Securities code: Sichuan Etrol Technologies Co.Ltd(300370) securities abbreviation: St security control announcement Code: 2022044 Sichuan Etrol Technologies Co.Ltd(300370)
Announcement on reappointment of audit institutions in 2022
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
Special note: the audit opinion of the company’s 2021 annual audit report is qualified.
Sichuan Etrol Technologies Co.Ltd(300370) (hereinafter referred to as “the company”) held the 21st Meeting of the 5th board of directors and the 15th meeting of the 5th board of supervisors on April 21, 2022, deliberated and approved the proposal on renewing the employment of the company’s audit institution in 2022, and agreed that the company would continue to employ Beijing Xinghua Certified Public Accountants (special general partnership) (hereinafter referred to as “Xinghua firm”) as the company’s audit institution in 2022 for one year, This proposal still needs to be submitted to the 2021 annual general meeting of the company for deliberation. The relevant information is hereby announced as follows:
1、 Basic information of the accounting firm to be renewed
(I) institutional information
1. Basic information
(1) Organization Name: Beijing Xinghua Certified Public Accountants (special general partnership)
(2) Date of establishment: Xinghua office was established on November 22, 2013
(3) Enterprise type: special general partnership
(4) Registered address: room 2206, No. 18, Yumin Road, Xicheng District, Beijing
(5) Chief partner: Mr. Zhang Enjun
(6) Personnel information
Number of partners at the end of last year: 85
Number of certified public accountants at the end of last year: 440
Number of certified public accountants who signed the audit report of securities service business at the end of last year: 173
(7) Business scale
Total revenue of the latest year (audited): 7433417 million yuan
Audit income in the latest year (audited): 555715 million yuan
Securities business income in the latest year (audited): 631151 million yuan
Number of audit clients of Listed Companies in last year: 23
(8) Industries in which audit clients of listed companies were mainly distributed in the previous year
The industries mainly involved include manufacturing, information transmission, software and information technology services, wholesale and retail, energy transportation, warehousing and real estate, leasing and commercial services, scientific research and technical services, communication and cultural industries, etc.
(9) Audit fees
Audit fees of Listed Companies in the previous year: 21.58 million yuan.
2. Investor protection ability
Beijing Xinghua Certified Public Accountants (special general partnership) has purchased professional insurance in full, with a liability limit of 100 million yuan per accident and an annual cumulative compensation limit of 200 million yuan, which can cover the civil liability caused by audit failure. Due to the civil lawsuit involving Xintai electric, Beijing Xinghua was awarded 8.08 million yuan in the first instance, and the occupational insurance insured by Beijing Xinghua was enough to cover the amount of compensation.
3. Integrity record
Beijing Xinghua Certified Public Accountants (special general partnership) has received (received) administrative punishment 4 times and administrative supervision measures 9 times in the past three years, and has not received (received) criminal punishment and industry self-discipline punishment. In recent three years, 21 employees have been subject to criminal punishment once, administrative punishment four times, supervision and management measures seven times and self-discipline supervision measures zero times.
(II) project information
1. Basic information
Project partner / certified public accountant to be signed: Shang Yingwei, certified public accountant, engaged in securities business since 2004, began to practice in the exchange in 2015, began to engage in the audit of Listed Companies in 2004, began to engage in the audit of Listed Companies in 2014, and began to provide audit services for the company in 2016; In the past three years (the last three complete natural years and the current year), 5 audit reports of listed companies have been signed, 16 audit reports of listed companies have been signed, 20 audit reports of listed companies have been reviewed, and 15 audit reports of companies listed on the new third board have been reviewed. He has been responsible for the audit of many large and medium-sized state-owned and listed companies, has rich experience in accounting statement audit, IPO restructuring audit and management consulting, has participated in and presided over the audit and consulting of many large central enterprises and state-owned enterprises, has rich working experience in large-scale projects, is familiar with relevant laws and regulations, and has corresponding professional competence. No part-time job.
Signature certified public accountant: Chen Hongyan, certified public accountant, certified public accountant, has been engaged in securities business since 2009. He has rich experience in accounting, auditing and consulting. He is personally responsible for a number of financial consulting and audit projects and major asset restructuring projects. He has solid professional skills and rich practical experience in the audit of listed companies. So far, he has provided new year’s report audit for many listed companies and new third board companies Reports of large enterprise groups.
