Guangdong Xidi Microelectronics Co., Ltd
Initial public offering and listing on the science and Innovation Board
Announcement on online issuance and subscription and winning rate
Co sponsor (co lead underwriter): Minsheng Securities Co., Ltd
Co sponsor (co lead underwriter): China International Capital Corporation Limited(601995)
hot tip
The application of Guangdong Xidi Microelectronics Co., Ltd. (hereinafter referred to as "the issuer") for initial public offering of RMB common shares (A shares) (hereinafter referred to as "this offering") and listing on the science and innovation board has been examined and approved by the members of the stock listing committee of the science and Innovation Board of Shanghai Stock Exchange (hereinafter referred to as "Shanghai Stock Exchange"), It has been approved for registration by China Securities Regulatory Commission (zjxk [2021] No. 3934).
Minsheng Securities Co., Ltd. (hereinafter referred to as "Minsheng securities") and China International Capital Corporation Limited(601995) (hereinafter referred to as " China International Capital Corporation Limited(601995) ") serve as the joint sponsor (joint lead underwriter) of this offering (Minsheng securities and China International Capital Corporation Limited(601995) are collectively referred to as "joint sponsor" or "joint sponsor (joint lead underwriter)"). This offering is conducted by a combination of directional placement to strategic investors (hereinafter referred to as "strategic placement"), offline inquiry placement to qualified investors (hereinafter referred to as "offline issuance"), and online pricing issuance to social public investors holding non restricted A-Shares and non restricted depositary receipts market value in Shanghai market (hereinafter referred to as "online issuance").
The issuer and the joint sponsor (joint lead underwriter) have negotiated and determined that the number of shares to be issued this time is 40010000 shares. Among them, the number of shares issued by the initial strategic placement is 8002000 shares, accounting for 20.00% of the total number of shares issued this time. All the subscription funds promised by the strategic investors have been remitted to the bank account designated by the joint sponsor (joint lead underwriter) within the specified time. The final strategic placement quantity determined according to the issuance price is 7201800 shares, accounting for 18.00% of the total issuance quantity. The difference between the initial strategic placement and the final strategic placement of 800200 shares will be transferred back to offline issuance.
After the number of shares issued by the strategic placement is recalled and before the offline online callback mechanism is started, the initial number of shares issued offline is 26406700, accounting for 80.49% of the number issued after deducting the final number of strategic placement; The initial number of shares issued online was 6401500, accounting for 19.51% of the number issued after deducting the final strategic placement. The total number of final offline and online issuance is 32808200 shares. The final number of online and offline issuance will be determined according to the online and offline callback.
The issuer initially issued 6401500 shares of "xidiwei" through the online pricing of the trading system of Shanghai Stock Exchange on January 11, 2022 (T).
There are significant changes in the issuance process, subscription and payment of this offering. Please pay attention to it and timely fulfill the payment obligation on January 13, 2022 (T + 2):
1. Offline investors shall, in accordance with the announcement on offline preliminary placement results and online winning results of initial public offering of shares by Guangdong Xidi Microelectronics Co., Ltd. and listing on the science and Innovation Board (hereinafter referred to as "announcement on offline preliminary placement results and online winning results"), before 16:00 on January 13 (t + 2) 2022, According to the final issuance price of 33.57 yuan / share and the allocated quantity, pay the subscription funds for new shares and the corresponding brokerage commission for new share placement in time and in full. Offline investors are allocated multiple new shares every day. Please pay for each new share separately. In the case of multiple new shares allocated on the same day, if only one total amount is remitted, the consolidated payment will lead to accounting failure, and the resulting consequences shall be borne by the investors themselves.
After winning the subscription of new shares, online investors shall fulfill their payment obligations according to the announcement of offline preliminary placement results and online winning results, so as to ensure that their capital account will eventually have sufficient new share subscription funds on January 13 (T + 2) 2022. The insufficient part shall be deemed as abandoning the subscription, and the consequences and relevant legal liabilities arising therefrom shall be borne by the investors themselves. The investor's fund transfer shall comply with the relevant provisions of the securities company where the investor is located.
When the total number of shares paid and subscribed by offline and online investors is not less than 70% of the number of this public offering after deducting the final strategic placement, the shares abandoned by offline and online investors shall be underwritten by the joint sponsor (joint lead underwriter).
