Securities code: Huadian Heavy Industries Co.Ltd(601226) securities abbreviation: Huadian Heavy Industries Co.Ltd(601226) Announcement No.: pro 2022012 Huadian Heavy Industries Co.Ltd(601226)
Special report on the deposit and actual use of raised funds in 2021
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents.
1、 Basic information of raised funds
(I) actual amount of raised funds and time of fund arrival
With the approval of the China Securities Regulatory Commission (zjxk [2014] No. 1186), the company issued 150 million shares in the initial public offering, with the issue price of 10.00 yuan per share, and the total amount of funds raised was 150 million yuan. After deducting the issuance cost of 54.2 million yuan, the net amount of funds raised was 144.58 million yuan. The availability of the above raised funds has been verified by Daxin Certified Public Accountants (special general partnership), and a capital verification report (daxinyz [2014] No. 100082) was issued on December 2, 2014.
(II) amount used in the current year and balance at the end of the year
The company shall deposit the raised funds in a special account. As of December 31, 2021, the use and balance of raised funds are as follows (unit: RMB):
Total used in 2021 in previous years of the project
Amount used
Net amount of raised funds -- 144580000000
Less: raised funds directly invested in projects invested by raised funds 35809321445 -- 35809321445
Including: Caofeidian heavy industry equipment manufacturing base phase II project of Huadian Caofeidian heavy industry equipment Co., Ltd
Huadian Heavy Industries Co.Ltd(601226) material conveying system core product expansion and supporting items 1199941445 -- 1199941445 items
Supplementary engineering project working capital project 18609380000 -- 18609380000
Less: permanent supplementary working capital 42 Freewon China Co.Ltd(688678) 555 -- 42 Freewon China Co.Ltd(688678) 555
Total used in 2021 in previous years of the project
Amount used
Plus: net amount of interest income of raised funds minus handling charges 3138523372162752593154798631
Balance of raised funds at the end of the year -- 69236798631
Including: 4236798631 deposited in the special account for raised funds of the bank
For temporary replenishment of working capital -- 15000000000
For purchasing cash management products - --- 50000000
2、 Management of raised funds
(I) management system of raised funds
The company has formulated the measures for the administration of Huadian Heavy Industries Co.Ltd(601226) raised funds (hereinafter referred to as the "management system") in accordance with the requirements of the company law of the people's Republic of China, the securities law of the people's Republic of China, the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies and other relevant regulations, so as to store the raised funds in a special account, manage the storage, use and project implementation of raised funds The change of investment projects and the supervision of use are stipulated. The management system was reviewed and approved at the second meeting of the first board of directors and revised for the first time at the second interim meeting of the second board of directors.
According to the requirements of the management system, the board of directors of the company approved the opening of four special bank accounts of China Merchants Bank Co.Ltd(600036) Beijing Xisanhuan sub branch, Bank Of Beijing Co.Ltd(601169) Huiyuan sub branch, China Minsheng Banking Corp.Ltd(600016) head office business department and China Construction Bank Corporation(601939) Tianjin Beichen sub branch, which are only used for the storage and use of the company's raised funds and are not used for other purposes. (II) three party and four party supervision agreements for raised funds
According to relevant regulations, the company and the recommendation institution China Merchants Securities Co.Ltd(600999) signed the tripartite supervision agreement on the storage of special account for raised funds with China Merchants Bank Co.Ltd(600036) Beijing Xisanhuan sub branch, Bank Of Beijing Co.Ltd(601169) Huiyuan sub branch and China Minsheng Banking Corp.Ltd(600016) head office business department on December 4, 2014.
The company, Huadian Heavy Industries Co.Ltd(601226) Machinery Co., Ltd. and the sponsor China Merchants Securities Co.Ltd(600999) signed the four party supervision agreement on the storage of raised funds special account with China Construction Bank Corporation(601939) Tianjin Beichen sub branch on December 29, 2015.
There is no significant difference between the above three-party supervision agreement and the four-party supervision agreement and the three-party supervision agreement (model) for the storage of raised funds, and the supervision agreement has been effectively implemented.
(III) storage of raised funds in special account
As of December 31, 2021, the deposit balance of the special account for the deposit of raised funds is as follows (unit: RMB):
Deposit bank account number deposit method balance
China Merchants Bank Co.Ltd(600036) Beijing Xisanhuan sub branch 110906781410918 current deposit 659496084
Bank Of Beijing Co.Ltd(601169) Huiyuan sub branch 2 Ping An Bank Co.Ltd(000001) 703938389668812 current deposit 1797631375
China Minsheng Banking Corp.Ltd(600016) head office business department 692735237 current deposit 1778092347
China Construction Bank Corporation(601939) Tianjin Beichen sub branch 120501815700 China Vanke Co.Ltd(000002) 18 current deposit 1578825
Total / / 4236798631
(IV) performance of supervision agreement
As of December 31, 2021, all parties to the agreement have exercised their rights and performed their obligations in accordance with the provisions of the tripartite supervision agreement on the storage of special account for raised funds and the quadripartite supervision agreement on the storage of special account for raised funds.
