Orient Securities Company Limited(600958) underwriting sponsor Co., Ltd
About Shanghai Hi-Road Food Technology Co.Ltd(300915)
Special verification report on the deposit and use of raised funds in 2021
Orient Securities Company Limited(600958) underwriting recommendation Co., Ltd. (hereinafter referred to as "the recommendation institution" or "Dongfang investment bank") as the recommendation institution for the initial public offering of Shanghai Hi-Road Food Technology Co.Ltd(300915) (hereinafter referred to as " Shanghai Hi-Road Food Technology Co.Ltd(300915) " or "the company"), according to the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds of listed companies Shenzhen Stock Exchange has carried out special verification on the deposit and use of raised funds in Shanghai Hi-Road Food Technology Co.Ltd(300915) 2021 in accordance with the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 2 - standardized operation of companies listed on GEM and relevant format guidelines. The verification is as follows:
1、 Verification work carried out by the recommendation institution
By talking with the company's directors, supervisors, senior managers, certified public accountants and other personnel, Dongfang investment bank inquired the special account for the raised funds, consulted the special instructions for the storage and use of the annual raised funds, the assurance report on the annual use of the raised funds by accountants, as well as various business and management rules and regulations, from the management of the company's raised funds, the purpose of the raised funds The integrity, rationality and effectiveness of the fund-raising system were verified in terms of the information disclosure of the raised funds.
2、 Basic information of raised funds
(I) actual amount of raised funds and availability of raised funds
According to the resolution of the shareholders' meeting of the company and the approval of the reply on Approving the registration of Shanghai Hi-Road Food Technology Co.Ltd(300915) initial public offering of shares (zjxk [2020] No. 2766) issued by China Securities Regulatory Commission, the company is approved to publicly issue no more than 15 million ordinary shares. The company actually issued 15 million ordinary shares of RMB, with a par value of RMB 1.00 per share and an issue price of RMB 70.03 per share. The total amount of raised funds was RMB 105045000000, with an increase of registered capital of RMB 1500000000 and a change of registered capital of RMB Shanghai Pudong Development Bank Co.Ltd(600000) 0000.
As of November 25, 2020, the total amount of funds raised by the company was 105045000000 yuan. After deducting the underwriting fee of 6 Traffic Control Technology Co.Ltd(688015) 000 yuan paid directly, the actual amount of funds raised received in the special account for raised funds was 98356985000 yuan. The funds received in the special account for raised funds included the issuance fee paid by the company through its own fund account, the total amount excluding tax was 1253133667 yuan and the outstanding issuance fee (excluding tax) was 329226415 yuan, The net amount of raised funds was 96774624918 yuan.
The net amount of funds raised from the public offering of shares was 96774624918 yuan, of which: the newly increased share capital was 1500000000 yuan; The premium part of the capital contribution is 95274624918 yuan, which is fully included in the capital reserve (capital stock premium). The above funds in place have been verified by Zhonghua Certified Public Accountants (special general partnership) and issued a capital verification report (Zhong Hui Zi (2020) No. 09037).
(II) current year and cumulative use of raised funds
The use of the special account for raised funds in 2021 and the balance as of December 31, 2021 are as follows:
Unit: RMB
As of December 31, 2020, the balance of the special account was 93378285678
1. Plus: interest income and financial management income of the special account for raised funds 2218736176
2. Less: investment in investment projects with raised funds
3. Less: permanent supplementary working capital of over raised funds: 15000000000
4. Less: service charge of special account for raised funds 192594
5. Less: listing and issuance expenses 1582360082
Balance of special account on December 31, 2021: 79014469178
Note: the balance of raised funds is 79014469178 yuan. Among them, the purchase of financial products is 70000000000 yuan, the deposit of seven-day notice deposit is 2000000000 yuan, and the balance of bank account is 7014469178 yuan.
The cumulative use and balance of raised funds are as follows:
Unit: RMB
Cumulative usage of the project
1. Funds raised 98356985000
2. Plus: interest income and cash management income of special account for raised funds 2240046854
3. Less: investment in projects invested with raised funds: 5000000000
4. Less: service charge of special account for raised funds 202594
5. Less: listing and issuance expenses 1582360082
6. Less: 150000000 permanent supplementary funds raised
Balance of special account on December 31, 2021: 79014469178
Details are as follows:
(1) In 2021, the interest income and financial management income of the special account for raised funds were 2218736176 yuan.
Among them, the interest income is 370097414 yuan and the financial investment income is 1848638762 yuan.
(2) In 2021, the total expenditure on the projects with raised funds was 0.00 yuan.
(3) In 2021, the handling fee of the special account for raised funds was 192594 yuan.
(4) In 2021, the listing expenses of raised funds totaled 1582360082 yuan. Including the upper part of the replacement
The municipal issuance fee is 1253133667 yuan and the issuance fee paid from the special account for raised funds is 329226415 yuan.
