Citic Securities Company Limited(600030)
About Zhejiang Provincial New Energy Investment Group Co.Ltd(600032)
Special verification report on the deposit and actual use of raised funds in 2021
Citic Securities Company Limited(600030) (hereinafter referred to as " Citic Securities Company Limited(600030) ") is a recommendation agency that is performing the continuous supervision of Zhejiang Provincial New Energy Investment Group Co.Ltd(600032) (hereinafter referred to as " Zhejiang Provincial New Energy Investment Group Co.Ltd(600032) ", "listed company" and "company"), In accordance with the measures for the administration of securities issuance and listing recommendation business, the guidelines for the self-discipline supervision of listed companies of Shanghai Stock Exchange No. 1 - standardized operation, the guidelines for the self-discipline supervision of listed companies of Shanghai Stock Exchange No. 11 - continuous supervision, the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds of listed companies (revised in 2022) and the stock listing rules of Shanghai Stock Exchange (revised in 2022) and other relevant regulations, Citic Securities Company Limited(600030) checked the storage and use of Zhejiang Provincial New Energy Investment Group Co.Ltd(600032) raised funds in 2021. The specific verification conditions are as follows: I. storage and use of raised funds
(I) actual amount of funds raised and time of funds in place
Approved by the reply on approving Zhejiang Provincial New Energy Investment Group Co.Ltd(600032) initial public offering of shares (zjxk [2021] No. 1118) issued by China Securities Regulatory Commission and approved by Shanghai Stock Exchange, the company publicly issued 208 million RMB ordinary shares (A shares) to the public at an issue price of 3.51 yuan per share, with a total raised capital of 730.08 million yuan, After deducting the underwriting and recommendation fees excluding tax of RMB 252848 million, the raised funds amounted to RMB 704795200, which were remitted to the company's account No. 571916091410301 of China Merchants Bank Co.Ltd(600036) Hangzhou Fengqi sub branch on May 14, 2021, and RMB 281918100 in the account No. 1202022929900034035 of Hangzhou Zhijiang sub branch of industrial and commercial Bank of China, with additional deduction of audit fees, attorney fees Other issuance expenses excluding tax, such as statutory information disclosure fees, were 138458 million yuan, and the net amount of funds raised by the company was 6909494 million yuan.
The availability of the above raised funds has been verified by Zhitong Certified Public Accountants (special general partnership) and a capital verification report (ztyz (2021) No. 332c000250) has been issued.
(II) deposit and balance of raised funds
In order to standardize the management and use of raised funds and protect the rights and interests of investors, the company, in accordance with the provisions of the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies (revised in 2022) and the guidelines for the self discipline supervision of listed companies on Shanghai Stock Exchange No. 1 - standardized operation (2022), and in combination with the actual situation of the company, The management system of Zhejiang Provincial New Energy Investment Group Co.Ltd(600032) raised funds (hereinafter referred to as the management system) has been formulated. The management system was deliberated and adopted at the 34th meeting of the first board of directors of the company. According to the management system, the company has made clear provisions on the storage, use, management and supervision of raised funds.
According to relevant regulations, in order to standardize the management and use of the company's raised funds and protect the interests of investors, the company has established a special account for raised funds. All the raised funds have been deposited in the special account for raised funds opened with the approval of the board of directors of the company. The company has signed the tripartite supervision agreement on the storage of special account for raised funds with the commercial banks and recommendation institutions that deposit the raised funds. The above agreement specifies the relevant responsibilities and obligations of the company, the recommendation institutions and the commercial banks that deposit the raised funds. There is no significant difference between the tripartite supervision agreement and the tripartite supervision agreement on the special account for the storage of raised funds (model) of Shanghai Stock Exchange. As of December 31, 2021, the company has deposited and used the raised funds in strict accordance with the provisions of the tripartite supervision agreement.
