Securities code: 688772 securities abbreviation: Zhuhai Cosmx Battery Co.Ltd(688772) Announcement No.: 2022-004 Zhuhai Cosmx Battery Co.Ltd(688772)
Self inspection report on the trading of company shares by insiders and incentive objects of the first restricted stock incentive plan
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear legal liabilities for the authenticity, accuracy and integrity of its contents according to law.
Zhuhai Cosmx Battery Co.Ltd(688772) (hereinafter referred to as “the company”) convened the 17th meeting of the first board of directors and the 9th meeting of the first board of supervisors on December 23, 2021, deliberated and adopted the proposal on the first restricted stock incentive plan (Draft) and its summary and other relevant proposals, and posted them on the website of Shanghai Stock Exchange (www.sse. Com. CN.) on December 24, 2021 Relevant announcements shall be disclosed on the website.
In accordance with the measures for the administration of equity incentive of listed companies (hereinafter referred to as the “measures”), the Listing Rules of shares on the science and Innovation Board of Shanghai Stock Exchange, the business guide for information disclosure of listed companies on the science and Innovation Board No. 4 – disclosure of equity incentive information, and other relevant provisions, The company has taken sufficient and necessary confidentiality measures for the phase I restricted stock incentive plan (hereinafter referred to as the “incentive plan”) and registered the insiders of the incentive plan. Meanwhile, according to the relevant provisions of the administrative measures, The company, through China Securities Depository and Clearing Co., Ltd. Shanghai Branch (hereinafter referred to as “zhongdeng Shanghai Branch”), provides insider information and incentive objects of the incentive plan 6 months before the announcement of the draft incentive plan (i.e. October 15, 2021 (the date of the company’s initial public offering of shares and listing on the science and Innovation Board) to December 23, 2021, Hereinafter referred to as the “self inspection period”), conduct self inspection on the trading of the company’s shares, and the specific conditions are as follows:
1、 Scope and procedure of verification
1. The verification objects include insiders of the incentive plan and incentive objects.
2. The insiders of the incentive plan have filled in the registration form of insiders. 3. The company applied to zhongdeng Shanghai branch to inquire about the purchase and sale of the company’s shares by the verification object during the self inspection period. Zhongdeng Shanghai Branch has issued the inquiry certificate of shareholding and share change of information disclosure obligor and the detailed list of shareholder share change.
2、 Description of the purchase and sale of the company’s shares by the verification object
According to the inquiry certificate on Shareholding and share change of information disclosure obligors and the detailed list of shareholder share change issued by zhongdeng Shanghai Branch on December 31, 2021 and January 10, 2022 respectively, during the self-examination, except for the verification objects listed in the table below, other verification objects did not buy or sell the company’s shares.
Summary of change of name during trading period total number of changed shares (shares)
Purchase 1100 on October 28, 2021
Cao Xiaodong
1100 sold from November 5, 2021 to November 30, 2021
Shenchao purchase 400 from October 19, 2021 to October 28, 2021
2021 / 11 / 02-2021 / 11 / 05 sold 400
Tang Yi buys 8260 from October 15, 2021 to October 20, 2021
8260 sold from October 18, 2021 to October 21, 2021
Chen Weiping buys 1000 from December 2, 2021 to December 10, 2021
Yu Junfeng purchases 1900 from November 24, 2021 to December 23, 2021
200 sold on December 6, 2021
Pan Guojun buys 5000 on October 29, 2021
From November 5, 2021 to November 8, 2021, 5000 sold
Sun ronghua buys 16290 from October 15, 2021 to December 23, 2021
Qiu Yaming buys 200 on December 8, 2021
Li Fei buys 200 on October 28, 2021
200 sold on November 2, 2021
Tian Lei buys 12139 from October 15, 2021 to December 15, 2021
Sold 2179 on December 6, 2021
Du Hailong purchases 3200 from October 18, 2021 to October 29, 2021
3200 sold from October 22, 2021 to November 2, 2021
Feng Wei buys 1200 from October 15 to November 25, 2021
Li Jianfeng buys 5700 from October 18, 2021 to November 10, 2021
5700 sold from October 19, 2021 to November 15, 2021
Zhou Dingjun purchases 3487 from November 23, 2021 to December 03, 2021
Liu Xiaoyong buys 6800 from October 15, 2021 to November 25, 2021
6400 sold from October 20, 2021 to November 29, 2021
Wu Wenlong buys 1569 from December 10, 2021 to December 23, 2021
Li Xin buys 4886 from November 30, 2021 to December 03, 2021
Sold 4886 from December 1, 2021 to December 13, 2021
Liu Chunyang buys 1000 on October 25, 2021
Tang Mingmei buys 1011 on October 15, 2021
1011 sold on October 19, 2021
Zhong Ji buys 200 on October 15, 2021
200 sold on October 22, 2021
Wang Jianpeng buys 400 on October 15, 2021
400 sold on October 22, 2021
Li Hongju buys 253 on October 15, 2021
Zeng Yuxiang buys 200 on October 15, 2021
200 sold on October 18, 2021
Wu De’en bought 11588 from October 29 to December 07, 2021
1300 sold on November 3, 2021
Zhang Xuan buys 300 on October 15, 2021
300 sold on October 25, 2021
Wu Jianjun purchases 713 from October 15, 2021 to December 03, 2021
Sales from October 19, 2021 to December 6, 2021 713
Xu Gaoli buys 3200 from October 15, 2021 to December 21, 2021
1900 sold from October 20, 2021 to November 26, 2021
Li Yaohan buys 15671 from October 28 to December 17, 2021
11 / 03 / 2021-12 / 22 / 2021 sold 11276
Gong Xingguang buys 5029 from October 21, 2021 to November 12, 2021
4290 sold from October 25, 2021 to November 5, 2021
Liu Ke buys 9434 from November 5 to December 21, 2021
2870 sold from 08 / 11 / 2021 to 26 / 11 / 2021
Chen chuhua buys 300 shares on November 25, 2021
Sold 300 on November 29, 2021
After verification: the stock trading behavior of the above verification objects during the self inspection period is based on their own judgment on the trading situation of the secondary market and capital arrangement. Before buying and selling the company’s shares, they do not know the specific scheme, elements and other relevant information of the incentive plan, and there is no insider trading with knowledge of the relevant insider information of the incentive plan, The above transactions have nothing to do with the inside information of the incentive plan.
In the process of planning this incentive plan, the company limits the scope of personnel participating in the planning and discussion in strict accordance with the management measures and other laws, regulations, normative documents, the Zhuhai Cosmx Battery Co.Ltd(688772) insider information insider registration system and other relevant systems, and takes corresponding confidentiality measures. The company has registered the insiders who participate in the negotiation and planning, demonstration and consultation, decision-making and discussion of the incentive plan, and the insider information is strictly controlled within the scope of the personnel registered in the insider registration form.
3、 Concluding observations
Before the company publicly disclosed the relevant announcement of the incentive plan for the first time, no information disclosure was found. Within six months before the first announcement of Zhuhai Cosmx Battery Co.Ltd(688772) phase I restricted stock incentive plan (Draft), it is not found that the verification object of the incentive plan makes use of the incentive plan
