Stock abbreviation: Wuxi Autowell Technology Co.Ltd(688516) Stock Code: Wuxi Autowell Technology Co.Ltd(688516) Ping An Securities Co., Ltd
About Wuxi Autowell Technology Co.Ltd(688516)
Issue A-Shares to specific objects in 2021
of
Issuance recommendation
Sponsor (lead underwriter)
(address: floor 22-25, block B, Ping An financial center, No. 5023, Yitian Road, Futian street, Futian District, Shenzhen) April, 2002
Ping An Securities Co., Ltd
About Wuxi Autowell Technology Co.Ltd(688516)
Letter of recommendation for the issuance of A-Shares to unspecified objects
Ping An Securities Co., Ltd. (hereinafter referred to as “sponsor”, “this sponsor” or “Ping An Securities”) accepts the entrustment of Wuxi Autowell Technology Co.Ltd(688516) (hereinafter referred to as “issuer”, ” Wuxi Autowell Technology Co.Ltd(688516) ” or “company”) to act as the sponsor of Wuxi Autowell Technology Co.Ltd(688516) this issuance of shares to specific objects (hereinafter referred to as “this issuance”, “this issuance to specific objects” or “this issuance of securities”), Issue an issuance recommendation letter for the issuer’s current issuance.
In accordance with the company law of the people’s Republic of China (hereinafter referred to as the “company law”), the securities law of the people’s Republic of China (hereinafter referred to as the “Securities Law”), the measures for the administration of securities issuance and listing recommendation business, and the measures for the administration of securities issuance and registration of companies listed on the science and Innovation Board (for Trial Implementation) (hereinafter referred to as the “Registration Measures”) The relevant provisions of relevant laws, administrative regulations and departmental rules, such as the Listing Rules of Shanghai Stock Exchange on the Kechuang board, the standards for the content and format of information disclosure by companies issuing securities No. 27 – issuance recommendation letter and issuance recommendation work report, are honest, trustworthy, diligent and responsible, and issue this issuance recommendation letter in strict accordance with the business rules, industry practice norms and ethical standards formulated according to law, And ensure the authenticity, accuracy and completeness of the documents issued.
Unless otherwise specified, the abbreviations and terms used in this issuance recommendation letter are consistent with the prospectus for offering A-Shares to specific objects in Wuxi Autowell Technology Co.Ltd(688516) 2021.
catalogue
catalogue Section 1 basic information of this securities issuance four
1、 The sponsor and project team of this offering four
2、 Basic information of the issuer five
3、 The securities issuance plan six
4、 The top ten shareholders of the issuer nine
5、 Table of changes in previous financing, cash dividends and net assets nine
6、 Main financial data and financial indicators of the issuer ten
7、 Description of the relationship between the sponsor and the issuer twelve
8、 Internal audit procedures and core opinions of the recommendation institution Section 2 commitments of the sponsor Section III recommendation opinions on this securities issuance fifteen
1、 The decision-making procedure of the Issuer on this issuance is legal fifteen
2、 This offering to specific objects meets the conditions stipulated in the company law sixteen
3、 This offering to specific objects meets the conditions stipulated in the securities law sixteen
4、 This issuance to specific objects meets the conditions specified in the registration measures 16 v. this offering to specific objects complies with the conditions stipulated in the Q & A on issuance supervision – regulatory requirements on guiding and regulating the financing behavior of listed companies (Revised Version) eighteen
6、 Main risks of the issuer twenty-one
7、 Evaluation of the development prospect of the issuer twenty-eight
8、 Verification of relevant behaviors such as paid employment of third-party institutions and individuals twenty-nine
9、 The recommendation conclusion of the recommendation institution on the issuance and listing of Securities thirty
Basic information of the first securities issue
1、 Sponsor and project team of this offering
(I) name of recommendation institution
Ping An Securities Co., Ltd
(II) the sponsor representative in charge of this recommendation
Ping An Securities authorizes Bi zongkui and Fu Pengxiang to act as the sponsor representatives of Wuxi Autowell Technology Co.Ltd(688516) issuing A-Shares to specific objects.
Mr. Bi zongkui, master of finance, sponsor representative, non practicing member of Chinese certified public accountants, is currently the managing director of Ping An Securities investment banking business department, and began to work in investment banking in 2008. He has participated in or presidesuccessively participated in or presidepresidesuccessively in or presidesuccessively participated in or presidesuccessively participated in or presidepresidepresidesuccessively in the 3 Shenzhen Sed Industry Co.Ltd(000032) (1) convertible bonds, Nanjing Sanchao Advanced Materials Co.Ltd(300554) ( Nanjing Sanchao Advanced Materials Co.Ltd(300554) ) IPO Wuxi Autowell Technology Co.Ltd(688516) ( Wuxi Autowell Technology Co.Ltd(688516) ) IPO, Nanjing Sanchao Advanced Materials Co.Ltd(300554) ( Nanjing Sanchao Advanced Materials Co.Ltd(300554) ) convertible bonds, Thalys Medical Technology Group Corporation(603716) ( Thalys Medical Technology Group Corporation(603716) ) convertible bonds and other projects. During the practice of recommendation business, Mr. Bi zongkui strictly abides by the measures for the administration of securities issuance and listing recommendation business and other relevant provisions, and has a good practice record.
Mr. Fu Pengxiang, master of business administration, sponsor representative, senior product manager of Ping An Securities investment banking business department, has participated in Wuxi Autowell Technology Co.Ltd(688516) ( Wuxi Autowell Technology Co.Ltd(688516) ) IPO and other projects, and presided over or participated in Shengshi Baicao (834831), Haoxing culture (838685) and other new third board recommended listing projects. In the practice of recommendation business, Mr. Fu Pengxiang strictly abides by the relevant provisions such as the measures for the administration of securities issuance and listing recommendation business, and has a good practice record.
