Securities code: 300300 securities abbreviation: Strait Innovation Internet Co.Ltd(300300) Announcement No.: 2022-005 Strait Innovation Internet Co.Ltd(300300)
Announcement on the renewal of accounting firm
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
Strait Innovation Internet Co.Ltd(300300) (hereinafter referred to as "the company" or " Strait Innovation Internet Co.Ltd(300300) ") convened the 10th meeting of the 4th board of directors and the 7th Meeting of the 4th board of supervisors on January 10, 2022, deliberated and adopted the proposal on renewing the appointment of accounting firms, We agree to renew the appointment of Daxin Certified Public Accountants (special general partnership) (hereinafter referred to as "Daxin certified public accountants" or "Daxin") as the company's financial audit institution in 2021. Relevant matters are hereby announced as follows:
1、 Description of the accounting firm to be reappointed
Daxin certified public accountants has the qualification for securities and futures related business and the experience and ability to provide audit services for listed companies. It has provided audit services for the company for many years and has good cooperation experience. In the 2020 audit, Daxin adhered to the audit principles of independence, objectivity and impartiality, issued independent audit opinions fairly and reasonably, and safeguarded the legitimate rights and interests of the company and shareholders from a professional perspective. Based on the Institute's rich audit experience and good professional service ability, in order to ensure the continuity and stability of the company's audit work, the audit committee of the board of directors of the company, after verifying and evaluating Daxin's audit work in 2020 and its practice quality, recommends that Daxin be reappointed as the company's audit institution in 2021 for one year. The company will request the general meeting of shareholders to authorize the board of directors to negotiate with the audit institution to determine the relevant audit fees according to the audit workload.
2、 Basic information on the matters to be re employed by the accounting firm
1. Institutional information
Daxin certified public accountants was established in 1985 and transformed into a special general partnership firm in March 2012. Its registered address is room 1504, College International Building, No. 1, Zhichun Road, Haidian District, Beijing. Daxin has 31 branches across the country, set up branches in Hong Kong, and initiated the establishment of Daxin international accounting network in 2017. Daxin has the practicing certificate of accounting firm issued by the Ministry of finance. It is one of the earliest accounting firms engaged in securities business in China and one of the first to obtain the audit qualification of H-share enterprises. It has nearly 30 years of securities business experience.
2. Personnel information
The chief partner is Mr. Hu Yonghua. As of December 31, 2020, Daxin had 4449 employees, including 144 partners and 1192 certified public accountants, an increase of 14 certified public accountants over the previous year. More than 500 certified public accountants have signed the audit report of securities service business.
3. Business information
In 2020, the business revenue was 1.832 billion yuan, providing services to more than 10000 companies. Among the business income, the audit business income was 1.568 billion yuan and the securities business income was 584 million yuan. In 2020, there were 181 annual audit clients (including H shares) of listed companies, with an average asset of 24.951 billion yuan and a total charge of 231 million yuan, mainly distributed in manufacturing, information transmission software and information technology services, water conservancy environment and public facilities management, power, heat, gas and water production and supply, transportation, storage and postal services. The company has 16 audit clients of Listed Companies in the same industry.
4. Investor protection ability
The sum of the accumulated compensation limit of Daxin occupational insurance and the accrued occupational risk fund exceeds 80 million yuan, and the accrual of occupational risk fund and the purchase of occupational insurance comply with relevant regulations.
Civil liability in civil litigation related to practice in recent three years: in December 2020, Hangzhou intermediate people's court ruled that the exchange and other institutions should bear joint and several liability for compensation in the "Wuyang debt" case, and Daxin appealed against the judgment. In September 2021, the higher people's Court of Zhejiang Province made a judgment and upheld the original judgment. 5. Independence and integrity record
Daxin does not violate the independence requirements of the code of professional ethics for Chinese certified public accountants. In the past three years, he has been subject to administrative punishment once and administrative supervision measures 16 times, and has not been subject to criminal punishment, self-discipline supervision measures and self-discipline sanctions. In the past three years, 2 employees have been subject to administrative punishment and 34 people have been subject to supervision and management measures.
6. Project members and practice information
(1) Project team personnel
Project partner to be signed: Li Fuxin
As the project leader, he began to work in Daxin in 2008, became a certified public accountant in 2010 and began to engage in the audit of listed companies, and began to provide audit services for the company in 2017; The audit reports of listed companies signed in recent three years are mainly Sunstone Development Co.Ltd(603612) , Strait Innovation Internet Co.Ltd(300300) , etc.
Certified public accountant to be signed: Zhang Xuanzhong
The project leader began to engage in auditing in 2017 and began to practice in Daxin, mainly engaged in the audit of listed companies. He became a certified public accountant in 2020. The audit of Listed Companies in recent three years includes Sunstone Development Co.Ltd(603612) , Strait Innovation Internet Co.Ltd(300300) .
