Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting and recommendation Co., Ltd. on the initial public offering of shares of Weifeng Electronics (Guangdong) Co., Ltd. and its listing on the gem
Issuance recommendation
Sponsor
April, 2002
Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting and recommendation Co., Ltd
Letter of recommendation for the initial public offering and listing on the gem of Weifeng Electronics (Guangdong) Co., Ltd
Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting and recommendation Co., Ltd. (hereinafter referred to as "the sponsor" and " Shenwan Hongyuan Group Co.Ltd(000166) underwriting sponsor") accepts the entrustment of Weifeng Electronics (Guangdong) Co., Ltd. (hereinafter referred to as "the issuer", "the company" and "Weifeng Electronics") to act as the sponsor of its initial public offering of shares and listing on the gem (hereinafter referred to as "this offering").
The recommendation institution and relevant recommendation representatives have, in accordance with the company law of the people's Republic of China (hereinafter referred to as the "company law"), the securities law of the people's Republic of China (hereinafter referred to as the "Securities Law"), the measures for the administration of securities issuance and listing recommendation business, and the measures for the administration of the registration of initial public offerings of gem (for Trial Implementation) (hereinafter referred to as the "Registration Measures") The working standards for due diligence of sponsors, the guidelines on the disclosure of major financial information and operating status information after the audit deadline of the prospectus financial report of initial public offering and listed companies and other relevant laws and regulations, as well as the relevant provisions of the CSRC, are honest, trustworthy, diligent and responsible, and issue the issuance recommendation letter in strict accordance with the business rules, industry practice norms and ethical standards formulated according to law, And ensure the authenticity, accuracy and completeness of the documents issued.
catalogue
catalogue Section 1 basic information of this securities issuance three
1、 The sponsor representative specifically responsible for recommendation this time three
2、 Co sponsors of this securities issuance project and other project team members three
3、 Issuer information 4. The interests and main businesses between the recommendation institution and its related parties and the issuer and its related parties
Description of transactions four
5、 Internal audit procedures and core opinions of the recommendation institution Section 2 commitments of the sponsor 8 section III recommendation on this securities issuance nine
1、 Recommendation conclusion (II) the company law, the securities law, the registration measures and
Decision making procedures stipulated by the CSRC nine
3、 Explanation that this securities issuance meets the issuance conditions stipulated in the securities law nine
4、 The notes on the issuance of securities in compliance with the provisions of the measures for registration of issuance of securities 10 v. after the audit deadline for the financial report of the prospectus of the initial public offering and listed company
Verification conclusion of matters involved in the guidelines for disclosure of major financial information and operating status information sixteen
6、 Whether there is a private investment fund among the issuer's shareholders and its filing sixteen
7、 Brief evaluation of the sponsor on the issuer's main risks and development prospects seventeen
8、 Verification on the paid employment of third-party institutions and individuals twenty-five
Annex 1: twenty-eight
Section 1 basic information of this securities issuance
1、 The sponsor representative specifically responsible for recommendation this time
Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting and recommendation Co., Ltd., as the recommendation agency of Weifeng Electronics (Guangdong) Co., Ltd., appoints the recommendation representatives specifically responsible for recommendation as Sheng Peifeng and Wu Longtai.
Recommendation business practice of the recommendation representative Sheng Peifeng: Sheng Peifeng, Shenwan Hongyuan Group Co.Ltd(000166) executive director of underwriting recommendation, recommendation representative, certified public accountant qualification, master of management of Huazhong University of science and technology, Bachelor of management of Xiamen University. In 2010, Sheng Peifeng began to be engaged in investment banking business in 2010. In 2010, the investment banking business started in 2010. The main project experiences include: Electric Connector Technology Co.Ltd(300679) measures It has been publicly condemned by the stock exchange or disciplined by the China Securities Association. At present, there is one signature project that has been declared and is under review, specifically the project of Shenzhen Huaqiang Industry Co.Ltd(000062) electronic network Group Co., Ltd. IPO and listing on GEM.
