Zhuhai Cosmx Battery Co.Ltd(688772)
Notice of the board of supervisors on the first phase of restricted stock incentive plan
Verification opinions on the list of incentive objects granted for the first time
All supervisors of Zhuhai Cosmx Battery Co.Ltd(688772) (hereinafter referred to as “the company”) carefully reviewed the relevant meeting materials of the 10th meeting of the first board of supervisors, after full and comprehensive discussion and analysis, in accordance with the company law of the people’s Republic of China (hereinafter referred to as “the company law”) and the securities law of the people’s Republic of China (hereinafter referred to as “the securities law”) The measures for the administration of equity incentive of listed companies (hereinafter referred to as the “administrative measures”), the rules for the listing of shares on the science and Innovation Board of Shanghai Stock Exchange (hereinafter referred to as the “Listing Rules”), the business guide for information disclosure of listed companies on the science and Innovation Board No. 4 – disclosure of equity incentive information (hereinafter referred to as the “disclosure guide”) According to the Zhuhai Cosmx Battery Co.Ltd(688772) articles of Association (hereinafter referred to as the “articles of association”) and other relevant provisions, the verification opinions on the list of incentive objects first granted by the company’s phase I restricted stock incentive plan (hereinafter referred to as “phase I incentive plan” or “this incentive plan”) are as follows:
(I) the incentive objects granted for the first time do not have the circumstances that they shall not become incentive objects as stipulated in the administrative measures and Listing Rules:
1. Being identified as inappropriate by the stock exchange within the last 12 months;
2. It has been identified as an inappropriate candidate by the CSRC and its dispatched offices within the last 12 months;
3. Being administratively punished by the CSRC and its dispatched offices or taking market entry prohibition measures for major violations of laws and regulations within the last 12 months;
4. Those who are not allowed to serve as directors or senior managers of the company as stipulated in the company law;
5. Those who are not allowed to participate in equity incentive of listed companies according to laws and regulations;
6. Other circumstances recognized by the CSRC.
(II) the incentive objects granted for the first time include the company’s directors, senior managers, core technical personnel (excluding independent directors and supervisors), as well as other personnel deemed necessary by the company’s board of directors, which is in line with the implementation purpose of the first phase of the incentive plan.
(III) the incentive objects of the incentive plan include Mr. Xu Yanming, the actual controller, chairman and general manager of the company. Except Mr. Xu Yanming, the incentive objects of the incentive plan do not include the spouses, parents and children of other shareholders who individually or jointly hold more than 5% of the shares of the company and the actual controller of the company.
In conclusion, the board of supervisors believes that the first grant of the incentive plan to the incentive object meets the conditions specified in relevant laws, regulations and normative documents, and meets the incentive object conditions and grant conditions specified in the incentive plan (Draft). Its subject qualification as the incentive object of the incentive plan is legal and effective, and its conditions for granting restricted shares have been achieved. Therefore, we agree to the list of incentive objects granted for the first time in the first phase of the restricted stock incentive plan, agree to determine that the first grant date of the first phase of the incentive plan is January 10, 2022, and grant 22.4125 million restricted shares to 763 incentive objects who meet the grant conditions for the first time, with the grant price of 23.82 yuan / share.
Zhuhai Cosmx Battery Co.Ltd(688772) He Rui, Chen Xingli and sun Zhenzhi of the board of supervisors
