Training report
About Huatai United Securities Co., Ltd
Jiangsu Eastern Shenghong Co.Ltd(000301) continuous supervision period
Training report in 2021
Shenzhen Stock Exchange:
Huatai United Securities Co., Ltd. (hereinafter referred to as “Huatai United Securities” and “sponsor”) as the sponsor of Jiangsu Eastern Shenghong Co.Ltd(000301) (hereinafter referred to as ” Jiangsu Eastern Shenghong Co.Ltd(000301) ” and “company”) publicly issuing convertible corporate bonds, according to the guidelines for information disclosure of listed companies of Shenzhen Stock Exchange No. 6 – sponsor business Relevant provisions of regulations and rules such as the Listing Rules of Shenzhen Stock Exchange and the guidelines for the standardized operation of listed companies of Shenzhen Stock Exchange, as well as the actual situation of Jiangsu Eastern Shenghong Co.Ltd(000301) , conscientiously performed the responsibilities of the sponsor, and conducted planned and multi-level follow-up training for the directors, supervisors, senior managers and other relevant personnel of Jiangsu Eastern Shenghong Co.Ltd(000301) , The contents of the training shall be conducted in strict accordance with the latest requirements of China Securities Regulatory Commission and Shenzhen Stock Exchange on continuous supervision.
On December 30, 2021, relevant personnel of Huatai United Securities completed the continuous training of Jiangsu Eastern Shenghong Co.Ltd(000301) directors, supervisors, senior managers, some middle-level and above managers, as well as the legal representatives and actual controllers of the controlling shareholders of the company in accordance with the requirements of the guidelines for information disclosure of listed companies of Shenzhen Stock Exchange No. 6 – recommendation business, The training report is hereby submitted to your institute.
1、 Main contents of this training
On December 30, 2021, the training team trained the company’s directors, supervisors, senior managers, some middle-level managers and above, as well as the legal representatives and actual controllers of the company’s controlling shareholders by means of on-site teaching and remote teaching. This training focuses on the relevant contents of the standardized operation of listed companies, information disclosure of listed companies, the use of raised funds and the code of conduct for share trading, and explains them in combination with relevant cases. This training urges the above-mentioned objects to enhance their legal concept and integrity awareness, and strengthen their understanding of the responsibilities and obligations that managers of listed companies should bear in terms of standardized operation, information disclosure, standardized use of raised funds, standardized behavior of share trading, etc.
2、 Training personnel
Huatai United Securities Jiangsu Eastern Shenghong Co.Ltd(000301) continuous steering group is selected with expertise in securities, law and finance
Training report
And business backbones with working experience and strong sense of responsibility have carried out systematic and detailed training for the training objects of the company. The trainer is Jiang Haiyang (sponsor representative).
According to the requirements of guidelines for information disclosure of listed companies of Shenzhen Stock Exchange No. 6 – recommendation business, the participants in this training are Jiangsu Eastern Shenghong Co.Ltd(000301) directors, supervisors, senior managers, some middle-level and above managers, as well as the legal representative and actual controller of the controlling shareholder of the company.
3、 Training results
Through this training course, Jiangsu Eastern Shenghong Co.Ltd(000301) directors, supervisors, senior managers and other relevant personnel have deepened their understanding and understanding of relevant laws, regulations and business rules of China Securities Regulatory Commission and Shenzhen Stock Exchange, promoted the above objects to enhance their legal concept and integrity awareness, and strengthened their understanding of the standardized operation, information disclosure and Responsibilities and obligations to be undertaken in terms of standardized use of raised funds and norms of their own share trading behavior. This training will help to further improve the standard operation level of Jiangsu Eastern Shenghong Co.Ltd(000301) .
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