Securities code: Shanxi Lu’An Environmental Energydev.Co.Ltd(601699) stock abbreviation: Shanxi Lu’An Environmental Energydev.Co.Ltd(601699) Announcement No.: 2022014 bond Code: 143366 bond abbreviation: 17 Huanneng 01
Shanxi Lu’An Environmental Energydev.Co.Ltd(601699)
Announcement on reappointment of audit institutions in 2022
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents.
Important content tips:
Proposed annual financial audit institution: Lixin Certified Public Accountants (special general partnership)
Proposed appointment of special internal control accounting firm: Yongzhong general accounting firm
This proposal needs to be submitted to the general meeting of shareholders of Shanxi Lu’An Environmental Energydev.Co.Ltd(601699) (hereinafter referred to as “the company”) for deliberation.
1、 Basic information of the proposed annual financial audit institution
(I) institutional information
1. Basic information
Lixin Certified Public Accountants (special general partnership) (hereinafter referred to as “Lixin”) was founded in Shanghai in 1927 by Dr. pan Xulun, a Chinese accounting leader, and reopened in 1986. In 2010, it became the first special general partnership certified public accountants firm in China to complete the restructuring. Its registered address is Shanghai and its chief partner is Mr. Zhu Jiandi. As a member of the international accounting network BDO, Lixin has been engaged in securities service business for a long time. Before the implementation of the new securities law, it has a securities and futures business license, has H-share audit qualification, and has been registered with the American public company accounting supervision board (PCAOB).
By the end of 2021, Lixin had 252 partners, 2276 certified public accountants, 9697 employees, and 707 certified public accountants who had signed the audit report of securities service business.
In 2021, the business income (audited) of Lixin was 4.523 billion yuan, including 3.429 billion yuan from audit business and 1.565 billion yuan from securities business.
In 2021, Lixin provided annual report audit services for 587 listed companies, with an audit fee of 719 million yuan and 4 audit customers of Listed Companies in the same industry.
2. Investor protection ability
By the end of 2021, Lixin had withdrawn 129 million yuan from the occupational risk fund, and the cumulative compensation limit of the occupational insurance purchased was 1.25 billion yuan. The relevant occupational insurance can cover the civil liability caused by audit failure. Civil liability in civil litigation related to practice in recent three years:
Litigation (Arbitration) (sued (arbitrated) litigation (Arbitration) litigation (Arbitration) fee
Result of arbitration
At present, the amount of joint and several liability of Zhou Lihui and lixuye insurance is expected to be 45 million yuan, which is enough to cover the joint and several liability of Zhou Lihui and lixuye in the 2014 annual report
Investors baoqianli, Northeast Securities Co.Ltd(000686) , 2015 restructuring, 2015800000 yuan first instance judgment, Lixin’s evaluation of baoqianli Yinxin, Lixin’s annual reports The 2016 annual report accounted for 15% of the debt to investors due to Securities Misrepresentation from December 30, 2016 to December 14, 2017 Assume the supplementary liability for compensation, and the occupational insurance insured by Lixin is sufficient to cover the amount of compensation
3. Integrity record
In the past three years, Lixin has been subject to criminal punishment, administrative punishment once, supervision and management measures 24 times, self-discipline and supervision measures and disciplinary punishment twice for its practice behavior, involving 63 employees.
(II) project information
1. Basic information
The certified public accountant began to engage in listing and proposed the name of the project for the company
Business time company audit time business time for audit service time
Project partner Liu Zhihong November 2000 November 2000 August 2008 may 2018
Signature: Certified Public Accountant Yang Jinfeng August 2008 August 2008 August 2018 may 2018
Quality control reviewer Ren Zhilei December 1998 August 1996 September 2013 March 2021
(1) Employment of project partners in recent three years:
Name: Liu Zhihong
Time listed company name position
20192021 Shanxi Lu’An Environmental Energydev.Co.Ltd(601699) project partner
20192021 project partner of Shanxi Foryou Corporation(002906) Xinneng Co., Ltd
20192021 Shanxi Antai Group Co.Ltd(600408) project partner
20192020 Jinneng Holding Shanxi Coal Industry Co.Ltd(601001) project partner
(2) Employment of Certified Public Accountants in recent three years:
Name: yangjinfeng
Time listed company name position
20192021 Shanxi Lu’An Environmental Energydev.Co.Ltd(601699) signed accountant
2019 Shanxi Antai Group Co.Ltd(600408) signed accountant
(3) Experience of quality control reviewer:
Name: Ren Zhilei
Job title and working time
August 1996 ~ October 2000: audit manager of Shanghai Shanghui Certified Public Accountants (special general partnership)
November 2000 to July 2013: Senior Audit Manager of KPMG Huazhen Certified Public Accountants (special general partnership)
September 2013 to present: paid partner of Lixin Certified Public Accountants (special general partnership)
