Huachuang Securities Co., Ltd
About Jiangsu Jiejie Microelectronics Co.Ltd(300623)
Annual tracking report for 2021
Name of Sponsor: Huachuang Securities Co., Ltd. (abbreviated)
Abbreviation of the recommended company: Jiangsu Jiejie Microelectronics Co.Ltd(300623) ( Jiangsu Jiejie Microelectronics Co.Ltd(300623) )
“Huachuang securities”)
Name of sponsor representative: Yang Jinxiong Tel: 075588309300
Name of sponsor representative: Wan Jingwen Tel: 075588309300
1、 Overview of sponsor work
Project work content
1. Review of the company’s information disclosure
(1) Whether the company’s information disclosure documents are reviewed in time? Yes, the sponsor representatives review the company’s information disclosure documents in time
(2) The number of times that the company’s information disclosure documents are not reviewed in time is none
2. Supervise the company’s establishment, improvement and effective implementation of rules and regulations (1) whether it has supervised the company to establish and improve rules and regulations (including but not, the sponsor representative has supervised the company to establish a system limited to preventing related parties from occupying the company’s resources, rules and regulations for the management of raised funds, internal control system, internal audit system and related party transaction system)
(2) Whether the company effectively implements relevant rules and regulations is
3. Supervision of raised funds
(1) Query the company’s special account for raised funds 12 times
(2) Is the progress of the company’s fund-raising project consistent with the information disclosure documents
Consistent 4 Corporate governance supervision
(1) Times of attending the general meeting of shareholders of the company as nonvoting delegates: 1
(2) Times of attending the board of directors of the company 0 times
(3) Times of attending the board of supervisors of the company as nonvoting delegates: 0
5. On site inspection
(1) Number of on-site inspections: 1
(2) Whether the on-site inspection report is submitted in accordance with the provisions of the exchange yes
(3) The main problems found in the on-site inspection and the rectification are not applicable
6. Expression of independent opinions
(1) 9 times of expressing independent opinions
(2) Issues involved in issuing non consenting opinions and concluding comments none
7. Report to the Institute (except for the on-site inspection report)
(1) 0 times reported to the exchange
(2) The main contents of the report are none
(3) No progress or rectification of the reported items
8. Pay attention to the performance of duties
(1) Whether there are matters needing attention none
(2) Main contents of concerns are not applicable
(3) The progress or rectification of concerns is not applicable
9. Whether the records and custody of the working papers of the recommendation business are in compliance
10. Training for listed companies
(1) Training times: 1 time
(2) Training date: December 7, 2021
(3) The main contents of the training are “guidelines for self discipline supervision of listed companies of Shenzhen Stock Exchange No. 2 – standardized operation of companies listed on GEM” and information disclosure of listed companies
11. There is no other recommendation work that needs to be explained
2、 Problems found by the sponsor and measures taken
Problems and measures taken
1. Information disclosure is not applicable
2. The establishment and implementation of the company’s internal system are all applicable
3. The operation of the “three sessions” is applicable
4. The change of controlling shareholder and actual controller is not applicable
5. The deposit and use of raised funds are applicable
6. Related party transactions not applicable
7. External guarantee is not applicable
8. Acquisition and sale of assets not applicable
9. Other business categories and important matters (including not applicable to none)
Foreign investment, venture capital, entrusted financial management, financial assistance, hedging, etc.)
10. None of the issuer or its intermediary agencies is applicable
Cooperation with sponsor
11. Others (including business environment, business development, none is not applicable)
Major changes in financial status, management status, core technology, etc.) III. performance of commitments of the company and shareholders
Whether the commitments of the company and shareholders have fulfilled the original commitments of the bank that have not fulfilled their commitments and Solutions
Commitments made by the company during IPO
Shareholders’ commitment on share locking
1. Huang shanbing, Huang Jian, Li Yan, Jiangsu jiejie Investment Co., Ltd., Nantong Rong is not applicable
Jun Investment Management Co., Ltd. respectively promises: “within 36 months from the date of listing of the issuer’s shares on the Shenzhen Stock Exchange, it will not transfer or entrust others to manage the issuer’s shares directly or indirectly held before this public offering, nor will the issuer repurchase this part of shares.
