About Guangzhou Goaland Energy Conservation Tech Co.Ltd(300499)
Deposit and use of raised funds in 2021
Assurance report of special report
Xin Hui Shi Bao Zi [2022] No. zc10183 Guangzhou Goaland Energy Conservation Tech Co.Ltd(300499) all shareholders:
We have accepted the entrustment to carry out reasonable assurance on the attached special report on the deposit and use of raised funds of Guangzhou Goaland Energy Conservation Tech Co.Ltd(300499) (hereinafter referred to as “the company”) in 2021 (hereinafter referred to as “the special report on raised funds”).
1、 Responsibilities of the board of directors
The responsibility of the board of directors of your company is to comply with the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of raised funds by listed companies (revised in 2022) of China Securities Regulatory Commission (CSRC announcement [2022] No. 15) Prepare a special report on raised funds in accordance with the relevant provisions of the guidelines for self-regulation and supervision of listed companies on the Shenzhen Stock Exchange No. 2 – standardized operation of companies listed on the gem and the guidelines for self-regulation and supervision of listed companies on the gem of the Shenzhen Stock Exchange No. 2 – announcement format. This responsibility includes designing, implementing and maintaining the internal control related to the preparation of the special report on raised funds to ensure that the special report on raised funds is true, accurate and complete without false records, misleading statements or major omissions.
2、 Responsibilities of Certified Public Accountants
Our responsibility is to publish the assurance conclusion of the special report on raised funds on the basis of the implementation of the assurance work.
Guangzhou Goaland Energy Conservation Tech Co.Ltd(300499) April 20, 2022 assurance report Xin Hui Shi Bao Zi [2022] No. zc10183
3、 Job overview
We have carried out the assurance business in accordance with the provisions of other assurance business standards for Chinese certified public accountants No. 3101 – assurance business other than audit or review of historical financial information. The standards require us to abide by the code of professional ethics, plan and implement the assurance work, so as to determine whether the special report on raised funds is in accordance with the regulatory guidelines for listed companies No. 2 – regulatory requirements for the management and use of raised funds of listed companies (revised in 2022) (CSRC announcement [2022] No. 15) of China Securities Regulatory Commission in all major aspects The relevant provisions of the self regulatory guidelines for listed companies on the Shenzhen Stock Exchange No. 2 – standardized operation of companies listed on the gem and the self regulatory guidelines for listed companies on the gem of the Shenzhen Stock Exchange No. 2 – announcement format are prepared to truthfully reflect the deposit and use of the raised funds of your company in 2021 in all major aspects and obtain reasonable assurance. In the process of carrying out the assurance work, we have implemented the procedures we consider necessary, including inquiry, inspection of accounting records and so on. We believe that our assurance work provides a reasonable basis for issuing assurance conclusions.
4、 Assurance conclusion
We believe that your company’s special report on the deposit and use of raised funds in 2021 is in accordance with the regulatory guidelines for listed companies No. 2 – regulatory requirements for the management and use of raised funds by listed companies (revised in 2022) (CSRC announcement [2022] No. 15) of China Securities Regulatory Commission in all major aspects The preparation of the relevant provisions of the self regulatory guidelines for listed companies on the Shenzhen Stock Exchange No. 2 – standardized operation of companies listed on the gem and the self regulatory guidelines for listed companies on the gem of the Shenzhen Stock Exchange No. 2 – announcement format truthfully reflects the deposit and use of the raised funds of your company in 2021.
5、 Report usage restrictions
This report is only for the purpose of disclosing the 2021 annual report of your company, and shall not be used for any other purpose.
Guangzhou Goaland Energy Conservation Tech Co.Ltd(300499) April 20, 2022 assurance report Xin Hui Shi Bao Zi [2022] No. zc10183 (no text on this page)
Chinese certified public accountant of Lixin certified public accountants: Liang Xiaolin (project partner) (special general partnership)
Chinese certified public accountant: Wu Zemin
Shanghai, China April 20, 2002
Guangzhou Goaland Energy Conservation Tech Co.Ltd(300499) April 20, 2022 assurance report Xin Hui Shi Bao Zi [2022] No. zc10183
Guangzhou Goaland Energy Conservation Tech Co.Ltd(300499)
Special report on the deposit and use of raised funds in 2021
According to the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of raised funds by listed companies (revised in 2022) (CSRC announcement [2022] No. 15) According to the relevant provisions of Shenzhen Stock Exchange self regulatory guidelines for listed companies No. 2 – standardized operation of GEM listed companies and Shenzhen Stock Exchange self regulatory guidelines for GEM listed companies No. 2 – announcement format, the company made the following special report on the deposit and use of raised funds in 2021: I. Basic information of raised funds (I) IPO raised funds
1. Actual amount of raised funds and time of fund arrival
Approved by the reply on Approving the initial public offering of shares by Guangzhou Gaolan Energy Saving Technology Co., Ltd. (zjxk [2016] No. 94) of China Securities Regulatory Commission, it is approved to publicly issue 16.67 million RMB ordinary shares (A shares), with a par value of 1 yuan per share, an issue price of 15.52 yuan per share and a total raised capital of 25871840000 yuan, After deducting the total issuance expenses of RMB 3110405802, the net amount of raised funds is RMB 22761434198.
