About Bank Of Shanghai Co.Ltd(601229)
Contents of special report on the occupation of funds by controlling shareholders and other related parties 1. Special audit report 2. Attached table client: Bank Of Shanghai Co.Ltd(601229) Auditor: PricewaterhouseCoopers Zhongtian Certified Public Accountants (special general partnership) Tel.: 02123238888
Bank Of Shanghai Co.Ltd(601229) controlling shareholders and other related parties’ occupation of non operating funds and other related capital transactions
Year ended December 31, 2021
Unit: 10000 yuan
The accounting meeting between the capital occupier and the listed company will be held at the beginning of 2021. The accumulated occupied capital in 2021 will be used in 2021. The occupied capital in 2021 will be repaid in 2021 at the end of 2021
The non operating fund occupier’s name is the company’s related relationship. The account accounts the amount of the occupied fund balance (excluding interest). The accumulated amount of interest (if any) of the occupied fund balance is due to the nature of occupation
The current major shareholders and their subsidiaries (Note 1) have no non operating occupation
Subtotal – none —
Former major shareholders and their subsidiaries (Note 1) no non operating occupation
Subtotal – none —
Total – none —
The accounting between the capital transaction party and the listed company will be used at the beginning of 2021. The accumulated occupied capital in 2021 will be used in 2021. The capital in 2021 will be repaid at the end of 2021
Name of other related fund transaction party: the related relationship account of the company occupies the amount of fund balance (excluding interest) the cumulative amount of interest (if any) occupies the fund balance is due to the nature of transaction
Major shareholders and their subsidiaries (Note 1) have no business dealings
Subsidiaries of listed companies and their affiliated enterprises have no non operating transactions
Related natural persons have no non operating transactions
Other related parties and their affiliated enterprises have no non operating transactions
Total – none —
Note 1: according to the guidelines for regular reporting business of listed companies of Shanghai Stock Exchange issued by Shanghai Stock Exchange, “current major shareholders and their subsidiaries” include the following situations: (1) actual controllers; (2) Controlling shareholders; (3) Subsidiaries of controlling shareholders and actual controllers. “Former major shareholders and their subsidiaries” include the following situations: (1) the former actual controller of the company; (2) The former controlling shareholder of the company; (3) Subsidiaries of former controlling shareholders and former actual controllers of the company. “Major shareholders and
“Affiliated enterprises” include “current major shareholders and their affiliated enterprises” and “former major shareholders and their affiliated enterprises”. As of December 31, 2021, Bank Of Shanghai Co.Ltd(601229) does not have “current major shareholders and their subsidiaries”, nor does it have “former major shares”
East Asia and its subsidiaries “.
Note 2: as a listed commercial bank, the bank’s business scope mainly includes loan and capital business. The bank’s loans and capital business to related parties are carried out in strict accordance with the provisions of the China Banking and Insurance Regulatory Commission, the China Securities Regulatory Commission, the Shanghai Stock Exchange and other regulatory authorities, and do not belong to the category of funds occupied by related parties in a general sense. The major transactions of shareholders holding 5% or more of the bank’s shares and other related parties have been disclosed in note Xi to the bank’s audited financial statements in 2021 and are not listed in this table.
This summary sheet was signed by the following persons in charge on April 21, 2022:
Name: Jin Yu, Zhu Jian, Shi Hongmin, Zhang Jiguang
Position:
Chairman, President, vice president and chief financial officer person in charge of financial department seal of the company
