Guoneng Rixin Technology Co., Ltd
Initial public offering and listing on GEM
Announcement of preliminary placement results of offline issuance
Sponsor (lead underwriter): Changjiang Securities Company Limited(000783) underwriting sponsor Co., Ltd
hot tip
The application of Guoneng Rixin Technology Co., Ltd. (hereinafter referred to as “Guoneng Rixin” or “issuer”) for the initial public offering of 17.73 million RMB common shares (A shares) (hereinafter referred to as “this offering”) has been examined and approved by the members of the GEM Listing Committee of Shenzhen Stock exchange (hereinafter referred to as “Shenzhen Stock Exchange”), It has been approved to register by China Securities Regulatory Commission (hereinafter referred to as “CSRC”) (zjxk [2022] No. 458).
The issuer and the recommendation institution (lead underwriter) Changjiang Securities Company Limited(000783) underwriting recommendation Co., Ltd. (hereinafter referred to as the “recommendation institution (lead underwriter)”) negotiated and determined that the number of shares issued this time was 17.73 million, and the issue price was 45.13 yuan / share. The issuing price of this offering shall not exceed the median and weighted average of the quotations of offline investors after excluding the highest quotation, as well as the Securities Investment Fund (hereinafter referred to as “public fund”), the National Social Security Fund (hereinafter referred to as “social security fund”), the basic old-age insurance fund (hereinafter referred to as “pension”) established through public offering after excluding the highest quotation The enterprise annuity fund (hereinafter referred to as “enterprise annuity fund”) established in accordance with the measures for the administration of enterprise annuity fund and the insurance fund (hereinafter referred to as “insurance fund”) in accordance with the measures for the administration of the use of insurance funds, whichever is lower.
This offering does not arrange the strategic placement to the senior management and core employees of the issuer, asset management plans and other external investors. According to the offering price, the alternative investment subsidiary established by the parent company of the sponsor (lead underwriter) will not participate in the strategic placement of the offering. Finally, this issuance will not be targeted to strategic investors. The difference between the initial strategic placement and the final strategic placement was 886500 shares, which were transferred back to offline issuance. This issuance is finally carried out by a combination of offline inquiry and placement to qualified offline investors (hereinafter referred to as “offline issuance”) and online pricing issuance to social public investors holding non restricted A-Shares and non restricted depositary receipts market value in Shenzhen market (hereinafter referred to as “online issuance”).
Before the online and offline call back mechanism was launched, the initial number of offline shares issued after the strategic placement call back was 12.677 million, accounting for 71.50% of the number of shares issued this time; The initial number of shares issued online was 5053000, accounting for 28.50% of the number issued this time. According to the callback mechanism announced in the announcement on the initial public offering of shares by Guoneng Rixin Technology Co., Ltd. and its listing on the gem (hereinafter referred to as the “issuance announcement”), since the initial effective subscription multiple on the Internet is 777134900 times, higher than 100 times, the issuer and the sponsor (lead underwriter) decided to start the callback mechanism, 20% (3546000 shares) of the number of shares in this public offering will be transferred back from offline to online. After the call back, the final number of offline shares issued was 9.131 million, accounting for 51.50% of the total issued this time; The final number of shares issued online was 8.599 million, accounting for 48.50% of the total issued this time. After the call back, the winning rate of this online pricing issuance is Costar Group Co.Ltd(002189) 78884%, and the effective subscription multiple is 456665037 times.
Investors are kindly requested to focus on the payment link of this offering and fulfill their payment obligations in time on April 19, 2022 (T + 2). The details are as follows:
1. Offline investors shall, according to the announcement on the results of initial public offering of shares by Guoneng Rixin Technology Co., Ltd. and initial offline placement of shares listed on the gem, timely and fully pay the subscription funds for new shares according to the final issuance price and initial placement quantity before 16:00 on April 19 (T + 2) 2022.
