Guosen Securities Co.Ltd(002736)
About Zhejiang Zhengguang Industrial Co.Ltd(301092)
2021 continuous supervision and tracking report
Name of recommendation institution: Guosen Securities Co.Ltd(002736) abbreviation of the recommended company: Zhejiang Zhengguang Industrial Co.Ltd(301092)
Name of sponsor representative: Jin Jun Tel.: 057185115307
Name of sponsor representative: Yan Kai Tel.: 057185316112
1、 Overview of sponsor work
Project work content
1. Review of the company's information disclosure
(1) Whether the company's information disclosure documents are reviewed in time
(2) The number of times that the company's information disclosure documents are not reviewed in time is not applicable
2. Supervise the company's establishment, improvement and effective implementation of rules and regulations (1) whether supervise the company to establish and improve rules and regulations (including but not limited to the system to prevent related parties from occupying the company's resources)
yes
Degree, raised funds management system, internal control system, internal audit system and related party transaction system)
(2) Whether the company effectively implements relevant rules and regulations is
3. Supervision of raised funds
(1) Query the company's special account for raised funds twice
(2) Whether the progress of the company's fund-raising projects is consistent with the information disclosure documents 4 Corporate governance supervision
(1) 2 times of attending the general meeting of shareholders of the company as nonvoting delegates
(2) Attended the board of directors of the company for 0 times and reviewed relevant documents
Project work content
(3) Attended the board of supervisors of the company for 0 times and reviewed relevant documents
5. On site inspection
(1) The number of on-site inspections was 0, and the on-site inspection was not conducted within 3 months after listing
(2) Whether the on-site inspection report is submitted in accordance with the provisions of the exchange is not applicable
(3) The main problems found in the on-site inspection and the rectification are not applicable
6. Expression of independent opinions
(1) 5 times of independent opinions
(2) The issues involved in issuing non consenting opinions and concluding comments are not applicable
7. Report to the Institute (except for the on-site inspection report)
(1) The number of matters of concern reported to the exchange was nil
(2) The main contents of the report are not applicable
(3) The progress or rectification of the reported matters is not applicable
8. Pay attention to the performance of duties
(1) Are there any matters needing attention? No
(2) The main contents of the concerns are not applicable
(3) The progress or rectification of concerns is not applicable
9. Whether the records and custody of the working papers of the recommendation business are in compliance
10. Training for listed companies
(1) Training times: 1 time
(2) Training date: December 8, 2021
(3) The main contents of the training are information disclosure, standardized operation and equity incentive of listed companies
11. There is no other recommendation work that needs to be explained
2、 Existing problems and measures of the company
Problems and measures
1. Information disclosure is not applicable
2. The establishment and implementation of the company's internal system are all applicable
3. The operation of the "three sessions" is applicable
4. Changes in controlling shareholders and actual controllers are applicable
5. The deposit and use of raised funds are applicable
6. Connected transactions are not applicable
7. All external guarantees are applicable
8. Acquisition and sale of assets are applicable
9. Other business categories and important matters (including
Foreign investment, securities investment, entrusted financial management and all are applicable
Financial assistance, hedging, etc.)
10. Whether the cooperation of the issuer or its hired intermediary is good or not
Cooperation with sponsor 11 Others (including business environment and business development)
Exhibition, financial status, management status and core are all applicable
Major changes in technology)
3、 Performance of commitments of the company and shareholders
whether
Reasons and solutions for the issuer's and shareholders' failure to fulfill their commitments
1. The commitment made at the initial public offering is not applicable
4、 Other matters
Description of report items
1. Change of the sponsor representative and its reasons
2. During the reporting period, China Securities Regulatory Commission and the bourse have no guarantee on the recommendation institution or its guarantee institution
Matters and rectification of regulatory measures taken by the recommended issuer
3. Other major matters to be reported none
(no text below)
(there is no text on this page, which is the signature and seal page of Guosen Securities Co.Ltd(002736) on Zhejiang Zhengguang Industrial Co.Ltd(301092) 2021 annual continuous supervision tracking report)
Sponsor representative:
Jin Jun, Yan Kai
Guosen Securities Co.Ltd(002736) MM DD YY