(III) members of the project team of this issuance
1. Practice of Project Co sponsors and their recommendation business
Mr. Zheng Bing, master of finance, is currently the executive deputy general manager of Ping An Securities investment banking business department. He has successively completed Liaoning Fu-An Heavy Industry Co.Ltd(603315) IPO, Bichamp Cutting Technology(Hunan) Co.Ltd(002843) IPO, Chengdu Information Technology Of Chinese Academy Of Sciences Co.Ltd(300678) IPO and other projects. Good practice record in recommendation business.
2. Other members of the project team
Jiang Xiongjian, Wang Kaixuan, pan Yuping, Yao Wenjuan. 2、 Basic information of the issuer
(I) overview of the issuer
Basic information of category
Chinese name Wuxi Autowell Technology Co.Ltd(688516)
English Name: Wuxi autowell Technology Co., Ltd
Stock Exchange Shanghai Stock Exchange
Stock abbreviation Wuxi Autowell Technology Co.Ltd(688516)
Stock Code: Wuxi Autowell Technology Co.Ltd(688516)
Registered capital: 98670000 yuan
Date of establishment: February 1, 2010
Legal representative: Ge Zhiyong
Secretary of the board of directors Zhou Yongxiu
Registered address: No. 25 Zhujiang Road, Xinwu District, Wuxi City, Jiangsu Province
Unified social credit code 913202005502754040
Office address: No. 25, Zhujiang Road, Xinwu District, Wuxi City, Jiangsu Province
Postal Code: 214028
Internet address http://www.wxautowell.com./
E-mail [email protected].
Tel.: 051082255998
Contact Fax 051081816658
Industrial automatic control system device, special equipment for electronic industry, photovoltaic equipment and components
R & D, manufacturing, sales and technical services; Machining, manufacturing and sales of mechanical parts
Business scope: sales; Sales of general machinery and accessories; Software development; Self support and agency of various commodities and
Import and export of Technology (except for goods and technologies whose import and export are restricted or prohibited by the state).
(for projects subject to approval according to law, business activities can be carried out only after approval by relevant departments)
(II) types of securities issued and listed by the issuer recommended this time
Listed companies issue A-Shares to specific objects.
(III) share capital structure of the issuer and shareholding of the top ten shareholders
The equity structure of the company as of March 31, 2022 is shown in the table below:
Number of shares held in sequence number of shares held in sequence number of shares held in Limited sales condition number number of shareholders (shares) proportion to the total number of shares (shares) of the company share capital
Ge Zhiyong 21.39%
2 Li Wen 1894880119.20%
3 Wuxi Huaxin safety equipment Co., Ltd. 81553938.27% 0
4 Wuxi aochuang investment partnership (limited partnership) 45 Shenzhen Guohua Network Security Technology Co.Ltd(000004) .56% 4500000
China Construction Bank Corporation(601939) – e Fangda
5 innovation driven flexible allocation of hybrid securities investment base 24962472.53% 0 gold
6 Zhu Xionghui 2490062.52% 0
7 Wuxi oli investment partnership (limited partnership) 22200002.25% 2220000
China Construction Bank Corporation(601939) – e Fangda
8 environmental protection theme flexible allocation of hybrid securities investment base 20156662.04% 0 gold
9 Lin Jian 15264071.55% 0
10 Shanghai Ruiyang Investment Management Co., Ltd. – Ruiyang new 12 Ping An Bank Co.Ltd(000001) .22% 0 Xing growth private securities investment fund
11 other shareholders 3401497634.47% 1068000
Total 9867 Shenzhen Ecobeauty Co.Ltd(000010) 0.00% 47839251
3、 The securities issuance plan
(I) type and par value of issued shares
The type of shares issued to specific objects this time is domestic listed RMB ordinary shares (A shares), with a par value of RMB 1.00 per share.
(II) issuing method and time
This issue is issued to specific objects. The company will implement the registration within the validity period of the decision made by the CSRC.
(III) issuing object and subscription method
The object of this issuance is Ge Zhiyong, one of the actual controllers of the company. Ge Zhiyong will subscribe for the shares issued this time in cash.
(IV) pricing base date, pricing principle and issue price
The pricing benchmark date of this offering is the announcement date of the 24th resolution of the second board of directors of the company.
The price of the shares issued this time is 70.39 yuan / share, which is no less than 80% of the average trading price of the company’s shares in the 20 trading days before the pricing benchmark date. The calculation formula of the above average price is: the average trading price of the shares in the 20 trading days before the pricing benchmark date = the total trading volume of the shares in the 20 trading days before the pricing benchmark date / the total trading volume of the shares in the 20 trading days before the pricing benchmark date.
If the company’s shares have ex right and ex interest matters such as dividend distribution, share distribution and conversion of capital reserve into share capital from the pricing benchmark date of this issuance to the issuance date, the issuance price of this issuance will be adjusted accordingly. The adjustment formula is as follows:
Cash dividend: P1 = p0-d;
Share offering or conversion to share capital: P1 = P0 / (1 + n);
Two items are carried out simultaneously: P1 = (p0-d) / (1 + n)
Where P0 is the issue price before adjustment, D is the cash dividend distributed per share, n is the number of shares given or converted into share capital per share, and P1 is the issue price after adjustment.
If the price of this issuance needs to be adjusted according to the changes of relevant laws, regulations and regulatory policies or the requirements of issuance registration documents, the issuer may determine the new issuance price according to the above requirements.
(V) issued quantity
The number of shares issued to specific objects this time does not exceed 7813609. During the period from the pricing base date to the issuance date, if the company has ex rights and ex interests matters such as dividend distribution, share distribution, conversion of capital reserve into share capital, etc., this issuance will be caused