2. In the offline offering, the allocated securities investment funds and other partial share asset management products established by public offering, the national social security fund, the basic old-age insurance fund, the enterprise annuity fund established in accordance with the measures for the administration of enterprise annuity fund Among the placement objects such as insurance funds and QFII funds that comply with the measures for the administration of the use of insurance funds and other relevant provisions, 10% of the final allocated accounts (rounded up) shall promise that the restricted selling period of the shares allocated this time is the first public offering of the issuer
6 months from the date of the development bank and listing. The restricted account will be determined by lottery after the offline investors complete their payment on January 14, 2022 (T + 3) (hereinafter referred to as "online placement lottery"). The shares allocated to the placement target account managed by offline investors that have not been selected have no circulation restrictions and restricted sales arrangements, and can be circulated from the date of listing and trading of the issued shares on the Shanghai Stock Exchange. Offline placement lottery will be carried out according to the placement object, and each placement object will be assigned a number.
3. When the total number of shares paid and subscribed by offline and online investors is less than 70% of the number of this public offering after deducting the final strategic placement, the issuer and the joint sponsor (joint lead underwriter) will suspend the issuance of new shares and disclose the reasons for the suspension and subsequent arrangements.
4. If an offline investor with a valid quotation fails to participate in the subscription, fails to subscribe in full, or fails to pay the new share subscription fund and the corresponding new share placement brokerage commission in full and in time, it will be deemed as a breach of contract and shall bear the liability for breach of contract. The joint sponsor (joint lead underwriter) shall report the breach of contract to the China Securities Association for the record.
If an online investor has won the lottery for 3 times but failed to pay in full within 12 consecutive months, it shall not participate in the online subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds within 6 months (calculated as 180 natural days, including the next day) from the next day of the settlement participant's latest declaration of abandonment of subscription. The number of times of abandonment of subscription shall be calculated according to the number of times that the investor actually abandons the subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds. 1、 Online subscription and initial winning rate of online issuance
According to the data provided by Shanghai Stock Exchange, the number of effective subscription households in this online issuance is 5217140, the number of effective subscription shares is 29239277500 shares, and the initial winning rate of online issuance is about 0.02189350%.
The total number of allotments is 58478555, and the number range is 10000000000-100058478554. 2、 Implementation of callback mechanism, issuance structure and final winning rate of online issuance
According to the callback mechanism announced in the announcement on the issuance arrangement and preliminary inquiry of Guangdong Xidi Microelectronics Co., Ltd. for initial public offering and listing on the science and innovation board, the final number of strategic placement shares in this issuance is 7201800 shares, accounting for 18.00% of the number of this issuance, and the difference between the initial number of strategic placement shares and 800200 shares is transferred back to offline issuance.
As the initial effective subscription multiple of online investors is about 4567.57 times, which is higher than 100 times, the issuer and the joint sponsor (joint lead underwriter) decided to start the callback mechanism, and 10.00% (rounded up to an integral multiple of 500 shares, i.e. 3281000 shares) of the number of shares in this public offering after deducting the final strategic placement part will be withdrawn from the Internet to the Internet.
After the online and offline call back mechanism was launched, the final number of offline issuance was 23125700 shares, accounting for about 70.49% of the public issuance after deducting the final strategic placement, accounting for about 57.80% of the total issuance; The final number of shares issued online is 9682500, accounting for about 29.51% of the number issued after deducting the final strategic placement, accounting for about 24.20% of the total number of shares issued this time.
After the callback mechanism is started, the final winning rate of online issuance is about 0.03311470%. 3、 Online lottery
The issuer and the co sponsor (co lead underwriter) are scheduled to hold the online subscription lottery ceremony of this offering at Haitang hall, conference room on the fourth floor of Zijinshan Hotel, No. 778 Dongfang Road, Pudong New Area, Shanghai on the morning of January 12 (T + 1), 2022, The results of online lottery will be published in China Securities Journal, Shanghai Securities Journal, securities times and Securities Daily on January 13, 2022 (T + 2).
Issuer: Guangdong Xidi Microelectronics Co., Ltd. Co sponsor (co lead underwriter): Minsheng Securities Co., Ltd. Co sponsor (co lead underwriter): China International Capital Corporation Limited(601995) January 12, 2022 (no text on this page, for reference) Announcement on initial public offering of shares and online issuance, subscription and winning rate of Guangdong Xidi Microelectronics Co., Ltd. listed on the science and Innovation Board (seal page)
Issuer: Guangdong Xidi Microelectronics Co., Ltd. (there is no text on this page, which is the seal page of the announcement on the initial public offering, subscription and winning rate of Guangdong Xidi Microelectronics Co., Ltd. and its online listing on the science and Innovation Board)
Co sponsor (co lead underwriter): Minsheng Securities Co., Ltd. (this page has no text and is the seal page of announcement on initial public offering, subscription and winning rate of Guangdong Xidi Microelectronics Co., Ltd. listed on the science and Innovation Board)
Joint sponsor (joint lead underwriter): China International Capital Corporation Limited(601995) mm / DD / yy
