Soochow Securities Co.Ltd(601555)
About Suzhou Huaya Intelligence Technology Co.Ltd(003043)
Verification opinions on the deposit and actual use of raised funds in 2021
Soochow Securities Co.Ltd(601555) (hereinafter referred to as " Soochow Securities Co.Ltd(601555) " or "sponsor") as a sponsor of Suzhou Huaya Intelligence Technology Co.Ltd(003043) (hereinafter referred to as " Suzhou Huaya Intelligence Technology Co.Ltd(003043) " or "company") for initial public offering of shares and listing on the main board, in accordance with the measures for the administration of securities issuance and listing sponsor business and the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds of listed companies According to the requirements of relevant laws, regulations and normative documents, such as the Listing Rules of Shenzhen Stock Exchange, the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 1 - standardized operation of listed companies on the main board, the deposit and use of the funds raised by Suzhou Huaya Intelligence Technology Co.Ltd(003043) initial public offering and listing on the main board in 2021 were verified. The specific verification conditions are as follows:
1、 Basic information of raised funds
(I) amount of raised funds and receipt of funds
Approved by the China Securities Regulatory Commission in the document of approval of Suzhou Huaya Intelligence Technology Co.Ltd(003043) initial public offering (zjxk [2021] No. 548), the company publicly issued 2000000000 ordinary shares with a par value of 1 yuan, with an issue price of 19.81 yuan per share and a total of 39620000000 yuan of funds raised, The balance of RMB 37182000000 after deducting the underwriting and recommendation expenses of RMB 243800000 (the amount excluding tax of underwriting and recommendation expenses is RMB 2488679245, and the amount excluding tax paid in the early stage is RMB 50679245) has been remitted by the lead underwriter Soochow Securities Co.Ltd(601555) to the raised funds supervision account of the company on March 31, 2021. In addition, after deducting audit and capital verification fees of 893000000 yuan, lawyer fees of 779000000 yuan, information disclosure fees of 450000000 yuan for this issuance, issuance handling fees and other 50240755 yuan, the net amount of funds raised by the company this time is 34959080000 yuan. The availability of the above raised funds has been verified by Tianheng Certified Public Accountants (special general partnership) and a capital verification report (Tianheng Yan Zi (2021) 00036) has been issued.
(II) use of raised funds and balance at the end of the reporting period
Project amount (yuan)
The net amount of actually raised funds is 34959080000
Less: 847889800 yuan of raised funds invested in advance for replacement
The raised funds used in the current raised investment project are 961016000
Plus: net amount of interest income and wealth management income deducting handling charges 689614563
The balance of raised funds is 33839788763
Including: financial products that have not yet expired 30000000
The balance of the special account for raised funds is 3839788763
2、 Deposit and management of raised funds
(I) management of raised funds
In accordance with the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies, the stock listing rules of Shenzhen Stock Exchange, the guidelines for the standardized operation of listed companies of Shenzhen Stock Exchange and other relevant laws and regulations of the CSRC and the company's raised funds management system, the company has opened a special account for raised funds and implemented a special account for the storage of raised funds.
In order to standardize the management and use of raised funds, improve the efficiency and efficiency of fund use, and protect the rights and interests of investors, the company, in accordance with the provisions of relevant laws, regulations and normative documents such as the company law of the people's Republic of China, the securities law of the people's Republic of China, the stock listing rules of Shenzhen Stock Exchange and the guidelines for the standardized operation of listed companies of Shenzhen Stock Exchange, and in combination with the actual situation of the company, The administrative measures for Suzhou Huaya Intelligence Technology Co.Ltd(003043) raised funds (hereinafter referred to as the "administrative measures") has been formulated to store the raised funds in a special account and strictly perform the use approval procedures, so as to supervise the management and use of the raised funds and ensure the special use of the funds. The company, together with the sponsor Soochow Securities Co.Ltd(601555) and commercial banks (i.e. Bank Of Suzhou Co.Ltd(002966) Huangdai sub branch, Industrial And Commercial Bank Of China Limited(601398) Suzhou Xiangcheng sub branch and Agricultural Bank Of China Limited(601288) Suzhou Xiangcheng sub branch), respectively signed the tripartite supervision agreement on raised funds to manage the deposit and use of raised funds. It defines the rights and obligations of all parties. There is no significant difference between the regulatory agreement and the model regulatory agreement of Shenzhen Stock Exchange, and the company has strictly complied with the raised funds.