The subscription funds shall be paid in full within the specified time. If the subscription funds are not paid in full within the specified time or as required, all the new shares allocated to the placing object shall be invalid. If the same placing object receives multiple new shares on the same day, it is necessary to pay for each new share in full and fill in the remarks in accordance with the specifications. If the placing object has insufficient funds for a single new share, all the new shares allocated to the placing object on that day will be invalid, and the resulting consequences shall be borne by the investors themselves. If the above-mentioned circumstances occur when multiple new shares are issued on the same day, all the placing objects are invalid. If different placing objects share bank accounts, if the subscription funds are insufficient, all the new shares allocated to the placing objects sharing bank accounts will be invalid. Offline investors are allocated multiple new shares on the same day. Please pay for each new share separately.
The shares that offline investors give up to subscribe for are underwritten by the sponsor (lead underwriter).
2. Among the stocks issued this time, the stocks issued online have no circulation restrictions and limited sales period arrangements, and can be circulated from the date when the stocks issued this time are listed on the Shenzhen Stock Exchange.
The offline issuance part adopts the proportional sales restriction method, and the offline investors shall promise that the sales restriction period of 10% (rounded up) of the number of shares allocated to them is 6 months from the date of the issuer’s initial public offering and listing. That is, among the shares allocated to each placing object, 90% of the shares are sold indefinitely and can be circulated from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange; The sales restriction period of 10% of the shares is 6 months, and the sales restriction period starts from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange.
When offline investors participate in the preliminary inquiry and quotation and offline purchase, they do not need to fill in the arrangement of the restricted sale period for the placing objects under their management. Once the quotation is made, it is deemed to accept the arrangement of the online restricted sale period disclosed in this announcement.
3. When the total number of shares paid and subscribed by offline and online investors is less than 70% of the number of public offerings, the issuer and the sponsor (lead underwriter) will suspend the issuance of new shares and disclose the reasons for the suspension and subsequent arrangements.
4. If the offline investor who provides effective quotation fails to participate in the subscription or the offline investor who obtains the preliminary placement fails to pay the subscription amount in time and in full, it will be deemed as a breach of contract and shall bear the liability for breach of contract. The recommendation institution (lead underwriter) shall report the breach of contract to the China Securities Association for the record. The number of violations of placing objects in various sectors of the stock market of Beijing stock exchange (hereinafter referred to as “Beijing stock exchange”), Shanghai Stock Exchange (hereinafter referred to as “Shanghai Stock Exchange”) and Shenzhen Stock Exchange shall be calculated together. During the period of being included in the restricted list, the placing object shall not participate in the offline inquiry and placement of relevant projects in all sectors of the stock market of Beijing stock exchange, Shanghai Stock Exchange and Shenzhen Stock Exchange.
5. Once this announcement is published, it shall be deemed to have served the notice of allocated payment to the offline investors participating in the offline subscription.
1、 Final result of strategic placement
This offering does not arrange the strategic placement to the senior management and core employees of the issuer, asset management plans and other external investors.
The issuing price of this offering shall not exceed the lower of the median and weighted average of the offline investors’ quotation after excluding the highest quotation and the median and weighted average of the quotation of public funds, social security funds, pensions, enterprise annuity funds and insurance funds after excluding the highest quotation, Therefore, Changjiang Securities Company Limited(000783) innovation investment (Hubei) Co., Ltd., an alternative investment subsidiary established by the parent company of the sponsor (lead underwriter), does not need to participate in the strategic placement of this offering. Finally, this issuance will not be targeted to strategic investors.