2. Record the independence and integrity of project team members.
The project partner, the signing certified public accountant and the quality control reviewer do not violate the independence requirements of the code of professional ethics for Chinese certified public accountants.
The above personnel have no bad records in the past three years.
2、 Audit fees
1. Audit fee pricing principle
Pricing is mainly based on the responsibility of professional services and the degree of professional technology investment, and comprehensively considering the experience and level of employees involved in the work, the corresponding charging rate and the working hours invested.
2. Year on year changes in audit fees
Increase or decrease in 20202021%
Annual report audit fee amount (10000 yuan)
Internal control audit fee amount (RMB 10000)
2、 Basic information of internal control audit institution to be employed
(I) institutional information
1. Basic information
Name: ShineWing Certified Public Accountants (special general partnership)
Date of establishment: March 2, 2012 (jckxk [2011] No. 0056, if applicable)
Organization form: special general partnership
Registered address: 8 / F, building a, Fuhua building, No. 8, Chaoyangmen North Street, Dongcheng District, Beijing
Chief partner: Mr. Tan Xiaoqing
As of December 31, 2021, ShineWing has 236 partners (shareholders) and 1455 certified public accountants. More than 630 certified public accountants have signed the audit report of securities service business.
ShineWing’s business income in 2020 was 3.174 billion yuan, including 2.267 billion yuan from audit business and 724 million yuan from securities business. In 2020, the total amount of Listed Companies in the fields of finance, transportation, and information technology, including the annual report of 3.46 billion yuan in the fields of electricity, transportation, and thermal power, and the annual report of 3.46 billion yuan in the fields of finance, transportation, and information technology, including the industries of finance, transportation, and retail. The number of audit clients of Listed Companies in the same industry is 9.
2. Investor protection ability
ShineWing has purchased professional insurance that complies with relevant regulations and covers the civil liability for providing audit services according to law. The cumulative compensation limit of professional insurance invested in 2021 is 700 million yuan.
In the past three years, there is no relevant civil litigation and civil liability in practice.
3. Integrity record
ShineWing certified public accountants has been subject to criminal punishment 0 times, administrative punishment 0 times, supervision and management measures 12 times, self-discipline supervision measures 0 times and disciplinary punishment 0 times in recent three years (20192021). In recent three years, 29 employees have been subject to criminal punishment 0 times, administrative punishment 2 times, supervision and management measures 27 times and industry self-discipline supervision measures 2 times.
(II) project information
1. Basic information
Partner of the project to be signed: Mr. Li Jianxun, who obtained the qualification of Chinese certified public accountant in 1996, began to engage in the audit of Listed Companies in 1996, began to practice in ShineWing in 2013, and began to provide audit services for the company in 2018. More than 5 listed companies have signed and reviewed in the past three years.
Proposed independent review partner: Mr. Li Yaozhong, who obtained the qualification of Chinese certified public accountant in 1993, began to engage in the audit of Listed Companies in 1996, began to practice in ShineWing in 2009, and began to provide audit services for the company in 2019. More than 8 listed companies have signed and reviewed in recent three years.
Certified public accountant to be signed: Mr. Guo Rui, who obtained the qualification of Chinese certified public accountant in 2007, began to engage in the audit of Listed Companies in 2006, began to practice in ShineWing in 2018, began to provide audit services for the company in 2022, and signed three listed companies in recent three years.
2. Integrity record
Project partner, signature
