Securities code: Xinjiang Beiken Energy Engineering Co.Ltd(002828) securities abbreviation: Xinjiang Beiken Energy Engineering Co.Ltd(002828) Announcement No.: 2022014 Xinjiang Beiken Energy Engineering Co.Ltd(002828)
Announcement on reappointment of 2022 financial audit institution
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
Special tips:
1. The audit opinion of the company in 2021 is an unqualified opinion with emphasized items;
2. The change of accounting firm is not involved this time;
3. The audit committee, independent directors and the board of directors have no objection to the proposed renewal of the accounting firm Xinjiang Beiken Energy Engineering Co.Ltd(002828) (hereinafter referred to as “the company”) deliberated and adopted the proposal on renewing the appointment of financial audit institution in 2022 at the 21st Meeting of the 4th board of directors held on April 21, 2022. In order to maintain the continuity of the company’s audit work and objectively and fairly reflect the company’s financial situation, The board of directors of the company agrees to renew the appointment of notarial Tianye Certified Public Accountants (special general partnership) (hereinafter referred to as “notarial Tianye”) as the company’s audit institution in 2022 for one year, calculated from the date of adoption of the resolution of the 2021 annual general meeting of shareholders.
The matter still needs to be submitted to the 2021 annual general meeting of shareholders for deliberation. Now the relevant matters are announced as follows:
1、 Basic information of the accounting firm to be employed
(I) institutional information
1. Basic information
Notary Tianye Certified Public Accountants (special general partnership) (hereinafter referred to as “notary Tianye”) was established in 1982 and transformed into a special general partnership certified public accountants in August 2013. Its registered address is room 5-1001, JIAYE wealth center, Taihu new town, Wuxi City. Notarial Tianye has obtained the practice certificate of accounting firm issued by Jiangsu Provincial Department of finance. It is one of the earliest accounting firms engaged in securities business in China and has been engaged in securities service business for a long time. In November 2020, the Ministry of Finance and China Securities Regulatory Commission announced the list and basic information of accounting firms engaged in securities service business, and notary Tianye became the first batch of accounting firms engaged in securities service business.
The chief partner of notarial Tianye is Mr. Zhang caibin. At the end of last year, there were 49 partners, 318 certified public accountants and 130 certified public accountants who signed the audit report of securities service business. In 2021, the total audited income was 349573200 yuan, the audit income was 281903800 yuan, and the securities business income was 174260300 yuan. There were 59 annual audit clients of Listed Companies in the previous year, with an average asset of 4.821 billion yuan and a total annual audit fee of 54.74 million yuan. The industries of listed companies include manufacturing, information transmission software and information technology services, scientific research and technology services, wholesale and retail, real estate, transportation, warehousing and postal services, mining, power, heat, gas and water production and supply Water conservancy, environment and public facilities management The number of audit clients of the company’s Listed Companies in the same industry is 1.
2. Investor protection ability
The cumulative compensation limit of professional insurance purchased by notarial Tianye is 150 million yuan. The purchase of professional insurance complies with the notice of the Ministry of Finance on printing and distributing the Interim Measures for professional liability insurance of accounting firms (CAI Kuai (2015) No. 13). In the past three years, there has been no civil liability in relevant civil proceedings due to practice. 3. Integrity record
Notarial Tianye and its employees have not been subject to criminal punishment, administrative punishment, self-discipline supervision measures and disciplinary sanctions due to their practice in the past three years; In the past three years, notarial Tianye has been subject to supervision and management measures four times for his practice, five employees have been subject to supervision and management measures once for his practice, and one employee has been subject to supervision and management measures twice for his practice.
(II) project information
1. Basic information
Project partner: Li Guangxing
He became a certified public accountant in May 2008, began to audit listed companies in November 2013, began to practice in notary Tianye in November 2013, and began to provide audit services for the company in 2019; The audit reports of listed companies signed in recent three years include Xinjiang Beiken Energy Engineering Co.Ltd(002828) ( Xinjiang Beiken Energy Engineering Co.Ltd(002828) ), with experience in securities service business and corresponding professional competence.
Signature: Certified Public Accountant: Zhu Jiachang
He became a certified public accountant in November 2012, began to audit listed companies in January 2011, began to practice in notary Tianye in August 2019, and began to provide audit services for the company in 2019; The audit reports of listed companies signed in recent three years include Xinjiang Beiken Energy Engineering Co.Ltd(002828) ( Xinjiang Beiken Energy Engineering Co.Ltd(002828) ), with experience in securities service business and corresponding professional competence.
