000776 {independent director}
Independent opinions on matters related to the 20th meeting of the 10th board of directors I. independent opinions of independent directors on nominating candidates for executive directors of the 10th board of directors
As an independent director of Gf Securities Co.Ltd(000776) (hereinafter referred to as “the company”), in accordance with the relevant provisions of the company law, the securities law, the Listing Rules of Shenzhen Stock Exchange and other laws, administrative regulations, departmental rules, normative documents and the articles of association, based on independent judgment and with a serious and responsible attitude, We hereby express the following independent opinions on the relevant proposal of Mr. Ge Changwei as the executive director of the 10th board of directors to be considered at the 20th meeting of the 10th board of directors and the first extraordinary general meeting of the company in 2022: 1. The 10th board of directors of the company plans to nominate Mr. Ge Changwei as the executive director candidate of the 10th board of directors and submit it to the general meeting of shareholders for consideration, The above nomination procedures are legal and effective, and comply with the provisions of the company law, the securities law and other relevant laws and regulations and the articles of Association; This nomination is based on a full understanding of the nominee’s educational background, work experience and professional quality.
2. After reviewing Mr. Ge Changwei’s personal resume and other relevant materials, we have not found that Mr. Ge Changwei has violated the company law, the securities law and other relevant laws and regulations and the articles of association.
3. After fully understanding Mr. Ge Changwei’s educational background, work experience and professional quality, Mr. Ge Changwei has relevant professional knowledge and relevant decision-making, supervision and coordination ability, and meets the requirements of performing relevant responsibilities. 4. It is agreed that the board of directors nominate Mr. Ge Changwei as the candidate for executive director of the 10th board of directors of the company and submit it to the board of directors and the general meeting of shareholders for deliberation and voting. Mr. Ge Changwei will formally perform his duties from the date when the relevant proposals are considered and adopted by the general meeting of shareholders.
2、 Independent opinions of independent directors on the appointment of the company’s human resources director
In accordance with the company law, the securities law, the Listing Rules of Shenzhen Stock Exchange and other laws, administrative regulations, departmental rules, normative documents and the articles of association, as an independent director of the company, based on objective and independent judgment with a serious and responsible attitude, We hereby express the following independent opinions on the relevant proposal on Mr. Cui zhouhang as the company’s human resources director (Senior Manager) to be considered at the 20th meeting of the 10th board of directors of the company:
1. The nomination procedure complies with the provisions of the company law, the securities law and other relevant laws and regulations and the articles of Association; This nomination is based on a full understanding of the nominee’s educational background, work experience and professional quality.
2. After reviewing Mr. Cui zhouhang’s personal resume and other relevant materials, we have not found that Mr. Cui zhouhang has violated the company law, the securities law and other relevant laws and regulations and the articles of association.
3. After fully understanding Mr. Cui zhouhang’s educational background, work experience and professional quality, Mr. Cui zhouhang has relevant professional knowledge and relevant decision-making, supervision and coordination ability, and meets the requirements of performing relevant responsibilities. 4. Agree to appoint Mr. Cui zhouhang as the company’s human resources director (Senior Management). Mr. Cui zhouhang’s formal performance of duties still needs to pass the qualification test of senior managers of securities companies, and the company will perform the filing procedures with the regulatory authorities in accordance with relevant regulations.
3、 Independent opinions of independent directors on the appointment of the company’s chief risk officer
In accordance with the company law, the securities law, the Listing Rules of Shenzhen Stock Exchange and other laws, administrative regulations, departmental rules, normative documents and the articles of association, as an independent director of the company, based on objective and independent judgment with a serious and responsible attitude, We hereby express the following independent opinions on the relevant proposal on Mr. Wu Shunhu as the chief risk officer of the company to be considered at the 20th meeting of the 10th board of directors of the company.
1. The nomination procedure complies with the provisions of the company law, the securities law and other relevant laws and regulations and the articles of association. This nomination is based on a full understanding of the nominee’s educational background, work experience and professional quality.
2. After reviewing Mr. Wu Shunhu’s personal resume and other relevant materials, we have not found that Mr. Wu Shunhu has violated the company law, the securities law and other relevant laws and regulations and the articles of association.
3. After fully understanding Mr. Wu Shunhu’s educational background, work experience and professional quality, Mr. Wu Shunhu has relevant professional knowledge and relevant decision-making, supervision and coordination ability, and meets the requirements of performing relevant responsibilities. 4. Agree to appoint Mr. Wu Shunhu as the chief risk officer of the company.
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(there is no text on this page, which is the signature page of Gf Securities Co.Ltd(000776) independent directors’ independent opinions on matters related to the 20th meeting of the 10th board of directors of the company)
independent director:
Fan Lifu, Hu bin, Liang shuoling, Li Wenjing
January 10, 2002