Reviewer of project quality control: Liu Zhijian, a Chinese certified public accountant, became a certified public accountant in 1999. He began to audit listed companies in 2001 and began to practice in Beijing Xinghua in 2001. He has reviewed more than 11 annual reports of Listed Companies in recent three years. He has been engaged in Securities Audit for a long time, and has participated in and served as the annual report audit of many listed companies. Have corresponding professional competence.
2. Integrity record
Shang Yingwei, the project partner to be signed, Chen Hongyan, the certified public accountant to be signed, and Liu Zhijian, the proposed project quality control reviewer, have not been subject to criminal punishment, administrative punishment, supervision and management measures by the CSRC, its dispatched offices and industry competent departments in recent three years, and have not been subject to self-discipline supervision measures and disciplinary sanctions by self-discipline organizations such as stock exchanges and industry associations.
3. Independence
The above-mentioned personnel do not violate the independence requirements of the code of professional ethics for Chinese certified public accountants. 4. Audit fees
The board of directors of the company requests the general meeting of shareholders to authorize the operation and management of the company to determine the final audit fee according to the company’s business scale, industry, complexity of accounting treatment and other factors, combined with the audit personnel required for audit, the workload invested and the fee standard of the firm.
2、 Procedures to be performed by the accounting firm in 2022
(I) performance of Auditors
In accordance with the articles of association and other relevant laws and regulations, the audit committee of the board of directors of the company conducted a pre deliberation on the company’s re employment of Beijing Xinghua Certified Public Accountants (special general partnership) as the company’s audit institution in 2022, and considered that Beijing Xinghua Certified Public Accountants (special general partnership) has the qualification of securities and futures business, rich experience and professional quality in the audit of listed companies, During his tenure as the company’s audit institution, he followed the independent auditing standards for Chinese certified public accountants, worked diligently and dutifully, and the contents of the audit report issued for the company objectively and fairly reflected the company’s financial status and operating results, and performed the duties of the audit institution. His professional competence, investor protection ability, integrity and independence met the relevant requirements, Agree to propose to the board of directors to reappoint Beijing Xinghua Certified Public Accountants (special general partnership) as the company’s audit institution in 2022.
(II) prior approval and independent opinions of independent directors
The independent directors of the company also expressed their explicit prior approval opinions and independent opinions on the matter.
According to the prior approval opinion of the independent directors, Beijing Xinghua Certified Public Accountants (special general partnership) has the experience and ability to provide audit services for listed companies, can meet the requirements of the company’s financial audit, can independently audit the company’s financial situation, and scrupulously abide by its duties and follow the independent, objective and impartial professional standards in the process of serving as the company’s audit institution and conducting various special audits and financial statement audits, The company has earnestly fulfilled its responsibilities as an audit institution, provided better audit services for the company, and the reports issued can objectively and fairly reflect the company’s financial situation and operating results.
According to the independent opinions of the independent directors, Beijing Xinghua Certified Public Accountants (special general partnership) has detailed plans and arrangements in the annual audit work, the auditors dispatched have good professional ethics and rich experience in audit work, and the audit reports issued for the company objectively, fairly and truly reflect the financial status and operating results of the company, Agree to continue to employ Beijing Xinghua Certified Public Accountants (special general partnership) as the company’s audit institution in 2022 for one year, and agree to submit the above matters to the general meeting of shareholders for deliberation.
(III) deliberation and voting of proposals by the board of directors
The 21st Meeting of the 5th board of directors and the 15th meeting of the 5th board of supervisors respectively deliberated and adopted the proposal on the renewal of the company’s audit institution in 2022. The company continues to employ Beijing Xinghua Certified Public Accountants (special general partnership) as the company’s audit institution in 2022. This matter needs to be submitted to the 2021 general meeting for deliberation.
(IV) effective date
This matter needs to be submitted to the 2021 annual general meeting of shareholders of the company for deliberation, which will come into force after deliberation and approval. 3、 Filing documents
1. Resolutions of the 21st Meeting of the 5th board of directors;
2. Supporting documents on the performance of the Audit Committee;
3. Prior approval opinions of independent directors on matters related to the 21st Meeting of the Fifth Board of directors; 4. Independent opinions of independent directors on matters related to the resolutions of the 21st Meeting of the Fifth Board of directors; 5. A statement on the basic information of the proposed accounting firm;
6. Other documents required by Shenzhen Stock Exchange. It is hereby announced.
Sichuan Etrol Technologies Co.Ltd(300370) board of directors
April 22, 2022
