Securities code: 000776 securities abbreviation: Gf Securities Co.Ltd(000776) Announcement No.: 2022-005 Gf Securities Co.Ltd(000776)
Announcement on resolutions of the 20th meeting of the 10th board of directors
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
The notice of the 20th meeting of the 10th board of directors of Gf Securities Co.Ltd(000776) (hereinafter referred to as “the company”) was sent by hand or e-mail on January 6, 2022. The meeting was held in conference room 4008, 40 / F, Gf Securities Co.Ltd(000776) building, No. 26 Machang Road, Tianhe District, Guangzhou, Guangdong Province on January 10, 2022 in the form of on-site meeting and communication meeting. 10 directors should attend the board meeting, and 10 actually attended the board meeting. Among them, Mr. Li Xiulin, the non-executive director, Mr. Shang Shuzhi, and Mr. Fan Lifu, Mr. Hu bin, Ms. Liang shuoling and Mr. Li Wenjing, the independent non-executive directors, attended the meeting by means of communication. Supervisors and senior executives of the company attended the meeting as nonvoting delegates. The meeting was held in accordance with the company law and other relevant regulations and the articles of association.
The meeting was presided over by Mr. Lin Chuanhui, chairman of the company.
The meeting considered and adopted the following proposals:
1、 Deliberating the proposal on nominating candidates for executive director of the 10th board of directors
According to the articles of association, the current board of directors nominated Mr. Ge Changwei as the candidate for executive director of the 10th board of directors and submitted him to the general meeting of shareholders for election.
Description of relevant matters:
(1) At the first meeting of the nomination committee of the 10th board of directors in 2022, Mr. Ge Changwei has been considered and approved as the candidate for executive director of the 10th board of directors.
(2) The independent non-executive director of the company expressed independent opinions and agreed that the board of directors nominated Mr. Ge Changwei as the candidate for executive director of the 10th board of directors of the company and submitted it to the general meeting of shareholders for election.
(3) Mr. Ge Changwei will formally perform his duties from the date when the proposal is considered and adopted by the general meeting of shareholders.
The total number of directors who concurrently serve as the company’s senior management and staff representatives in the company’s board of directors does not exceed half of the total number of directors of the company.
The above proposals have 10 affirmative votes, 0 negative votes and 0 abstention votes.
Reasons for negative vote or abstention: not applicable.
The above proposals must be submitted to the general meeting of shareholders for deliberation.
Mr. Ge Changwei’s resume is attached to this announcement.
2、 Review the proposal on the appointment of the company’s human resources director
The nomination committee of the 10th board of directors and the independent non-executive directors of the company agreed to this matter.
The 10th board of directors of the company agreed to appoint Mr. Cui zhouhang as the director of human resources (Senior Management) of the company.
The above proposals have 10 affirmative votes, 0 negative votes and 0 abstention votes.
Reasons for negative vote or abstention: not applicable.
Mr. Cui zhouhang’s formal performance of the above duties still needs to pass the qualification test of senior managers of the securities company, and the company will perform the filing procedures with the regulatory authorities in accordance with relevant regulations.
The resume of Mr. Cui zhouhang is attached to this announcement.
3、 Review the proposal on appointing the company’s chief risk officer
The nomination committee of the 10th board of directors and the independent non-executive directors of the company agreed to this matter.
The 10th board of directors of the company agreed to appoint Mr. Wu Shunhu as the chief risk officer of the company.
The above proposals have 10 affirmative votes, 0 negative votes and 0 abstention votes.
Reasons for negative vote or abstention: not applicable.
Mr. Wu Shunhu’s resume is attached to this announcement.
4、 Deliberating the proposal on the establishment of industrial research institutes
The board of directors of the company agreed to establish an Industrial Research Institute as the first level Department of the company. The above proposals have 10 affirmative votes, 0 negative votes and 0 abstention votes.
Reasons for negative vote or abstention: not applicable.