If the closing price of the company’s shares is lower than the issue price for 20 consecutive trading days within six months after the listing of the company, or the closing price at the end of six months after the listing is lower than the issue price, the lock-in period of holding the company’s shares will be automatically extended for six months; In case of ex right and ex interest matters, the above issuance price shall be adjusted accordingly. In addition to the aforesaid lock up period, during the term of office of Huang shanbing or Huang Jian in the issuer, the shares transferred each year shall not exceed 25% of the total shares of the issuer held by Huang shanbing or Huang Jian; Huang shanbing or Huang Jian shall not transfer the issuer’s shares held by him within six months after reporting his resignation. Within 24 months after the expiration of the lock-in period (including the extended lock-in period), if the holdings need to be reduced, the reduction price will not be lower than the issue price. Huang Jian will not transfer or entrust others to manage his shares in Jiangsu jiejie Investment Co., Ltd. and Nantong Rongjun Investment Management Co., Ltd. within 36 months from the date of listing of the issuer’s shares in Shenzhen Stock Exchange, nor will Jiangsu jiejie Investment Co., Ltd. and Nantong Rongjun Investment Management Co., Ltd. repurchase this part of the equity. Li Yan will not transfer or entrust others to manage the shares held by him in Nantong Rongjun Investment Management Co., Ltd. within 36 months from the date when the issuer’s shares are listed on the Shenzhen Stock Exchange, nor will Nantong Rongjun Investment Management Co., Ltd. repurchase this part of the equity. “
2. Nantong Zhongchuang Investment Management Co., Ltd. as the chairman of the board of supervisors of the issuer is not applicable
Zhang zulei, the shareholder, and Shen Weiqun and Zhang Jiaquan, who indirectly hold the shares of the issuer, respectively promise: “within 12 months from the date of listing of the issuer’s shares in Shenzhen Stock Exchange, they will not transfer or entrust others to manage the shares that have been directly or indirectly issued before this public offering
The shares held by the issuer shall not be repurchased by the issuer. If the closing price of the company’s shares is lower than the issue price for 20 consecutive trading days within six months after the listing of the company, or the closing price at the end of six months after the listing is lower than the issue price, the lock-in period of holding the company’s shares will be automatically extended for six months; In case of ex right and ex interest matters, the above issuance price shall be adjusted accordingly. In addition to the aforesaid lock up period, during the term of office of Zhang zulei and Shen Weiqun at the issuer, the shares transferred each year shall not exceed 25% of the total shares of the issuer held by them; Zhang zulei or Shen Weiqun will not transfer the issuer’s shares held by themselves within six months after their resignation. Within 24 months after the expiration of the lock up period (including the extended lock up period), if the holdings need to be reduced, the reduction price will not be lower than the issue price. If Zhang zulei or Shen Weiqun applies for resignation within six months from the date of IPO listing of the issuer, they will not transfer their shares of the issuer within 18 months from the date of application for resignation; If Zhang zulei or Shen Weiqun applies for resignation from the seventh month to the twelfth month from the date of IPO listing, they shall not transfer their shares of the issuer within twelve months from the date of application for resignation. “
3. Wang Chengsen Shen Xinxin respectively promises: “Within 12 months from the date when the issuer’s shares are listed on the Shenzhen Stock Exchange, it shall not transfer or entrust others to manage the issuer’s shares directly or indirectly held before the public offering, nor shall the issuer repurchase such shares. If the closing price of the company’s shares for 20 consecutive trading days is lower than the issuing price within six months after the listing, or the closing price at the end of six months after the listing is lower than the issuing price, The lock up period of holding the company’s shares shall be automatically extended for six months; In case of ex right and ex interest matters, the above issuance price shall be adjusted accordingly. In addition to the aforesaid lock up period, the shares transferred each year during his term of office shall not exceed 25% of the total shares of the issuer held by him; Within six months after the declaration of resignation, he shall not transfer the shares of the issuer he holds. If the issuer declares resignation within six months from the date of listing its initial public offering of shares, it shall not transfer the shares of the issuer directly or indirectly held within 18 months from the date of declaration of resignation; In case of reporting resignation from the seventh month to the twelfth month from the date of IPO listing, the issuer’s shares directly or indirectly held shall not be transferred within 12 months from the date of reporting resignation. Within 24 months after the expiration of the lock-in period (including the extended lock-in period), if the holdings need to be reduced, the reduction price will not be lower than the issue price. “
4. Xue Zhixiang promises: “Within 12 months from the date when the issuer’s shares are listed on the Shenzhen stock exchange is not applicable, the issuer shall not transfer or entrust others to manage the issuer’s shares directly or indirectly held before the public offering, nor shall the issuer repurchase such shares. Except for the aforesaid lock-in period, the shares transferred each year during his tenure shall not exceed 25% of the total shares of the issuer he holds; within six months after reporting his resignation , does not transfer its shares in the issuer. If the issuer declares resignation within six months from the date of listing its initial public offering of shares, it shall not transfer the shares of the issuer directly or indirectly held within 18 months from the date of declaration of resignation; The company shall report the departure from the stock exchange between the seventh month and the twelfth month from the date of listing of the initial public offering
Those who hold the post shall not transfer the shares of the issuer directly or indirectly held within 12 months from the date of reporting their resignation. “
Controlling shareholders, actual controllers and more than 5% of shareholders intend to reduce their holdings after the lock-in period expires
1. Jiangsu jiejie Investment Co., Ltd., Nantong Rongjun Investment Management Co., Ltd Yes, not applicable. Huang shanbing promised: “within 24 months after the expiration of the lock-in period (including the extended lock-in period), if it is necessary to reduce its holdings, it shall be announced three trading days in advance, and the reduction amount shall not exceed 2% of the total share capital after issuance every 12 months, and the reduction price will not be lower than the issuance price. If there are ex rights and ex interests matters such as dividend distribution, share distribution, conversion of capital reserve into share capital, and share allotment, the above issuance price shall be adjusted accordingly.”
2. Nantong Zhongchuang Investment Management Co., Ltd. and Zhang zulei promised: “within 24 months after the expiration of the lock-in period (including the extended lock-in period), if it is necessary to reduce the holdings, it must be announced three trading days in advance, and the reduction price will not be lower than the issue price. If there are dividend distribution, share distribution, conversion of capital reserve into share capital and allocation of shares