(II) storage of raised funds in special account
As of December 31, 2021, the deposit of raised funds in the company's three special accounts for raised funds is as follows:
Unit: Yuan
Balance of funds raised by the project in the account number of the deposit bank
Bank Of Suzhou Co.Ltd(002966) Huangdai 516450 China Baoan Group Co.Ltd(000009) 47 precision metal manufacturing service zhi745669674 sub branch energy and chemical R & D Center Project
Industrial And Commercial Bank Of China Limited(601398) 1102026529 Tieling Newcity Investment Holding (Group) Limited(000809) 171 expansion of precision metal structure 1818021957
Suzhou Xiangcheng sub branch project
Agricultural Bank Of China Limited(601288) 1054290104 Guocheng Mining Co.Ltd(000688) 81276097132 Suzhou Suxiang cooperation zone sub branch
Total 3839788763
3、 Actual use of raised funds in 2021
(I) actual use of the company's raised funds in 2021
See Annex I comparison table of use of raised funds in 2021.
(II) description of abnormal conditions in the project invested by raised funds
None.
(III) description of the situation that the benefits of the investment project with raised funds cannot be calculated separately
The project of intelligent R & D Center for precision metal manufacturing services invests in the construction of R & D center and the upgrading of management informatization, which does not directly bring operating revenue to the company and does not conduct separate financial evaluation.
(IV) other information about the use of raised funds
The company held the sixth meeting of the second board of directors and the sixth meeting of the second board of supervisors on April 19, 2021, and the first extraordinary general meeting of shareholders in 2021 on May 7, 2021. The proposal on using some idle raised funds for cash management was deliberated and approved. It is agreed that the company will not affect the normal operation and the construction of investment projects with raised funds, The temporarily idle raised funds with a limit of no more than 300 million yuan shall be used for cash management, which shall be effective within 12 months from the date of deliberation and approval by the general meeting of shareholders, and can be recycled and used within the above limit and period.
As of December 31, 2021, the company's income from using idle raised funds to purchase financial products and unexpired financial products are as follows:
Product purchase amount expected annualized receipt period revenue serial number trustee product name type (10000 yuan) term profit rate (based on actual (yuan))
(subject to)
1 Agricultural Bank of China Huili & Fung 5067 breakeven floating 3 China Vanke Co.Ltd(000002) 021 / 5 / 21 - 3.80% / year or 29983562 action income 2021 / 8 / 25 1.50% / year
2 Agricultural Bank of China Lifeng 5067 breakeven floating 7 China Vanke Co.Ltd(000002) 021 / 5 / 21 - 3.80% / year or 69961644 action income 2021 / 8 / 25 1.50% / year
3. ICBC special house type 2021 breakeven floating 3 China Vanke Co.Ltd(000002) 021 / 5 / 25 - 1.05% - 3.70% 273698632021 / 8 / 23
Bank of China phase 143 l real income
paragraph
The breakeven floating rate in 2021 is from 2021 / 5 / 25 to 1.56%, or
4 Bank Of Suzhou Co.Ltd(002966) 428 structural movable income 2 China Vanke Co.Ltd(000002) 021 / 8 / 25 3.70% or 18500000 deposit 3.80%
5 Agricultural Bank of China Lifeng 5068 breakeven floating 5 China Vanke Co.Ltd(000002) 021 / 5 / 21 - 3.80% / year or 93698630 action income 2021 / 11 / 17 1.50% / year
6 Agricultural Bank of China Lifeng 5068 breakeven floating 5 China Vanke Co.Ltd(000002) 021 / 5 / 21 - 3.80% / year or 93698630 action income 2021 / 11 / 17 1.50% / year
7 Agricultural Bank of China Huili & Fung 5068 breakeven floating 5 China Vanke Co.Ltd(000002) 021 / 5 / 21 - 3.80% / year or 93698630 action income 2021 / 11 / 17 1.50% / year
In 2021, the principal guaranteed floating rate is 2021 / 8 / 27 - 1.70% or
8 Bank Of Suzhou Co.Ltd(002966) 738 structural movable income 15 China Vanke Co.Ltd(000002) 021 / 12 / 27 3.45% or 172500000 deposit 3.55%
The breakeven floating rate in 2021 is from 2021 / 11 / 19 to 1.70%, or
9 Bank Of Suzhou Co.Ltd(002966) 989 structural movable income 15 China Vanke Co.Ltd(000002) 022 / 3 / 19 3.45% or unexpired
Sex deposits 3.55%
10. ICBC's breakeven floating of 1500000 in 2021, 2021 / 12 / 29 - 1.30% - 3.65% unexpired
Bank 377 phase m movable income 2022 / 3 / 31
4、 Change the use of funds for investment projects with raised funds
As of December 31, 2021, the company has not changed the use of raised funds.
5、 Problems in the use and disclosure of raised funds
The information about the use of raised funds disclosed by the company is timely, true, accurate and complete, and there is no violation of the management of raised funds.
6、 There are more than two times of financing and the use of raised funds in the current year
The company does not have more than two financing situations.
7、 The accountant shall make a special report on the annual storage and use of the raised funds
