Dbappsecurity Co.Ltd(688023) board of supervisors
Verification opinions on the list of incentive objects reserved for grant under the restricted stock incentive plan in 2021 (as of the grant date)
Dbappsecurity Co.Ltd(688023) (hereinafter referred to as the “company”), the board of supervisors shall, in accordance with the company law of the people’s Republic of China (hereinafter referred to as the “company law”), the securities law of the people’s Republic of China (hereinafter referred to as the “Securities Law”), the measures for the administration of equity incentive of listed companies (hereinafter referred to as the “administrative measures”) and the Listing Rules of shares on the science and Innovation Board of Shanghai Stock Exchange (hereinafter referred to as the “Listing Rules”) The self regulatory guidelines for companies listed on the science and Innovation Board No. 4 – disclosure of equity incentive information and other relevant laws, regulations and normative documents, as well as the relevant provisions of the Dbappsecurity Co.Ltd(688023) articles of Association (hereinafter referred to as the “articles of association”), have verified the list of incentive objects reserved for the company’s restricted stock incentive plan in 2021 (hereinafter referred to as the “incentive plan”) and issued the following verification opinions:
1. The incentive objects reserved and granted in this incentive plan do not have the situation that they are not allowed to become incentive objects as stipulated in Article 8 of the management measures:
(1) Being identified as an inappropriate candidate by the stock exchange within the last 12 months;
(2) In the last 12 months, it has been identified as an inappropriate candidate by the CSRC and its dispatched offices;
(3) Being administratively punished by the CSRC and its dispatched offices or taking market entry prohibition measures for major violations of laws and regulations in the last 12 months;
(4) Those who are not allowed to serve as directors or senior managers of the company as stipulated in the company law;
(5) Those who are not allowed to participate in the equity incentive of listed companies according to laws and regulations;
(6) Other circumstances recognized by the CSRC.
2. The incentive objects reserved for grant in this incentive plan do not include the company’s independent directors, supervisors, shareholders or actual controllers who individually or jointly hold more than 5% of the company’s shares and their spouses, parents and children.
3. The list of incentive objects reserved and granted by the company this time is consistent with the scope of incentive objects specified in the company’s 2021 restricted stock incentive plan approved by the company’s third extraordinary general meeting in 2021.
4. The incentive objects reserved and granted in this incentive plan meet the qualifications specified in the company law, securities law and other laws, regulations and normative documents as well as the articles of association, meet the conditions of incentive objects specified in the administrative measures, listing rules and other laws, regulations and normative documents, and meet the scope of incentive objects specified in the company’s 2021 restricted stock incentive plan, As the incentive object of the company’s incentive plan, its subject qualification is legal and effective.
To sum up, the board of supervisors agreed to reserve the list of incentive objects to be granted in the incentive plan of the company, agreed that the reserved grant date of the incentive plan of the company was April 22, 2022, and agreed to grant 308675 restricted shares to three eligible incentive objects for the first time at the grant price of 178.00 yuan / share.
Dbappsecurity Co.Ltd(688023) board of supervisors April 22, 2022