2、 Offline issuance and subscription and preliminary placement results
(I) offline issuance and subscription
According to the measures for the administration of securities issuance and underwriting (CSRC order [No. 144]), the special provisions on the issuance and underwriting of initial public offerings on the gem (CSRC announcement [2021] No. 21), the implementation rules for the issuance and underwriting of initial public offerings on the gem of Shenzhen Stock exchange (revised in 2021) (SZS [2021] No. 919) The detailed rules for the implementation of offline issuance of initial public offerings in Shenzhen market (revised in 2020) (SZS [2020] No. 483), the code for underwriting of initial public offerings under the registration system (zsxf [2021] No. 213), the rules for the administration of offline investors of initial public offerings under the registration system (zsxf [2021] No. 212) and other relevant provisions, The sponsor (lead underwriter) has verified and confirmed the qualification of investors participating in offline subscription. According to the effective subscription results finally received by the offline issuance electronic platform of Shenzhen Stock Exchange, the sponsor (lead underwriter) makes the following statistics:
The offline subscription of this offering has been completed on April 15, 2022 (t day). After verification, it is confirmed that all the 3858 effective quotation placement objects managed by 168 offline investors disclosed in the issuance announcement have made offline subscription in accordance with the requirements of the issuance announcement, and the effective subscription quantity is 203629 million shares. (II) preliminary placement results of offline issuance
According to the offline placement principles and calculation methods published in the announcement on initial public offering and listing on gem of Guoneng Rixin Technology Co., Ltd. (hereinafter referred to as the “announcement on initial inquiry and recommendation”), the issuer and the sponsor (lead underwriter) have made a preliminary placement of offline issued shares. The effective subscription and preliminary placement of various offline investors are shown in the table below:
Effective subscription shares accounted for the total effective initial placement shares accounted for the number of investor categories (10000 shares) under the final allocation of investors under the network, the number of subscription (shares) the proportion of issuance, the proportion of sale
proportion
Class a investor 115460056.70% 641039470.20% 00555204746%
Class B investors 127700.63% 447330.49% 00350297572%
Class C investors 86892042.67% 267587329.31% 00307953897%
Total 2036290100.00% 9131 Tcl Technology Group Corporation(000100) .00% 00448413536%
Note: if the total number is inconsistent with the mantissa of the sum of the sub item values, it is caused by rounding.
Among them, 594 zero shares were placed to the “Minsheng plus silver core driven hybrid securities investment fund” managed by “Minsheng plus silver fund management Co., Ltd.” in accordance with the offline placement principle in the preliminary inquiry and promotion announcement.
The above placement arrangements and results comply with the placement principles published in the preliminary inquiry and promotion announcement. See “attached table: preliminary placement list of offline investors” for the allocation of each placement object.
3、 Contact information of sponsor (lead underwriter)
If offline investors have any questions about the offline preliminary placement results announced in this announcement, please contact the sponsor (lead underwriter) of this offering. The specific contact information is as follows:
Sponsor (lead underwriter): Changjiang Securities Company Limited(000783) underwriting sponsor Co., Ltd
Tel: 02161118537, 01057065302
Contact: capital market department
Issuer: sponsor (lead underwriter) of Guoneng Rixin Technology Co., Ltd.: Changjiang Securities Company Limited(000783) underwriting sponsor Co., Ltd. April 19, 2022
(there is no text on this page, which is the seal page of the announcement on the initial public offering of shares by Guoneng Rixin Technology Co., Ltd. and the preliminary placement results of its offline listing on the GEM)
Issuer: Guoneng Rixin Technology Co., Ltd
(there is no text on this page, which is the seal page of the announcement on the initial public offering of shares by Guoneng Rixin Technology Co., Ltd. and the preliminary placement results of its offline listing on the GEM)
Sponsor (lead underwriter): Changjiang Securities Company Limited(000783) underwriting sponsor Co., Ltd. attached table: preliminary placement list of offline investors
Serial number name of investor name of placing object name of securities account subscription quantity of preliminary allocated shares category of preliminary allocated amount (10000 shares) (shares) (yuan)
BOC International Securities Boc International (China) Co.Ltd(601696) technology innovation closed for 3 years
1 Limited company operation flexible configuration hybrid securities investment 0899217792 Changchun Gas Co.Ltd(600333) 115032803 a-fund
2 BOC International Securities Boc International (China) Co.Ltd(601696) preferred industry leader hybrid 0899228940 Business-Intelligence Of Oriental Nations Corporation Ltd(300166) 57514145 a limited company securities investment fund
3 BOC International Securities Boc International (China) Co.Ltd(601696) selected industry stock certificates 0899256387 Changchun Gas Co.Ltd(600333) 115032803 a limited company securities investment fund
4. BOC International
