Securities code: Bank Of Shanghai Co.Ltd(601229) securities abbreviation: Bank Of Shanghai Co.Ltd(601229) Announcement No.: pro 2022019 preferred stock code: 360029 preferred stock abbreviation: Shanghai Yinyou 1 convertible bond Code: 113042 convertible bond abbreviation: Shanghai Yinyou convertible bond Bank Of Shanghai Co.Ltd(601229)
Special report on deposit and actual use of raised funds in 2021
Bank Of Shanghai Co.Ltd(601229) (hereinafter referred to as “the company” or ” Bank Of Shanghai Co.Ltd(601229) “) the board of directors and all directors guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents.
In accordance with the China Securities Regulatory Commission (hereinafter referred to as the “CSRC”), the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of raised funds by listed companies (revised in 2022), the guidelines for the self discipline supervision of listed companies on Shanghai Stock Exchange No. 1 – standardized operation, the Bank Of Shanghai Co.Ltd(601229) articles of association and the measures for the administration of Bank Of Shanghai Co.Ltd(601229) raised funds, The relevant information about the deposit and actual use of the company’s raised funds in 2021 is reported as follows:
1、 Basic information of raised funds
(I) amount and receipt of raised funds
Approved by the reply of Shanghai Banking and Insurance Regulatory Bureau on approving Bank Of Shanghai Co.Ltd(601229) public issuance of A-share convertible corporate bonds (Hu Yin Bao Jian Fu [2020] No. 229) and the reply on approving Bank Of Shanghai Co.Ltd(601229) public issuance of convertible corporate bonds (Zheng Jian Ke Ke [2020] No. 3172) issued by Shanghai regulatory bureau of Bank Of China Limited(601988) Insurance Regulatory Commission, In January 2021, the company publicly issued A-share convertible corporate bonds with a total face value of RMB 2000000000, of which each bond has a face value of RMB 100, a total of 200 million, the issue price is RMB 100 / piece, and the total amount of raised funds is RMB 200000000000. After deducting the issuing expenses (including the deductible VAT input tax generated by the issuing expenses), The net amount of funds actually raised from the public offering of A-share convertible corporate bonds is RMB 1996623679246. All the funds raised by the issuance were in place on January 29, 2021, which was verified by PricewaterhouseCoopers Zhongtian Certified Public Accountants (special general partnership) and issued the verification report of PricewaterhouseCoopers Zhongtian Yan Zi (2021) No. 0173.
(II) use amount and current balance of raised funds
As of December 31, 2021, the company has used a total of 1996623679246 yuan of raised funds, the balance of unused raised funds is 0 yuan, and the actual balance of the special account for raised funds is 0 yuan.
2、 Management of raised funds
(I) management system of raised funds
In order to standardize the management and use of raised funds, improve the efficiency and efficiency of fund use, and effectively protect the interests of investors, in accordance with the relevant laws and regulations such as the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of raised funds by listed companies (revised in 2022), the guidelines for the self discipline supervision of listed companies on Shanghai Stock Exchange No. 1 – standardized operation, and the relevant provisions of the Bank Of Shanghai Co.Ltd(601229) articles of association, The company has formulated the measures for the management of Bank Of Shanghai Co.Ltd(601229) raised funds, which makes specific and clear provisions on the storage, use, investment direction change, fund use management and supervision of raised funds.
(II) storage and management of raised funds
According to the management measures for Bank Of Shanghai Co.Ltd(601229) raised funds, the company opened a special account for raised funds in Bank Of Shanghai Co.Ltd(601229) business department. In accordance with the provisions of Shanghai Stock Exchange, the company has signed the supervision agreement on the storage of special account for raised funds of Bank Of Shanghai Co.Ltd(601229) public offering of A-share convertible corporate bonds with Guotai Junan Securities Co.Ltd(601211) the sponsor of this offering on February 5, 2021, which is not significantly different from the tripartite supervision agreement on the storage of special account for raised funds (model). As of December 31, 2021, the specific deposit of the special account for raised funds is as follows:
Unit: RMB
Bank account number account type deposit balance
0 Ningbo Baosi Energy Equipment Co.Ltd(300441) 8645 special account for raised funds 0
To sum up, the company deposits and manages the raised funds in strict accordance with the measures for the administration of Bank Of Shanghai Co.Ltd(601229) raised funds, and there is no violation of the measures for the administration of Bank Of Shanghai Co.Ltd(601229) raised funds and the guidelines for self discipline supervision of listed companies on Shanghai Stock Exchange No. 1 – standardized operation. 3、 Actual use of raised funds
As of December 31, 2021, the net funds raised in this issuance of RMB 1996623679246 were all used to support the company’s future business development. After convertible bonds were converted into shares, they were used to supplement the company’s core Tier-1 capital in accordance with relevant regulatory requirements. See the attached table comparison table for the use of raised funds for details.