Reviewed by: Huang Deming
He became a certified public accountant in December 1995, began to audit listed companies in December 1995, began to practice in notary Tianye in October 1994, and began to provide audit services for the company in 2019; The listed companies reviewed in recent three years include Xinjiang Beiken Energy Engineering Co.Ltd(002828) ( Xinjiang Beiken Energy Engineering Co.Ltd(002828) ), Weifu High-Technology Group Co.Ltd(000581) ( Weifu High-Technology Group Co.Ltd(000581) ), Jiangsu Huachang Chemical Co.Ltd(002274) ( Jiangsu Huachang Chemical Co.Ltd(002274) ), with securities service business experience and corresponding professional competence.
2. Integrity record
In the past three years, the project partner, the signing certified public accountant and the project quality control reviewer have not been subject to criminal punishment due to their professional behavior, administrative punishment and supervision measures by the CSRC and its dispatched offices, industry competent departments, self-discipline supervision measures and disciplinary sanctions by self-discipline organizations such as stock exchanges and industry associations.
3. Independence
The proposed appointment of notarial Tianye and project partners, signing certified public accountants and project quality control reviewers does not violate the independence requirements of the code of professional ethics for Chinese certified public accountants.
4. Audit fees
The pricing principle of this audit fee is mainly based on the company’s business scale, industry and complexity of accounting treatment, as well as the time spent by staff at all levels of the firm in this work.
Unit: 10000 yuan
Annual charge in 2021 and charge change in 2022 20%
Project reason description
Annual audit 65.00 65.00
Internal control audit
Notarial Tianye Certified Public Accountants (special general partnership) is qualified for securities and futures related businesses, and has rich experience and professional quality in the audit of listed companies.
During his tenure as the company’s audit institution in 2021, he followed the relevant provisions of the independent auditing standards for Chinese certified public accountants, performed his duties diligently, adhered to the independent, objective and fair auditing standards, issued audit opinions fairly and reasonably, and fulfilled the responsibilities and obligations stipulated by both parties. The audit report issued for the company objectively and fairly reflects the company’s financial status and operating results. The company plans to continue to employ notary Tianye Certified Public Accountants (special general partnership) as the company’s audit institution in 2022, and authorize the management to determine its annual audit fee according to the specific workload and market price level of 2022 audit. The employment period is one year, and can be renewed after expiration.
2、 Procedures to be performed by the accounting firm to be renewed
(I) opinions of the audit committee
The audit committee of the board of directors of the company has reviewed the experience and ability of notarial Tianye certified public accountants to provide audit services. It believes that it adheres to the principle of independent audit, objectively, fairly and fairly reflects the company’s financial status and operating results, and earnestly performs the responsibilities of the audit institution. It agrees to propose to the board of directors to renew the employment of notarial Tianye certified public accountants as the financial audit institution of the company in 2022.
(II) prior approval opinions and independent opinions of independent directors
Prior approval opinion: we believe that notarial Tianye certified public accountants strictly followed the auditing standards for Chinese certified public accountants and other laws, regulations and relevant policies on financial audit during its tenure as the company’s audit institution in 2021, and performed its responsibilities and obligations well in accordance with the independent, objective and impartial practice standards. We agree to continue to appoint notary Tianye certified public accountants as the company’s financial audit institution in 2022 for one year, and agree to submit the proposal to the 21st Meeting of the Fourth Board of directors for deliberation.
Independent opinion: the notary Tianye certified public accountants firm to be renewed by the company has the practicing qualification of securities and futures related businesses and rich experience in providing audit services for listed companies. In the company’s audit work in 2021, the work is rigorous, objective, fair and independent, reflecting good professional norms and ethics. In order to maintain the continuity and stability of the company’s audit work. The review procedures of the company’s re employment of audit institutions comply with the provisions of relevant laws and regulations, and there is no situation that damages the interests of the company and minority shareholders. It is agreed that the company will continue to employ notary Tianye certified public accountants as the company’s financial audit institution in 2022 for one year, and submit it to the company’s annual shareholders’ meeting in 2021
(III) opinions of the board of supervisors
After verification, notarial Tianye certified public accountants has the qualification of securities and futures related business audit, the experience and ability to provide audit services for listed companies, and is competent for the company’s audit work. The board of supervisors agreed to renew the appointment of notarial Tianye certified public accountants as the company’s financial audit institution in 2022 for one year. The maximum audit fee shall not exceed 650000 yuan.
3、 Documents for future reference
1. Resolutions of the 21st Meeting of the 4th board of directors;
2. Resolutions of the 16th meeting of the 4th board of supervisors;
3. Independent directors’ prior approval opinions on the renewal of the financial audit institution and independent opinions on matters related to the 21st Meeting of the Fourth Board of directors;
4. Resolutions of the audit committee meeting of the Fourth Board of directors of the company;
5. Notarize relevant qualification documents of Tianye.
Xinjiang Beiken Energy Engineering Co.Ltd(002828) board of directors
April 21, 2022
