) mm / DD / yyyy