4、 Change of projects invested by raised funds
In 2021, the company did not change the investment projects with raised funds, nor did it transfer or replace the investment projects with raised funds.
5、 Problems in the use and disclosure of raised funds
The company has timely, truthfully, accurately and completely disclosed relevant information in accordance with the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of raised funds by listed companies (revised in 2022), the stock listing rules of Shanghai Stock Exchange, the guidelines for the self discipline supervision of listed companies of Shanghai Stock Exchange No. 1 – standardized operation, and the measures for the administration of Bank Of Shanghai Co.Ltd(601229) raised funds, There are no violations in the management of raised funds.
6、 Concluding opinions of the assurance report issued by the accounting firm on the deposit and use of the company’s annual raised funds
PwC Zhongtian Certified Public Accountants (special general partnership) issued PwC Zhongtian special audit Zi (2022) No. 3259 assurance report on April 21, 2022, It is considered that the special report on the deposit and actual use of raised funds in Bank Of Shanghai Co.Ltd(601229) 2021 is in accordance with the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of raised funds of listed companies (revised in 2022), the guidelines for the self discipline supervision of listed companies on Shanghai Stock Exchange No. 1 – standardized operation and The form of Announcement No. 1 of the self regulatory guidelines for listed companies of Shanghai Stock Exchange – No. 16 special report on the deposit and actual use of raised funds of listed companies was prepared, and truthfully reflected the deposit and actual use of raised funds in Bank Of Shanghai Co.Ltd(601229) 2021 in all major aspects.
7、 Concluding comments on the special verification report issued by the recommendation institution on the deposit and use of the company’s annual raised funds
Guotai Junan Securities Co.Ltd(601211) as the company’s sponsor, issued a special verification report on the deposit and actual use of the company’s raised funds in 2021. It is considered that the management and actual use of the raised funds from the public issuance of A-share convertible corporate bonds in Bank Of Shanghai Co.Ltd(601229) 2021 comply with the relevant provisions of the CSRC and Shanghai Stock Exchange on the management of raised funds, and the raised funds are stored and used in a special account, There is no disguised change in the purpose of the raised funds and damage to the interests of shareholders, and there is no illegal use of the raised funds. Attached table: comparison table of use of raised funds
It is hereby announced.
Bank Of Shanghai Co.Ltd(601229) board of directors April 22, 2022
Attached table:
Comparison table of use of raised funds
Unit: Yuan
Net amount of raised funds 1996623679246 total amount of raised funds invested in this year 1996623679246
The total amount of raised funds for change of purpose 0 has been accumulated into the total amount of raised funds
The proportion of the total amount of funds raised for changing purposes was 1996623679246 0%
The total number of changed items by the end of the period has reached
Purpose, After the adjustment of the investment commitment of the raised funds of the Department, the investment commitment of the current year as of the end of the period, the investment amount as of the end of the period and the commitment to the investment as of the end of the period can make the change of the investment project score of whether the project is feasible in the current year (e.g. the total investment amount (1) the amount, and the progress of the cumulative investment commitment amount (%) Amount (2) difference (3) = (4) = (2) / (1) significant change in date benefit (2) – (1)
It is used to support the company’s future business development
After debt to equity swap, in accordance with relevant regulations, no 1996623679246, 1996623679246, 1996623679246, 1996623679246, 1996623679246, 0 100% not applicable, not applicable, not applicable, not applicable
Regulatory requirements are used to supplement the company’s core tier 1 capital
Reasons for not reaching the planned progress (by specific raised investment projects) are not applicable
Description of major changes in project feasibility none
The advance investment and replacement of investment projects with raised funds are not available
Temporary replenishment of working capital with idle raised funds none
Cash management was carried out for idle raised funds, and there was no investment in related products
No permanent replenishment of working capital or repayment of bank loans with over raised funds
