About Zhejiang Zhengguang Industrial Co.Ltd(301092) 2021
Special verification report on the storage and use of raised funds
In accordance with the requirements of laws and regulations such as the measures for the administration of securities issuance and listing recommendation business, the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of raised funds by listed companies, the guidelines for the information disclosure of Listed Companies in Shenzhen Stock Exchange No. 6 – recommendation business, and the guidelines for the self discipline supervision of Listed Companies in Shenzhen Stock Exchange No. 2 – standardized operation of companies listed on GEM, As the sponsor of Zhejiang Zhengguang Industrial Co.Ltd(301092) (hereinafter referred to as ” Zhejiang Zhengguang Industrial Co.Ltd(301092) ” or “the company”) for the initial public offering of shares and listing on the gem, Guosen Securities Co.Ltd(002736) (hereinafter referred to as ” Guosen Securities Co.Ltd(002736) ” or “the sponsor”) carefully and prudently verified the deposit and use of the company’s raised funds in 2021. The details of verification are as follows:
1、 Verification work carried out by the recommendation institution
Guosen Securities Co.Ltd(002736) the sponsor representative consulted the internal audit report, the special report on the annual storage and use of raised funds, the verification report on the annual use of raised funds by accountants and various business and management rules and regulations through conversation with the company’s directors, supervisors, senior managers, internal auditors, certified public accountants and other personnel The integrity, rationality and effectiveness of the fund-raising system were verified in terms of the information disclosure of the raised funds.
2、 Basic information of raised funds
(I) availability of raised funds
Approved by the reply on Approving the registration of Zhejiang Zhengguang Industrial Co.Ltd(301092) initial public offering of shares (zjxk [2021] No. 2803) issued by the China Securities Regulatory Commission and approved by the Shenzhen Stock Exchange, Zhejiang Zhengguang Industrial Co.Ltd(301092) publicly issued 3333333400 ordinary shares in RMB to the public, with an issue price of 36.31 yuan per share and a total raised capital of 1210333400 yuan, deducting underwriting and recommendation fees, information disclosure fees, lawyer fees After the additional external expenses directly related to the issuance of equity securities, such as audit and capital verification expenses, issuance handling expenses and other expenses, the net amount of funds raised by the company this time is 1099975600 yuan. The availability of the above raised funds has been verified by Tianjian Certified Public Accountants (special general partnership) (hereinafter referred to as “Tianjian”), who issued the capital verification report (tianjianyan [2021] No. 580).
(II) use amount and year-end balance of raised funds in the current year
As of December 31, 2021, the balance of raised funds (including the net amount of interest income and cash management income deducting bank handling charges, the raised investment project funds that have not completed the replacement and the paid issuance expenses that have not completed the replacement) is 861985 million yuan, of which the balance of the special account for raised funds is 461985 million yuan, and the balance of cash management with idle raised funds is 400 million yuan. The use and balance of raised funds are as follows:
No. project amount (10000 yuan)
1. Total amount of raised funds 12103334
2 less: issuance expenses (excluding tax) 1059950
3. Expenditure amount of raised investment project 272028
4 permanent supplementary working capital 2169000
5. Replacement of the project funds invested by raising funds in advance 197350
6 replacement of paid issuance expenses (excluding tax) 318.20
7 plus: interest income and cash management income minus handling charges 174.94
8. Fund for raised investment projects that have not been replaced 197350
9. Paid issuance expenses (excluding tax) for uncompleted replacement 318.20
10. As of December 31, 2021, the balance of raised funds (including cash management products) was 8619850
10.1 including: cash management balance of 4000000 as of December 31, 2021
10.2 on December 31, 2021, the balance of the special account for raised funds was 4619850
3、 Management of raised funds
(I) formulation and implementation of raised funds management system
In order to regulate the management and use of raised funds and protect the interests of investors, in accordance with the Shenzhen Stock Exchange GEM Listing Rules, the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of raised funds by listed companies, the guidelines for the standardized operation of GEM listed companies of Shenzhen Stock Exchange and other relevant laws and regulations, as well as the Zhejiang Zhengguang Industrial Co.Ltd(301092) raised funds management system, The company adopts a special account storage system for the raised funds, establishes a special account for the raised funds in the bank, and strictly performs the use approval procedures, so as to supervise the management and use of the raised funds and ensure that the special funds are used for special purposes.