(5) As of December 31, 2021, the balance of raised funds was 79014469178 yuan. Of which, purchase reason
Financial products: 70000000000 yuan, seven day call deposit: 2000000000 yuan, bank account balance
7014469178 yuan.
3、 Deposit and management of raised funds
(I) deposit of raised funds in each bank account
The company has complied with the company law of the people's Republic of China, the securities law of the people's Republic of China and Shenzhen
The Shenzhen Stock Exchange has formulated the Shanghai Hairong Food Technology Co., Ltd
Measures for the administration of the raised funds of the limited company, and a special account storage system for the raised funds.
As of December 31, 2021, the storage of raised funds is listed as follows:
Notes on the ending balance of the initial deposit amount of the raised funds deposited in the bank account
China Merchants Bank Co.Ltd(600036) Co., Ltd. 121939015010207 Shanghai Yahong Moulding Co.Ltd(603159) 85000 - closed company Shanghai Fengxian sub branch
China Merchants Bank Co.Ltd(600036) Co., Ltd. 12193901501030116792000000 - closed company Shanghai Fengxian sub branch
Shanghai Pudong Development Bank 212490 Ping An Bank Co.Ltd(000001) 757772370
Fengxian Co., Ltd. 9874007880140 Zhejiang Asia-Pacific Mechanical & Electronic Co.Ltd(002284)
Sub branch - 20000000000 structured deposit
Industrial And Commercial Bank Of China Limited(601398) Co., Ltd. - 5049191879
Company Shanghai Fengxian sub branch 1001780429 Hang Zhou Radical Energy-Saving Technology Co.Ltd(300652) 660 structured deposit - 350000000000
Industrial And Commercial Bank Of China Limited(601398) Co., Ltd. 1001780429 Hang Zhou Radical Energy-Saving Technology Co.Ltd(300652) 784 - closed company Shanghai Fengxian sub branch
- 2,075049.29
Bank Of Beijing Co.Ltd(601169) Co., Ltd. 2 Shenzhen Guohua Network Security Technology Co.Ltd(000004) 597493110151 - 2000000000 7-day call deposit company Shanghai Fengxian sub branch 838
-15000000000 structured deposit
Total 98356985 Chengdu Huasun Technology Group Inc.Ltd(000790) 14469178
In 2021, the interest income and financial management income of the special account for raised funds were 2218736176 yuan, net of silver
The handling fee of the bank is 192594 yuan, and some over raised funds permanently supplement the working capital of 15000000000 yuan, which is listed
The amount of issuance expenses transferred out from the raised capital account is 1582360082 yuan, and the balance as of December 31, 2021
The total is 79014469178 yuan.
（2） In order to regulate the management and use of the raised funds and protect the rights and interests of investors, the company, in accordance with the relevant laws, regulations and normative documents such as the Shenzhen Stock Exchange GEM Listing Rules, the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of the raised funds of listed companies, and the guidelines for the self discipline supervision of listed companies No. 2 - standardized operation of companies listed on the gem of Shenzhen Stock Exchange, The company signed the tripartite supervision agreement on raised funds with the recommendation institution and the special account bank, as follows:
On November 25, 2020, the company, together with the sponsor Orient Securities Company Limited(600958) underwriting sponsor Co., Ltd., signed the tripartite supervision agreement on raised funds with China Merchants Bank Co.Ltd(600036) Shanghai Fengxian sub branch;
On November 25, 2020, the company, together with the sponsor Orient Securities Company Limited(600958) underwriting sponsor Co., Ltd., and Shanghai Pudong Development Bank Co.Ltd(600000) Fengxian sub branch, signed the tripartite supervision agreement on raised funds.
On May 20, 2021, the company, the sponsor Orient Securities Company Limited(600958) underwriting sponsor Co., Ltd. and Shanghai Industrial And Commercial Bank Of China Limited(601398) Co., Ltd. signed the tripartite supervision agreement on raised funds with Shanghai Fengxian sub branch, and cancelled the special account of Shanghai Fengxian sub branch of China Merchants Bank Co., Ltd. (Account No.: 121939015010207) on May 21, 2021. The tripartite supervision agreement on raised funds originally signed in this account is invalid.
On May 26, 2021, the company, the sponsor Orient Securities Company Limited(600958) underwriting sponsor Co., Ltd. and Shanghai Industrial And Commercial Bank Of China Limited(601398) Co., Ltd. signed the tripartite supervision agreement on raised funds with Shanghai Fengxian sub branch, and cancelled the special account of China Merchants Bank Co.Ltd(600036) Shanghai Fengxian sub branch (Account No.: 121939015010301). The tripartite supervision agreement on raised funds originally signed in this account is invalid.
On December 17, 2021, the company worked with the sponsor Orient Securities Company Limited(600958) underwriting sponsor Co., Ltd. and Bank Of Beijing Co.Ltd(601169) Co., Ltd