As of December 31, 2021, the details of the company's special account for raising funds are as follows:
Unit: RMB
Deposit bank account number account category storage balance
Industrial And Commercial Bank Of China Limited(601398) 1202022929900034035 special deposit account for non budget unit 25141437 Hangzhou Zhijiang sub branch
China Merchants Bank Co.Ltd(600036) Hangzhou 571916091410301 non budget unit special deposit account for Fengqi sub branch 38366885
Total 63508322
Among the above deposit balances, 635500 yuan of interest income has been included in the special account for raised funds, and 0400 yuan of handling fee has been deducted.
(III) use of raised funds
After verification, the company uses the raised funds in accordance with the self discipline supervision of listed companies of Shanghai Stock Exchange No. 1 - standardized operation and the supervision guidelines of listed companies No. 2 - supervision requirements for the management and use of raised funds of listed companies. As of December 31, 2021, the company has used 690949400 yuan of raised funds, and the balance of raised funds is 635100 yuan (including interest). The actual use of the company's raised funds in 2021 is shown in the following table:
Comparison table of use of raised funds in 2021
As of December 31, 2021
Unit: RMB 10000
The total amount of raised funds is 6909494. The total amount of raised funds invested in this year is 6909494
Total amount of raised funds with changed purposes
The accumulated total amount of raised funds invested is 6909494
Proportion of total raised funds with changed purposes
As of the end of the period, the accumulated investment items of the changed items are feasible and committed investment items, Including the investment amount and commitment progress (%) of the project up to the end of the period after the adjustment of part of the raised funds. Whether the project reaches the expected performance in the current year or whether the project changes (for example, the total amount of committed investment, the total amount of committed investment and the cumulative amount of committed investment = (4) = (2) the total amount of significant changes expected to be realized by the state of use) (1) Amount (2) difference (3) = (2) / (1) status date benefit
-（1）
Zheneng Jiaxing
No. 1 offshore 69094946909494690949469094946909494 0.00 100.00% not applicable in December 2021 not applicable no
Wind farm project
Total - 69094946909494690949469094946909494 0.00 --
The reason for not reaching the planned progress is not applicable
Description of major changes in project feasibility none
On May 31, 2021, the company held the 21st Meeting of the first board of directors and the 21st Meeting of the first board of supervisors respectively, deliberated and adopted the proposal on using raised funds to replace self raised funds invested in pre raised projects and paid issuance expenses, It is agreed that the company will use the raised funds to replace the self raised funds of 690949400 yuan invested in the raised projects in advance.
Independent directors gave independent opinions, and Caitong Securities Co.Ltd(601108) issued special verification opinions on the early investment and replacement of the investment projects with raised funds, Zhitong Certified Public Accountants (special general partnership) issued the verification report on the investment projects invested by Zhejiang New Energy Investment Group Co., Ltd. with self raised funds in advance (Zhitong zhuanzi (2021) No. 332a011597). As of December 31, 2021, the company has used the raised funds to replace the self raised funds invested in the raised investment projects of RMB 690949400.
Temporary replenishment of working capital with idle raised funds none
On May 25, 2021, the company held the 20th meeting of the first board of directors and the 20th meeting of the first board of supervisors, which reviewed and approved the cash management of idle raised funds and the investment of related products, and passed the proposal on depositing raised funds in the form of seven day notice deposit and agreement deposit, It is agreed that the company will deposit the deposit balance of the funds raised from the initial public offering in the form of seven-day notice deposit and agreed deposit without affecting the normal use of the funds raised by the company and the normal construction of the projects raised. As of December 31, 2021, the interest income of the special account for raised funds was 635500 yuan.
No permanent replenishment of working capital or repayment of bank loans with over raised funds
The amount of the balance of raised funds and the reasons for its formation are not applicable
Other uses of raised funds none
2、 Progress of investment projects with raised funds
Citic Securities Company Limited(600030) through interviews with senior executives of the company and in combination with the fund-raising during the continuous supervision period
