About Sichuan Tianyi Comheart Telecom Co.Ltd(300504)
Initial public offering and listing on GEM
Recommendation summary report
1、 Basic information of listed companies
Situation content
Name of listed company Sichuan Tianyi Comheart Telecom Co.Ltd(300504)
Securities code: Sichuan Tianyi Comheart Telecom Co.Ltd(300504)
Registered address: No. 198, Section 1, Xueshan Avenue, Jinyuan Town, Dayi County, Sichuan Province
Legal representative: Li Shihong
Secretary of the board of directors Yang Jie
Securities affairs representative Zhang Qiang
Tel: 02888208089
The type of securities issuance is IPO and listed on GEM
The securities were listed on March 30, 2018
The listing place of the securities is Shenzhen Stock Exchange
2、 Overview of sponsor work
Gf Securities Co.Ltd(000776) (hereinafter referred to as " Gf Securities Co.Ltd(000776) " or "recommendation institution") recommends Sichuan Tianyi Comheart Telecom Co.Ltd(300504) (hereinafter referred to as " Sichuan Tianyi Comheart Telecom Co.Ltd(300504) ", "issuer" or "company") in two stages. The first stage is the issuance recommendation stage; The second stage is the continuous supervision stage Gf Securities Co.Ltd(000776) in accordance with laws, administrative regulations and relevant provisions of the China Securities Regulatory Commission (hereinafter referred to as the "CSRC"), we have scrupulously observed business rules and industry norms and performed the recommendation work with diligence. As of December 31, 2021, Gf Securities Co.Ltd(000776) as the sponsor of Sichuan Tianyi Comheart Telecom Co.Ltd(300504) IPO and listing on GEM, the period of continuous supervision over Sichuan Tianyi Comheart Telecom Co.Ltd(300504) has expired Sichuan Tianyi Comheart Telecom Co.Ltd(300504) IPO funds have not been used up, and the recommendation institution will continue to perform the responsibility of continuous supervision on the relevant conditions of the raised funds. The details of the recommendation work are as follows:
In accordance with laws, administrative regulations and the provisions of the CSRC, Gf Securities Co.Ltd(000776) conduct full and detailed due diligence on the issuer, organize the preparation of application documents and issue recommendation documents; After submitting the recommendation documents, Gf Securities Co.Ltd(000776) cooperate with the CSRC in the review, organize the issuer and other intermediaries to reply to the feedback, and conduct due diligence or verification on the specific matters related to this securities issuance and listing as required; After obtaining the issuance approval documents, the relevant documents recommending the listing of shares shall be submitted to the stock exchange in accordance with the Listing Rules of Shenzhen Stock Exchange and reported to the CSRC for the record.
(II) continuous supervision stage
The recommendation institution and the recommendation representative have completed the following work in the continuous supervision stage:
1. Supervise the issuer's establishment, improvement and effective implementation of rules and regulations
(1) During the period of continuous supervision, Gf Securities Co.Ltd(000776) assist and supervise the issuer to further establish and improve various internal rules and regulations, gradually improve the internal control system, and pay attention to and supervise the issuer to effectively implement the above rules and regulations;
(2) During the period of continuous supervision, Gf Securities Co.Ltd(000776) according to relevant public commitments and agreements, urges the issuer, controlling shareholders, actual controllers and relevant shareholders to fulfill relevant commitments.
2. Review of information disclosure
During the period of continuous supervision, Gf Securities Co.Ltd(000776) paid continuous attention to the issuer's information disclosure and reviewed its information disclosure documents.
3. Independent opinions
During the period of continuous supervision, Gf Securities Co.Ltd(000776) in accordance with the relevant provisions of continuous supervision, express independent opinions on the use of the raised funds of the issuer and the listing and circulation of restricted shares.
4. Supervise the issuer's standardized use of raised funds
During the period of continuous supervision, Gf Securities Co.Ltd(000776) continued to pay attention to the use of funds raised by the issuer and the implementation plan of investment projects, and issued special opinions.
5. Other ongoing concerns
During the period of continuous supervision, Gf Securities Co.Ltd(000776) continued to pay attention to the issuer's business performance, business environment and business changes, equity changes, major changes in management, changes in procurement and sales, media reports on the issuer and other matters.
6. Work of the recommendation institution in cooperation with the regulatory authority
During the period of continuous supervision, Gf Securities Co.Ltd(000776) trained the relevant personnel of the issuer in accordance with relevant requirements, and submitted the on-site training report and annual / semi annual tracking report to Shenzhen Stock Exchange on schedule.
3、 Major events and handling during the performance of recommendation duties
During the period when the recommendation institution performs its recommendation duties, the major events and handling of the company are as follows:
On April 9, 2021, Li Yueheng, one of the original actual controllers of the company, received the decision on Administrative Punishment [2021] No. 4 from Sichuan regulatory bureau of China Securities Regulatory Commission. Li Yueheng's relevant acts violated the provisions of item (I) (III) (IV) of paragraph 1 of article 77 of the securities law of 2005, constituted the market manipulation mentioned in article 203 of the securities law of 2005, and decided to confiscate Li Yueheng's illegal income of 1326576063 yuan, And impose a fine of 1326576063 yuan.
On July 12, 2021, Li Yueheng signed the equity transfer agreement with Li Shihong, Li Junxia and Li Junhua. Li Yueheng transferred all the 46.302 million yuan equity of Sichuan Tianyi Group Co., Ltd. (hereinafter referred to as "Tianyi group") (accounting for 34.98% of the equity of Tianyi group) to Li Shihong, Li Junxia and Li Junhua free of charge. On the same day, Li Shihong, Li Junxia Li Junhua and the three signed the supplementary agreement to the agreement on concerted action. The actual controller of the company was changed from Li Yueheng, Li Junxia, Li Junhua and Li Shihong to Li Shihong, Li Junxia and Li Junhua.
4、 Explanation and evaluation of listed companies' cooperation with sponsors
At the stage of issuance and recommendation, Sichuan Tianyi Comheart Telecom Co.Ltd(300504) can timely provide the sponsor and other intermediaries with the documents, materials and relevant information required for this issuance, and actively cooperate with the sponsor and other intermediaries in their due diligence and verification. In the continuous supervision stage, Sichuan Tianyi Comheart Telecom Co.Ltd(300504) can operate in accordance with the requirements of relevant laws and regulations, and disclose information timely and accurately, which provides necessary conditions and convenience for the work of the recommendation institution.
5、 Explanation and evaluation of securities service institutions' participation in securities issuance and listing
At the stage of issuance and recommendation, the securities service institution hired by the company can issue professional opinions in accordance with the provisions of relevant laws and regulations, and actively cooperate with the coordination and verification of the recommendation institution. During the period of continuous supervision, the securities service institution hired by the company can issue professional opinions and put forward professional opinions in accordance with the provisions of relevant laws and regulations. The securities service institutions employed by the company are able to perform their respective duties with diligence and diligence.
6、 Other matters required by the CSRC and the stock exchange
None.
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(there is no text on this page, which is the signature and seal page of Gf Securities Co.Ltd(000776) recommendation summary report on Sichuan Tianyi Comheart Telecom Co.Ltd(300504) initial public offering and listing on GEM)
Sponsor representative:
Wang Feng, Liu Minxi
Legal representative of the recommendation institution (signature):
Lin Chuanhui
Gf Securities Co.Ltd(000776) mm / DD / yyyy