5、 Deliberating the proposal on convening the first extraordinary general meeting of shareholders in 2022
Agree to hold the first extraordinary general meeting of shareholders in 2022.
The first extraordinary general meeting of shareholders in 2022 is scheduled to be held at 14:30 p.m. on February 10, 2022 in conference room 4008, floor 40, Gf Securities Co.Ltd(000776) building, No. 26 Machang Road, Tianhe District, Guangzhou, Guangdong Province.
The above proposals have 10 affirmative votes, 0 negative votes and 0 abstention votes.
Reasons for negative vote or abstention: not applicable.
It is hereby announced.
Gf Securities Co.Ltd(000776) the board of directors attached on January 11, 2002: resumes of Mr. Ge Changwei, Mr. Cui zhouhang and Mr. Wu Shunhu. Resume of Mr. Ge Changwei:
Ge Changwei, male, born in July 1965. His main work experience includes: from July 1985 to May 1992, he successively served as the section member, assistant secretary, deputy section secretary and chief section member of the finance and Economic Commission of Anhui Provincial People’s Congress, from May 1992 to October 1995, he served as the chief section member of the office of Anhui Provincial Department of finance, and from October 1995 to October 1996, he served as the deputy director of the office of Anhui Provincial Department of finance, From October 1996 to December 1999, he successively served as the deputy department level and chief department level Secretary of the general office of Anhui provincial government, the director assistant of Anhui Provincial Planning Commission from December 1999 to October 2000, and the general manager assistant and sales manager of China Shenhua Energy Company Limited(601088) group transportation and marketing company from October 2000 to November 2001, From November 2001 to December 2003, he served as the Secretary General of the general office of the national development and Reform Commission, from December 2003 to January 2006, he served as the Deputy Secretary General of the general office of the State Council (during which he was appointed as the Deputy Secretary of Liaocheng municipal Party committee of Shandong Province from September 2004 to December 2005), and from January 2006 to November 2007, he served as the Deputy Secretary General of Chongqing municipal Party committee, From November 2007 to December 2007, he served as Deputy Secretary General of Chongqing municipal Party committee (director level of the main hall), from December 2007 to February 2011, Deputy Secretary General of Guangdong provincial Party committee, from February 2011 to September 2011, deputy secretary and mayor of Qingyuan Municipal Party committee of Guangdong Province, and from September 2011 to January 2012, Secretary of Qingyuan Municipal Party committee of Guangdong Province, From January 2012 to March 2018, he served as secretary of Qingyuan Municipal Party committee and director of the Standing Committee of the Municipal People’s Congress of Guangdong Province, and from March 2018 to may 2021, he served as secretary and director of the Party group of Guangdong Development and Reform Commission (during which, he served as director of the office of Guangdong Provincial Leading Group for promoting the construction of Guangdong Hong Kong Macao Dawan district from October 2018 to may 2021), From May 2021 to June 2021, he served as vice chairman of the expert committee of China Southern Power Grid Co., Ltd. and Secretary of the Party committee of GF Fund Management Co., Ltd. from June 2021 to December 2021.
Mr. Ge Changwei obtained his Bachelor of Arts degree from Anhui University in July 1985 and completed the postgraduate course of political economics of Anhui University in November 2000.
