Securities code: 300433 securities abbreviation: Lens Technology Co.Ltd(300433) Announcement No.: pro 2022-002 Lens Technology Co.Ltd(300433)
With regard to the announcement of illegal reduction of shares of the company caused by the misoperation of senior managers of the company, the company and all members of the board of directors guarantee that the content of information disclosure is true, accurate and complete, and there are no false records, misleading statements or major omissions.
On January 11, 2022, the board of directors of Lens Technology Co.Ltd(300433) (hereinafter referred to as “the company”) received the statement on illegal reduction of shares of the company due to misoperation and the statement of apology submitted by Mr. Cai Xinfeng, deputy general manager of the company. Due to misoperation of personal securities account, it illegally reduced 16000 shares of the company without disclosing the reduction plan in advance. The relevant information is hereby announced as follows:
1、 Description of this illegal reduction
Mr. Cai Xinfeng held 65959 shares of the company before the reduction, accounting for 0.0013% of the current total share capital of the company. On January 10, 2022, due to the misoperation of his personal securities account, Mr. Cai Xinfeng reduced 16000 shares of the company through centralized bidding transaction without disclosing the reduction plan in advance, accounting for 0.0003% of the current total share capital of the company. After the reduction, he held 49959 shares of the company. The specific reduction is as follows:
Average price of reduction
Shareholder name reduction method reduction time (yuan / share) reduction quantity (share)
Cai Xinfeng centralized bidding transaction 21.55 16000 on January 10, 2022
Mr. Cai Xinfeng did not disclose the reduction plan 15 trading days ago, In violation of Several Provisions on the reduction of shares held by shareholders, directors, supervisors and senior managers of listed companies and Article 13 of the implementation rules for the reduction of shares held by shareholders, directors, supervisors and senior managers of listed companies of Shenzhen Stock Exchange “If the major shareholders and directors, supervisors and senior managers of listed companies reduce their shares through centralized bidding trading of the bourse, they shall report the reduction plan to the bourse 15 trading days before the first sale, record it in the bourse and make an announcement.”.
After verification by the company, the above reduction does not constitute a short-term transaction; It has not occurred in the window period, nor in the sensitive period of insider information, and there is no trading with insider information.
2、 Explanation of apology for this illegal reduction
1. Mr. Cai Xinfeng’s reduction of the company’s shares was not subjective and intentional violation, which was caused by misoperation of the securities account. After the above illegal reduction of shares, Mr. Cai Xinfeng deeply realized the seriousness of this illegal reduction, took the initiative to report and review to the company, and said that he would carefully operate his personal securities account in the future, further strengthen the study of relevant laws, regulations and normative documents, and prevent such incidents from happening again, And sincerely apologize to the company and the majority of investors for this illegal reduction of shares.
2. The board of directors of the company attached great importance to this matter and verified the relevant situation in a timely manner. The company has criticized, educated and punished them, and immediately organized the actual controllers, directors, supervisors Senior managers’ opinions on the securities law, several provisions on the reduction of shares held by shareholders, directors, supervisors and senior managers of listed companies, the rules for the management of shares held by directors, supervisors and senior managers of listed companies and their changes (revised in 2022), and the implementation rules for the reduction of shares held by shareholders, directors, supervisors and senior managers of listed companies of Shenzhen Stock Exchange Learn relevant laws, regulations and normative documents such as self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 10 – share change management, and urge relevant personnel to strictly abide by various provisions and requirements of share management to avoid similar events from happening again.
3、 Documents for future reference
1. Explanation and apology statement on illegal reduction of shares of the company due to misoperation.
It is hereby announced.
Lens Technology Co.Ltd(300433) board of directors January 12, 2002