All the above raised funds were received on January 28, 2016 and verified by Lixin Certified Public Accountants (special general partnership), and a capital verification report (xksbz [2016] No. 410045) was issued. The company has adopted special account storage management for the raised funds.
2. Use amount and current balance of raised funds
In 2021, the company used the raised funds of 38350000 yuan. As of December 31, 2021, the use amount and current balance of the company’s raised funds are as follows (amount unit: RMB):
Project amount
Total amount of raised funds 25871840000 less: issuing expenses 3110405802 net amount of raised funds 22761434198 less: replacement of self raised funds pre invested in raised investment projects 8283510566 less: accumulated used raised funds by the end of the period 14480920259 minus: closing of raised investment projects and permanent replenishment of surplus raised funds to working capital 29405101 plus: net amount of bank interest deducting handling charges 32401728 as of the end of the period; balance of special account for raised funds 0.00 as of December 31, 2021
（2） Funds raised from convertible corporate bonds
1. Actual amount of raised funds and time of fund arrival
With the approval of the approval on the registration of Guangzhou Gaolan Energy Saving Technology Co., Ltd. issuing convertible corporate bonds to unspecified objects (zjxk [2020] No. 3067) by the China Securities Regulatory Commission, 280000000 convertible corporate bonds were issued to unspecified objects with a face value of RMB 100 each, and the total amount of raised funds was RMB 280000000, After deducting the expenses related to the issuance of RMB 722232867 (excluding tax), the net amount of raised funds actually available is RMB 2727767133.
All the above-mentioned raised funds have arrived in the account on December 16, 2020, and have been verified by Lixin Certified Public Accountants (special general partnership) and issued the capital verification report of the actually raised funds of convertible corporate bonds (xksbz [2020] No. zc10606). The company has adopted special account storage management for the raised funds.
2. Use amount and current balance of raised funds
In 2021, the company used the raised funds of 20265437745 yuan. As of December 31, 2021, the use amount and current balance of the company’s raised funds are as follows (amount unit: RMB):
Project amount
Total raised funds 28000000000 less: issuing expenses 722232867 less: Net raised funds 27277767133 less: accumulated used raised funds 272777767133 as of the end of the period less: closing of projects invested by raising funds and permanent settlement of the remaining raised funds Supplementary working capital 68920328 plus: as of the end of the period, the net amount of bank interest deducting handling charges is 68920328. As of December 31, 2021, the balance of the special account for raised funds is 0.00
2、 Deposit and management of raised funds
In order to standardize the management and use of the company’s raised funds, improve the efficiency and efficiency of fund use, and protect the rights and interests of investors, In accordance with the company law of the people’s Republic of China, the securities law of the people’s Republic of China, the Listing Rules of GEM stocks of Shenzhen Stock Exchange (revised in December 2020), the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 2 – standardized operation of GEM listed companies and other relevant laws, regulations and normative documents, and in combination with the actual situation of the company, The management system of raised funds of Guangzhou Gaolan Energy Saving Technology Co., Ltd. (hereinafter referred to as the management system of raised funds) has been formulated. According to the management system of raised funds, the company implements a special account for the raised funds, establishes a special account for the raised funds in the bank, and signs the tripartite supervision agreement for the raised funds with the deposit bank together with the recommendation institution. (I) IPO raised funds
1. Management of raised funds
The company and the sponsor Tianfeng Securities Co.Ltd(601162) signed the tripartite supervision agreement on raised funds with China Merchants Bank Co.Ltd(600036) Guangzhou Dongshan sub branch, Guangzhou Branch of China China Minsheng Banking Corp.Ltd(600016) Co., Ltd. and Guangzhou Branch of China Zheshang Bank Co.Ltd(601916) Co., Ltd. on February 29, 2016, and Yueyang Gaolan energy saving Equipment Manufacturing Co., Ltd. on March 14, 2016 Yueyang Branch of Industrial Bank Co., Ltd. signed the four party supervision agreement on raised funds, which defined the rights and obligations of all parties. Tripartite supervision agreement on raised funds
The four party supervision agreement on raised funds complies with the guidelines for the standardized operation of gem and other relevant provisions, and there is no problem in the performance of the three-party supervision agreement and the four party supervision agreement. 2. Storage of raised funds in special account
As of December 31, 2021, the storage of the company’s raised funds is as follows (amount unit: RMB):
Remarks on deposit balance of deposit bank account No
China Zheshang Bank Co.Ltd(601916) cancelled（