Mr. Ge Changwei does not have the circumstances listed in article 3.2.2 of the guidelines for self discipline supervision of listed companies of Shenzhen Stock Exchange No. 1 – standardized operation of listed companies on the main board; No affiliated relationship with shareholders holding more than 5% of the company’s shares, other directors, supervisors and senior managers of the company; Not holding shares or other equity securities of the company; Have not been punished by the CSRC and other relevant departments or disciplined by the stock exchange; There is no case where a suspected crime is filed for investigation by a judicial organ or a suspected violation of laws and regulations is filed for inspection by the CSRC; There is no dishonest behavior; Meet the requirements of relevant laws, administrative regulations, departmental rules, normative documents, stock listing rules of Shenzhen Stock Exchange and other relevant provisions of the exchange. Resume of Mr. Cui zhouhang:
Cui zhouhang, male, born in March 1984. His main work experience includes: he served as an employee of Citibank (China) Co., Ltd. from July 2009 to August 2012, joined the risk management department of the company in August 2012, served as the general manager assistant of the risk management department of the company from October 2015 to June 2018, and served as the Deputy general manager of the risk management department of the company from June 2018 to October 2020, He has been the chief risk officer of GF Holdings (Hong Kong) Co., Ltd. since July 2019, the deputy general manager of the company’s risk management department (responsible for overall work) from October 2020 to December 2021, and the general manager of the company’s human resources management department since December 2021. Mr. Cui zhouhang obtained his Bachelor of science and double Bachelor of economics from Peking University in July 2006, master of economics from Peking University in July 2009 and master of finance from the University of Hong Kong in December 2009.
Mr. Cui zhouhang does not have the circumstances listed in article 3.2.2 of the guidelines for self discipline supervision of listed companies of Shenzhen Stock Exchange No. 1 – standardized operation of listed companies on the main board; No affiliated relationship with shareholders holding more than 5% of the company’s shares, other directors, supervisors and senior managers of the company; Not holding shares or other equity securities of the company; Have not been punished by the CSRC and other relevant departments or disciplined by the stock exchange; There is no case where a suspected crime is filed for investigation by a judicial organ or a suspected violation of laws and regulations is filed for inspection by the CSRC; There is no dishonest behavior; Meet the requirements of relevant laws, administrative regulations, departmental rules, normative documents, stock listing rules of Shenzhen Stock Exchange and other relevant provisions of the exchange. Resume of Mr. Wu Shunhu:
Wu Shunhu, male, born in December 1969. His main work experience includes: from July 1992 to August 1995, he served as a teacher of Shandong Branch of China Women’s Management Cadre College (now known as Shandong women’s College); from May 2000 to February 2005, he successively served as deputy director and director of the Training Department of China Securities Association and deputy director of the education and Training Committee; from March 2005 to June 2006, he served as the chief section member of the risk disposal Office of China Securities Regulatory Commission, From July 2006 to December 2010, he served as an investigator of the Shanghai Commissioner’s office of the CSRC; from January 2011 to July 2017, he successively served as Deputy Secretary of the Party committee and general manager of the asset management department of Zhongshan Securities Co., Ltd.; from August 2017 to December 2017, he served as general manager and legal representative of Zhongxin Huijin equity investment fund management (Shenzhen) Co., Ltd, From January 2018 to August 2018, he served as the deputy general manager of Gf Securities Co.Ltd(000776) asset management (Guangdong) Co., Ltd., the chief risk officer and compliance officer of Gf Securities Co.Ltd(000776) asset management (Guangdong) Co., Ltd. from June 2018, and the general manager of the company’s compliance and legal affairs department from August 2018. Mr. Wu Shunhu obtained a bachelor’s degree in economics from Shandong University in July 1992, a master’s degree in economics from Shandong University in July 1998 and a doctor’s degree in economics from Renmin University of China in July 2001.
Mr. Wu Shunhu does not have the circumstances listed in article 3.2.2 of the guidelines for self discipline supervision of listed companies of Shenzhen Stock Exchange No. 1 – standardized operation of listed companies on the main board; No affiliated relationship with shareholders holding more than 5% of the company’s shares, other directors, supervisors and senior managers of the company; Not holding shares or other equity securities of the company; Have not been punished by the CSRC and other relevant departments or disciplined by the stock exchange; There is no case where a suspected crime is filed for investigation by a judicial organ or a suspected violation of laws and regulations is filed for inspection by the CSRC; There is no dishonest behavior; Meet the requirements of relevant laws, administrative regulations, departmental rules, normative documents, stock listing rules of Shenzhen Stock Exchange and other relevant provisions of the exchange.