Wu Longtai, the sponsor's representative, is engaged in the sponsor business: Wu Longtai, Shenwan Hongyuan Group Co.Ltd(000166) senior vice president of underwriting and sponsor, the sponsor's representative, and a graduate student of Sun Yat sen University. Mr. Wu Longtai has been engaged in investment banking business since 2016. As a core member, he has participated in Cocreation Grass Co Ltd(605099) ( Cocreation Grass Co Ltd(605099) . SH) IPO project, Guangdong Create Century Intelligent Equipment Group Corporation Limited(300083) ( Guangdong Create Century Intelligent Equipment Group Corporation Limited(300083) . SZ) share issuance project to specific objects, strategic shareholding of Shenzhen capital group China International Marine Containers (Group) Co.Ltd(000039) , cross-border acquisition of Hong Kong hehe highway infrastructure project by Shenzhen investment control, acquisition of Omar electric appliance project by TCL home appliances, sale of major assets of TCL group TCL issues shares to purchase minority equity projects, Oct cultural tourism corporate bonds projects, etc. Wu Longtai has not been subject to regulatory measures taken by the CSRC, public condemnation by stock exchanges or self-discipline punishment by the China Securities Association in the past three years. At present, there are no signed enterprises that have been declared under review. 2、 Co sponsors of the securities issuance project and other project team members (I) Co sponsors of the project
The co organizer of this securities issuance project is Shen Weiwei.
Sponsor business practice of the Project Co sponsor Shen Weiwei: Shen Weiwei, vice president of Shenwan Hongyuan Group Co.Ltd(000166) underwriting and sponsor, with the qualification of sponsor representative, certified public accountant and legal profession, and master of law of Renmin University of China. Shen Weiwei has been engaged in investment banking since 2014, and his main project experience includes Yike food debt and other projects. Shen Weiwei has not been subject to regulatory measures taken by the CSRC, public condemnation by stock exchanges or self-discipline punishment by the China Securities Association in the past three years. (II) other members of the project team
Other members of the securities issuance project team are: Chen Zilin, Ren shaokai, Liu Ting, di Xinyi, sun Ao, Sun Ji, Chen Wei, Zhu Zhanchao, Zuo Boping and Liu Qingmian. 3、 Issuer information
Weifeng Electronics (Guangdong) Co., Ltd
English Name: wcon Electronics (Guangdong) Co., Ltd
The registered capital is 54942396 million yuan
Legal representative: Li Wenhua
Social Credit Code: 24910445d
Date of establishment of the company: November 29, 2002
Date of establishment of the joint stock company: July 15, 2019
Address: 01A, Changxing Road, Ludong community, Humen Town, Dongguan City, Guangdong Province
R & D, production and marketing: electronic connectors, cable combinations of electronic connectors, intelligent electronic products, business scope: metal stamping and metal die-casting molds, metal stamping parts and metal die-casting products, plastic molds, plastic products and automation equipment; Software development; Import and export of goods and technology.
(for projects subject to approval according to law, business activities can be carried out only after approval by relevant departments)
Postal Code: 523935
Tel: 076985358920
Fax No.: 076985358915
Internet website: www.wcon.com cn.
E-mail [email protected].
Department in charge of information disclosure and investment department in charge of information disclosure and Investor Relations: Department and person in charge of securities department person in charge: zhuyingwu
And telephone number: 076985358915
IV. description of the interests and main business transactions between the sponsor and its related parties and the issuer and its related parties
As of the signing date of this offering, there is no following situation between the issuer and the recommendation institution:
1. The holding of shares of the issuer or its controlling shareholders, actual controllers and important related parties by the sponsor or its controlling shareholders, actual controllers and important related parties;
2. The shares held by the issuer or its controlling shareholders, actual controllers and important related parties in the recommendation institution or its controlling shareholders, actual controllers and important related parties;
3. The sponsor representative and his spouse, directors, supervisors and senior managers of the recommendation institution have the rights and interests of the issuer and hold positions in the issuer;
4. The mutual guarantee or financing provided by the controlling shareholder, actual controller and important related party of the sponsor and the controlling shareholder, actual controller and important related party of the issuer;
5. Other related relationships and main business transactions between the recommendation institution and its related parties and the issuer and its related parties. 5、 Internal audit procedures and core opinions of the recommendation institution (I) internal audit procedures
1. On February 8, 2021, the company's quality evaluation committee held a meeting to consider and approve the project initiation application of Weifeng electronic IPO project; On February 19, 2021, the project initiation application was approved by the leader in charge of business and the leader in charge of quality control, and the project initiation procedure was completed.
