Kunshan Guoli Electronic Technology Co.Ltd(688103)
Performance report of the audit committee of the board of directors in 2021
According to the company law of the people's Republic of China, the securities law of the people's Republic of China and the governance of listed companies
Guidelines, listing rules of Shanghai Stock Exchange on the science and innovation board and listing on the science and Innovation Board of Shanghai Stock Exchange
The provisions of the company's self regulatory guidelines No. 1 - standardized operation and other relevant normative documents, as well as the company's self regulatory guidelines
The relevant provisions of the articles of association and the detailed rules for the work of the audit committee of the board of directors of the company are now incorporated into Kunshan Guoli electronics section
The audit committee of the board of directors (hereinafter referred to as the "Audit Committee") of the Technology Co., Ltd. (hereinafter referred to as the "company")
The performance report of the board of directors in 2021 is as follows:
1、 Basic information of the audit committee
The audit committee of the second board of directors of the company is composed of three members, namely independent directors Xu Naijun and Li Naijun
Yang and non independent director Qin Shiyao, of which the chairman is Mr. Xu Naijun, an accounting professional.
2、 Meetings of the audit committee
Date of the meeting and resolutions on matters considered
1. Year of Kunshan Guoli Electronic Technology Co.Ltd(688103) 2020
Financial statement report
2. Year of Kunshan Guoli Electronic Technology Co.Ltd(688103) 2021
Financial budget report
3. On Kunshan Guoli Electronic Technology Co.Ltd(688103) 2020
Proposal on annual audit report
4. On Kunshan Guoli Electronic Technology Co.Ltd(688103) 2020
The second audit committee
The proposal on annual profit distribution plan on February 5, 2021 unanimously agreed to the fourth meeting of the board of directors
5. On Kunshan Guoli Electronic Technology Co.Ltd(688103) 2020
Annual execution of daily connected transactions and daily closing in 2021
Proposal on joint venture transaction forecast
6. Regulations of Kunshan Guoli Electronic Technology Co.Ltd(688103) board of directors
Of the self-evaluation report on the effectiveness of internal control in 2020
Proposal
7. Year of Kunshan Guoli Electronic Technology Co.Ltd(688103) 2020
Internal audit report
8. On appointment Kunshan Guoli Electronic Technology Co.Ltd(688103)
Proposal of audit institution in 2021
The second audit committee
On May 12, 2021, the proposal on the review report of the company from January to March 2021 unanimously agreed to the second audit committee of the fifth meeting of the board of auditors
On July 22, 2021, the proposal on the review report of the company from January to June, 2021 unanimously agreed to the second audit committee of the sixth meeting of the board of auditors
On October 27, 2021, the proposal on the company's report for the third quarter of 2021 unanimously agreed to the seventh meeting of the board of directors
3、 Annual performance of the audit committee
1. Supervise and evaluate the work of external audit institutions
Board of auditors of the partnership
The work of Rongcheng Certified Public Accountants (hereinafter referred to as "Rongcheng certified public accountants") has been carefully analyzed and evaluated
Be qualified for securities related business, follow independent, objective and fair professional standards, and be able to complete the public security work well
Audit work entrusted by the company. All the personnel of Rongcheng accounting firm participating in the audit have the necessary qualifications to carry out the audit
The required professional knowledge and relevant professional certificates have been carefully and responsibly paid due attention in the audit process
And professional prudence, and be competent for the audit work of the company. The Audit Committee believes that Rongcheng Certified Public Accountants
When employed to provide audit services for the company, they can fulfill their duties and follow the practice of independence, objectivity and impartiality
The standards have better fulfilled the responsibilities and obligations of audit institutions.
2. Supervise and evaluate internal audit
During the reporting period, we gave full play to the role of the special committee in accordance with the company law of the people's Republic of China
Securities Law of the people's Republic of China, basic norms of enterprise internal control and other requirements, combined with the actual situation of the company
In fact, the audit committee carefully reviewed and inspected the company's internal audit plan and urged the company to follow the work plan
Implement it carefully to ensure the standardized operation of the company.
3. Review and comment on the company's financial report
During the reporting period, the audit committee of the board of directors reviewed the company's financial reports of each period and communicated with the company's management
Through communication, it is believed that the company's financial report is true, accurate and complete, and fairly reflects the company's financial situation and economic performance
There are no relevant fraud, fraud, material misstatement and major accounting errors in operating results
Adjustments, major changes in accounting policies and estimates, matters involving important accounting judgments, resulting in non-standard and unreserved
Opinions, matters in the audit report, etc.
4. Evaluate the effectiveness of internal control
During the reporting period, the company continued to improve and enrich the company's governance system and structure in accordance with the securities law, the company law and other laws and regulations; During the reporting period, the general meeting of shareholders, the board of directors, the board of supervisors and the management of the company were able to operate in accordance with relevant laws and regulations and the provisions of the internal control system, so as to effectively protect the legitimate rights and interests of the company and shareholders. We believe that the operation of the company's internal control meets the requirements of relevant governance norms of listed companies.
5. Coordinate the communication between management, internal audit department and relevant departments and external audit institutions
During the reporting period, the audit committee of the board of directors coordinated the company's management, audit department, finance department and other relevant departments to maintain good communication with the external audit institutions. The relevant departments solicited the opinions of the external audit institutions on the company's financial accounting standards, internal control system construction and other issues, and cooperated with the external audit institutions to carry out the audit related work of the annual financial report, so as to promote the company's financial and internal control standards.
6. Review of related party transactions and other matters of the company
During the reporting period, the audit committee reviewed the daily business related party transactions between the company and related parties and believed that the daily related party transactions between the company and related parties in 2021 were required for normal business, followed the principles of openness, fairness and impartiality, and the transaction price was settled at the fair price of the market. There was no behavior damaging the interests of the company and minority shareholders, and did not affect the independence of the company.
4、 Overall evaluation
In 2021, the audit committee of the board of directors faithfully and diligently performed its duties specified in relevant laws and regulations, carefully considered relevant proposals, played a guiding, coordinating and supervising role, effectively promoted the construction of internal control and financial norms of the company, and promoted the standardized decision-making of the board of directors and standardized corporate governance.
In 2022, the audit committee of the board of directors will continue to earnestly perform its duties, strengthen the prior audit of relevant matters of the board of directors, strengthen the guidance of internal audit and the coordination of communication with external audit institutions, promote the standardization of financial related matters of the company, promote the construction of the company's internal control system, and promote the standardized operation and steady development of the company.
Kunshan Guoli Electronic Technology Co.Ltd(688103) board of directors audit committee April 18, 2021 (no text below)
(there is no text on this page, which is the signature page of the report on the performance of the audit committee of the board of directors in Kunshan Guoli Electronic Technology Co.Ltd(688103) 2021) (signature):
Xu Naijun
April 18, 2022
(there is no text on this page, which is the signature page of the report on the performance of the audit committee of the board of directors in Kunshan Guoli Electronic Technology Co.Ltd(688103) 2021) (signature):
Li Yang
April 18, 2022
(there is no text on this page, which is the signature page of the report on the performance of the audit committee of the board of directors in Kunshan Guoli Electronic Technology Co.Ltd(688103) 2021) (signature):
Qin Shiyao
April 18, 2022