(II) three party and four party supervision of raised funds
The company signed the tripartite supervision agreement on raised funds with Guosen Securities Co.Ltd(002736) and Bank Of Hangzhou Co.Ltd(600926) haichuangyuan sub branch, the deposit bank of the special account for raised funds; The company and its wholly-owned subsidiary Ningbo hanjiete liquid separation technology Co., Ltd. (hereinafter referred to as “hanjiete”) (the implementation subject of the fund-raising investment project “technical transformation project of annual 15000 ton food grade resin production line and intelligent warehouse”), Guosen Securities Co.Ltd(002736) signed the four party supervision agreement for raised funds with Bank Of Communications Co.Ltd(601328) Hangzhou Yuhang sub branch, the deposit bank of the special account for raised funds; The company and its holding subsidiary Ningbo Zhengguang resin Co., Ltd. (hereinafter referred to as “Ningbo Zhengguang”) (the implementation subject of the raised capital investment project “factory automation upgrading project”), Guosen Securities Co.Ltd(002736) and Bank Of Ningbo Co.Ltd(002142) Shupu branch, the Bank of deposit of the special account for raised capital, signed the four party supervision agreement for raised capital; The company and its holding subsidiary Ningbo Zhengguang resin Co., Ltd. (hereinafter referred to as “Ningbo Zhengguang”) (the implementation subject of the raised capital investment project “2300 ton / year macroporous adsorption resin technical transformation project”), Guosen Securities Co.Ltd(002736) and Bank Of Communications Co.Ltd(601328) Ningbo Zhenhai sub branch, the deposit bank of the special account for raised capital, signed the four party supervision agreement for raised capital; The company and its holding subsidiary Ningbo Zhengguang resin Co., Ltd. (hereinafter referred to as “Ningbo Zhengguang”) (the implementation subject of the fund-raising investment project “construction project of ion exchange resin technology R & D center of Ningbo Zhengguang resin Co., Ltd.”), Guosen Securities Co.Ltd(002736) and China Merchants Bank Co.Ltd(600036) Ningbo Zhenhai sub branch, the deposit bank of the special account for raised funds, signed the four party supervision agreement for raised funds, which defined the rights and obligations of all parties.
There is no significant difference between the regulatory agreement and the model regulatory agreement of Shenzhen Stock Exchange.
On November 23, 2021, the company held the 13th meeting of the 5th board of directors, deliberated and approved the proposal on using part of the over raised funds to invest in functional polymer new material projects and establish a wholly-owned subsidiary, and held the first extraordinary general meeting of shareholders in 2021 on December 10, 2021 to deliberate and approve the proposal. For the functional polymer new material project, in January 2022, the company, its wholly-owned subsidiaries Jingmen Zhengguang New Material Technology Co., Ltd. (hereinafter referred to as “Jingmen Zhengguang”), Guosen Securities Co.Ltd(002736) and the special account opening bank Bank Of Hangzhou Co.Ltd(600926) haichuangyuan sub branch, Bank Of Communications Co.Ltd(601328) Hangzhou Yuhang sub branch and China Construction Bank Corporation(601939) Jingmen Petrochemical sub branch signed the four party supervision agreement for raised funds respectively, clarifying the rights and obligations of all parties. There is no significant difference between the regulatory agreement and the model regulatory agreement of Shenzhen Stock Exchange.
As of December 31, 2021, the company has deposited and used the raised funds in strict accordance with the provisions of the regulatory agreement.
(III) deposit of raised funds in special account
As of December 31, 2021, the company has five special accounts for raised funds, and the storage of raised funds is as follows:
Unit: 10000 yuan
Deposit bank account number account category storage balance
Bank Of Communications Co.Ltd(601328) Hangzhou 304068360013 Shenzhen Textile (Holdings) Co.Ltd(000045) 508 special account for raised funds 220687 Yuhang sub branch
Bank Of Communications Co.Ltd(601328) Ningbo 33200627501 Hwa Create Corporation(300045) 8817 special account for raised funds 42.31 Zhenhai sub branch
Bank Of Ningbo Co.Ltd(002142) Shupu 520601220 Spic Dongfang Energy Corporation(000958) 74 special account for raised funds 452270 sub branch
China Merchants Bank Co.Ltd(600036) Ningbo 574908453310802 special account for raised funds 219.59 Zhenhai sub branch
Bank Of Hangzhou Co.Ltd(600926) Haichuang 3 Zhangjiagang Zhonghuan Hailu High-End Equipmentco.Ltd(301040) 1 Gree Real Estate Co.Ltd(600185) 3964 special account for raised funds 3920703 Park sub branch
Total 4619850
4、 Use of raised funds
(I) comparison table of use of raised funds
As of December 31, 2021, the actual use of the raised funds is shown in the table below:
Unit: 10000 yuan
Total amount of raised funds invested in raised funds this year
12103334 total amount 2441028
Total amount of raised funds with changed purposes during the reporting period-
The accumulated total amount of raised funds with changed purposes has been invested in the raised funds
-Total amount 2441028
Proportion of total raised funds with accumulative change of purpose-
Whether the accumulative investment progress of the project as of the end of the period has been completed, whether the investment of the project as of the end of the period is feasible, whether the investment of the project in the current year has reached the expected amount, whether the project can be achieved in the current year, whether the project has been issued (including the total investment of the Ministry of promise) (1) Amount (%)
Annual processing of 15000 tons of food
Grade I resin production line and intelligent
