Training report
Huatai United Securities Co., Ltd
About Beijing Spc Environment Protection Tech Co.Ltd(002573) continuous supervision period
Training report in 2021
Shenzhen Stock Exchange:
Huatai United Securities Co., Ltd. (hereinafter referred to as “Huatai United Securities” and “sponsor”) as the sponsor of Beijing Spc Environment Protection Tech Co.Ltd(002573) (hereinafter referred to as ” Beijing Spc Environment Protection Tech Co.Ltd(002573) ” and “company”) non-public offering of shares in 2020, according to the relevant provisions of regulations and rules such as the stock listing rules of Shenzhen Stock Exchange and the actual situation of Beijing Spc Environment Protection Tech Co.Ltd(002573) , Conscientiously perform the responsibilities of the recommendation institution, and carry out planned and multi-level follow-up training for Beijing Spc Environment Protection Tech Co.Ltd(002573) directors, supervisors, senior managers and other relevant personnel. The training contents are in strict accordance with the latest requirements of China Securities Regulatory Commission and Shenzhen Stock Exchange on continuous supervision.
On December 30, 2021, relevant personnel of Huatai United Securities completed the continuous training of Beijing Spc Environment Protection Tech Co.Ltd(002573) directors, supervisors, senior managers and other relevant personnel in accordance with relevant regulations and requirements, and hereby submitted the training report to your exchange. 1、 Main contents of training
On December 30, 2021, the training team trained the company’s directors, supervisors, senior managers and other relevant personnel through on-site and remote teaching. The training focused on the following contents in combination with relevant cases: corporate governance and internal control; Code of conduct for shareholders, directors, supervisors and actual controllers; Standardized operation and social responsibility of listed companies; Management of raised funds; Information disclosure of listed companies. This training urges the above-mentioned objects to enhance their legal concept and integrity awareness, and strengthen their understanding of the responsibilities and obligations that managers of listed companies should undertake in terms of corporate governance and standardized operation.
2、 Training personnel
Huatai United Securities continuous steering group selected business backbone with professional knowledge and work experience in securities, law and finance and strong sense of responsibility to conduct systematic and detailed training for the company’s training objects. The trainer is Gu Zhenxiang (sponsor representative).
According to relevant regulations and requirements and in combination with the actual situation of the company, the personnel participating in this training are Beijing Spc Environment Protection Tech Co.Ltd(002573) directors
Training report
Supervisors, senior managers and managers above the middle level.
3、 Training results
Through this training course, Beijing Spc Environment Protection Tech Co.Ltd(002573) directors, supervisors, senior managers and other relevant personnel have deepened their understanding and understanding of relevant laws, regulations and business rules of China Securities Regulatory Commission and Shenzhen Stock Exchange, and promoted the above-mentioned objects to enhance their legal concept and integrity awareness, Strengthen the understanding of the responsibilities and obligations of managers of Listed Companies in corporate governance and standardized operation.
During the training, the trainees carefully cooperated with the sponsor in the training work and actively communicated to ensure the smooth development of this training. This training has achieved the expected goal and achieved good results, which is helpful to further improve the standard operation level of the company.
Training report
(there is no text on this page, which is the signature page of Huatai United Securities Co., Ltd. on the training report of Beijing Spc Environment Protection Tech Co.Ltd(002573) continuous supervision period in 2021) sponsor representative:
Gu Fuxiang, Pang Jingjing
Huatai United Securities Co., Ltd. January 10, 2022