2. From March 1, 2021 to March 4, 2021, the quality control department coordinated the members of the quality evaluation committee and sent auditors to conduct on-site verification of Weifeng electronic IPO project.
3. On March 31, 2021, the project team will submit the completed application documents to the quality control department for review. The reviewers of the quality control department shall examine the application documents in accordance with the relevant provisions of the CSRC and the stock exchange.
After being confirmed by the person in charge of the quality control department, the project is approved to be submitted to the risk management department.
4. On April 13, 2021, the risk management department performed the audit procedure for the project.
5. On April 14, 2021, the nuclear Committee held a meeting with 7 nuclear members. The meeting voted to recommend it and issued core opinions.
6. The project team supplemented, modified and improved the application documents according to the opinions of the kernel, which was confirmed by the person in charge of the kernel.
7. On July 13, 2021, the project team received the examination and inquiry letter on the application documents of Weifeng Electronics (Guangdong) Co., Ltd. for initial public offering and listing on the gem (examination and approval letter [2021] No. 010831). The sponsor representative organized the issuer, the issuer's lawyer and the reporting accountant to reply to the inquiry letter.
In October 2021, after Weifeng electronics made its initial public offering and listed on the gem, the project team submitted the reply to the inquiry letter of the application materials to the quality control department and the core organization for review. After the review of the quality control department and the core organization, the project team agreed to report to the Shenzhen Stock Exchange after modifying and improving the application documents. 8. In September 2021, Weifeng electronics made an initial public offering of shares and listed on the gem. The prospectus, issuance recommendation letter, listing recommendation letter, issuance recommendation work report and other documents supplemented with the semi annual report data of 2021 were reviewed by the quality control department and the core institution, and the project team was agreed to report to Shenzhen Stock Exchange after modifying and improving the application documents.
9. On November 6, 2021, the project team received the second round of examination and inquiry letter on the application documents of Weifeng Electronics (Guangdong) Co., Ltd. for initial public offering and listing on the gem (examination and approval letter [2021] No. 011255). The sponsor representative organized the issuer, the issuer's lawyer and the reporting accountant to reply to the inquiry letter.
In December 2021, after Weifeng electronics made its initial public offering of shares and listed on the gem, the second round of inquiry reply documents and the application documents were prepared, the project team submitted them to the quality control department and the core organization for review. After the quality control department and the core organization reviewed them, the project team agreed to submit them to the Shenzhen Stock Exchange after modifying and improving the application documents.
10. On January 14, 2022, the project team received the third round of examination and inquiry letter on the application documents of Weifeng Electronics (Guangdong) Co., Ltd. for initial public offering and listing on the gem (examination and approval letter [2022] No. 010052). The sponsor representative organized the issuer, the issuer's lawyer and the reporting accountant to reply to the inquiry letter.
In February 2022, after Weifeng electronics made its initial public offering of shares and listed on the gem, the third round of inquiry reply documents and the application documents were prepared, the project team submitted them to the quality control department and the core organization for review. After the quality control department and the core organization reviewed them, the project team agreed to submit them to Shenzhen Stock Exchange after modifying and improving the application documents.
In February 2022, Weifeng electronics made an initial public offering of shares and listed on the gem. The prospectus, issuance recommendation, listing recommendation, issuance recommendation work report and other documents supplemented with the annual report data of 2021 were reviewed by the quality control department and the core organization, and the project team was agreed to report to Shenzhen Stock Exchange after modifying and improving the application documents.
11. On March 20, 2022, the project team received the letter on the implementation of the opinions of the audit center on the application of Weifeng Electronics (Guangdong) Co., Ltd. for initial public offering and listing on the gem (audit letter [2022] No. 010291). The sponsor representative organized the issuer, the issuer's lawyer and the reporting accountant to reply to the inquiry letter.
In March 2022, Weifeng electronic applied for IPO and listing on GEM, including reply to the opinion implementation letter of the audit center, prospectus (draft of the meeting), issuance recommendation letter, listing recommendation letter and issuance recommendation letter