3、 Actual use of raised funds this year
(I) use of funds for projects invested with raised funds (hereinafter referred to as "projects invested with raised funds") (see Annex)
The company has invested a total of 3580932 million yuan in the raised funds, of which 151.08 million yuan was withdrawn on December 12, 2014 for the supplementary engineering project working capital project in the raised investment project, and 52 million yuan was withdrawn on April 14, 2015 to replace the early-stage investment of "Caofeidian heavy industry equipment manufacturing base phase II project of Huadian Caofeidian heavy industry equipment Co., Ltd." in the raised investment project. The self raised funds that have been invested in the raised funds project are replaced with the raised funds, which are reviewed by Daxin Certified Public Accountants (special general partnership) and issued an audit report on April 8, 2015 (Daxin zhuanshen Zi [2015] No. 100416). On January 7, 2015, 350138 million yuan of raised funds was withdrawn for the "supplementary engineering project working capital project" in the raised investment project. On December 25, 2015, 120 million yuan of raised capital was withdrawn to increase the capital of the wholly-owned subsidiary Huadian Heavy Industries Co.Ltd(601226) Machinery Co., Ltd Huadian Heavy Industries Co.Ltd(601226) Machinery Co., Ltd. managed the capital increase in a special account and paid a total of RMB 1199994 million on December 29, 2015, December 30, 2015 and July 4, 2016. As of December 31, 2021, the cumulative amount of funds raised for the phase II project of Caofeidian heavy industry equipment manufacturing base of Huadian Caofeidian heavy industry equipment Co., Ltd. was 52 million yuan, the cumulative amount of funds raised for the supplementary project working capital project was 186093800 yuan, and the cumulative amount of funds raised for the expansion of core products and supporting projects of Huadian Heavy Industries Co.Ltd(601226) material conveying system was 1199994 million yuan. The total amount of raised funds invested has been 358093200 yuan. During the reporting period, the company did not use the raised funds to invest in the above raised investment projects.
(II) temporary replenishment of working capital with idle raised funds
According to the resolution of the third interim meeting of the second board of directors held on March 26, 2015, the idle raised funds of 400 million yuan are used to supplement the working capital temporarily. The period is 12 months from the date of deliberation and approval, and will be returned to the special account of raised funds at the expiration of the period. On March 8, 2016, the company returned the above raised capital of 400 million yuan for temporary replenishment of working capital to the special account for raised capital at one time. For details, please refer to the company's website (www.sse. Com. CN.) on March 10, 2016 in Shanghai Securities News, China Securities News, securities times, securities daily and Shanghai Stock Exchange Relevant announcements of disclosure.
According to the resolution of the sixth interim meeting of the second board of directors held on March 10, 2016, the idle raised funds of 500 million yuan are used to supplement the working capital temporarily. The period is 12 months from the date of deliberation and approval, and will be returned to the special account of raised funds at the expiration of the period. On March 6, 2017, the company returned the above raised capital of RMB 500 million for temporary replenishment of working capital to the special account for raised capital at one time. For details, see the company's website (www.sse. Com. CN.) on March 8, 2017 in Shanghai Securities News, China Securities News, securities times, securities daily and Shanghai Stock Exchange Relevant announcements of disclosure.
According to the resolution of the eighth interim meeting of the second board of directors held on March 8, 2017, the idle raised funds of 600 million yuan are used to supplement the working capital temporarily. The period is 12 months from the date of deliberation and approval, and will be returned to the special account for raised funds at the expiration of the period. On March 6, 2018, the company returned the above raised capital of RMB 600 million for temporary replenishment of working capital to the special account for raised capital at one time. For details, please refer to the company's website (www.sse. Com. CN.) on March 8, 2018 in Shanghai Securities News, China Securities News, securities times, securities daily and Shanghai Stock Exchange Relevant announcements of disclosure.
According to the resolution of the sixth interim meeting of the third board of directors held on April 9, 2018, the idle raised fund of RMB 500 million is used to supplement the working capital temporarily. The period is 12 months from the date of deliberation and approval, and it will be returned to the special account for raised funds at the expiration of the period. On July 3, 2018, the company temporarily returned 433 million yuan of raised funds used to temporarily supplement working capital to the special account for raised funds. In August 2018, according to the resolution of the sixth interim meeting of the third board of directors held on April 9, 2018, the company used the idle raised fund of 50 million yuan again to supplement the working capital temporarily. On April 8, 2019, the company returned the raised funds of 117 million yuan used to temporarily supplement working capital to the special account for raised funds at one time. For details, please refer to the company's website (www.sse. Com. CN.) in Shanghai Securities Journal, China Securities Journal, securities times, securities daily and Shanghai Stock Exchange on July 5, 2018 and April 10, 2019 Relevant announcements of disclosure.
According to the resolution of the 14th interim meeting of the third board of directors held on May 27, 2019, the idle raised funds of 150 million yuan will be used to supplement the working capital temporarily. The period is 12 months from the date of deliberation and approval, and will be returned to the special account for raised funds at the expiration of the period. The company was established on May 25, 2020