(2) Quality control reviewer: Hao Xuehua
As the quality control reviewer of the project, he began to work in Daxin in 2009, became a certified public accountant in 2011, and began to review the audit quality of listed companies and listed companies in 2014. The audit reports of listed companies and listed companies reviewed in recent three years include Zhejiang Qianjiang Motorcycle Co.Ltd(000913) , Shanghai Amarsoft Information & Technology Co.Ltd(300380) , Xinjiang Hongtong Natural Gas Co.Ltd(605169) , Strait Innovation Internet Co.Ltd(300300) and many other companies.
(3) Independence and integrity
The partners of the project to be signed, the signing certified public accountants and the quality reviewers do not hold and buy or sell the company's shares, nor do they have other economic interests affecting their independence. Regular rotation meets the provisions. In the last three years, the above-mentioned personnel have not been subject to criminal punishment, administrative punishment, administrative supervision measures and self-discipline sanctions.
7. Audit fees
The pricing principle of audit fees is mainly determined according to the audit workload.
3、 Procedures to be performed by the accounting firm to be renewed
1. Performance of the audit committee
The audit committee of the board of directors of the company held the fifth meeting of the audit committee of the Fourth Board of directors on December 31, 2021, deliberated and adopted the proposal on renewing the appointment of accounting firms. The audit committee consulted the relevant qualification certificates, relevant information and integrity records of Daxin, communicated with the accountant in charge of the company's audit business, believed that Daxin was qualified to engage in Securities and other related businesses, and adhered to the principles of independent, objective and fair audit in the process of auditing the company's 2020 financial report, We fairly and reasonably issued independent audit opinions, and issued the company's 2020 audit report and the audit report on the occupation of funds by controlling shareholders and other related parties on schedule, which provided better audit services for the company. The Audit Committee recognized Daxin's independence, professional competence and investor protection ability.
It is agreed that the company will continue to employ Daxin as the company's auditor in 2021 for one year, and that the proposal will be submitted to the 10th meeting of the Fourth Board of directors for deliberation.
2. Prior approval and independent opinions of independent directors
(1) Prior approval opinions of independent directors
We consulted the relevant qualification certificates, relevant information and integrity records of Daxin, and communicated with the accountant in charge of the company's audit business of Daxin. We believe that the reappointment of Daxin as the company's audit institution in 2021 follows the principles of fairness, impartiality and openness, complies with relevant laws and regulations and the relevant provisions of China Securities Regulatory Commission and Shenzhen Stock Exchange, There is no situation that damages the interests of the company and shareholders, especially minority shareholders. They can be appointed after being deliberated and approved by the board of directors and the general meeting of shareholders. We agree to submit the proposal on renewing the appointment of accounting firms to the 10th meeting of the 4th board of directors for deliberation.
(2) Independent opinions of independent directors
We believe that Daxin is qualified to engage in Securities and futures related businesses. In the process of auditing the company's 2020 financial report, it adheres to the independent, objective and fair audit principles, fairly and reasonably expresses independent audit opinions, and has sufficient independence, professional competence and investor protection ability. The renewal of Daxin as the company's audit institution in 2021 is conducive to ensuring the quality of the company's audit work and protecting the interests of the company and shareholders, especially small and medium-sized shareholders. The voting procedures of the board of directors on the reappointment of Daxin as the company's audit institution in 2021 comply with the provisions of relevant laws and regulations.
In conclusion, we unanimously agree that the company will continue to employ Daxin as the company's audit institution in 2021, and agree to submit this proposal to the company's first extraordinary general meeting in 2022 for deliberation.
3. Deliberations of the board of directors
The 10th meeting of the 4th board of directors of the company deliberated and approved the proposal on renewing the appointment of accounting firm, and agreed to continue to appoint Daxin accounting firm (special general partnership) as the audit institution of the company in 2021. This proposal must be submitted to the first extraordinary shareholders' meeting of the company in 2022 for deliberation.
4. Effective date
The renewal of the accounting firm of the company needs to be submitted to the first extraordinary general meeting of the company in 2022 for deliberation, and will take effect from the date of deliberation and approval by the general meeting of the company.
4、 Documents for future reference
1. Resolutions of the 10th meeting of the 4th board of directors of the company;
2. Resolutions of the 7th Meeting of the 4th board of supervisors of the company;
3. Prior approval opinions of independent directors on matters related to the 10th meeting of the Fourth Board of directors of the company; 4. Independent opinions of independent directors on matters related to the 10th meeting of the Fourth Board of directors of the company;
5. Resolutions of the fifth meeting of the audit committee of the Fourth Board of directors;
6. The business license of the accounting firm to be employed, the information and contact information of the main person in charge and the contact person of the regulatory business, and the identity certificate, practice license and contact information of the certified public accountant to be responsible for the specific audit business.
It is hereby announced.
Strait Innovation Internet Co.Ltd(300300) board of directors
January 10, 2022
