Assurance report on the deposit and use of raised funds in Baoding Lucky Innovative Materials Co.Ltd(300446) 2021
Zhitong Certified Public Accountants (special general partnership)
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Assurance report on the deposit and use of raised funds in Baoding Lucky Innovative Materials Co.Ltd(300446) 2021
Baoding Lucky Innovative Materials Co.Ltd(300446) 2021 raised funds 1-7
Special report on storage and actual use
Zhitong Certified Public Accountants (special general partnership), 5th floor, set square, No. 22, Jianguomenwai street, Chaoyang District, Beijing, China, 100004
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About Baoding Lucky Innovative Materials Co.Ltd(300446)
Deposit and actual use of raised funds in 2021
Assurance Report
Zhi Tong Zhi Zi (2022) No. 110a006951 Baoding Lucky Innovative Materials Co.Ltd(300446) all shareholders:
We have accepted the entrustment to carry out reasonable assurance on the attached Baoding Lucky Innovative Materials Co.Ltd(300446) (hereinafter referred to as "lucky new material") special report on the deposit and actual use of raised funds in 2021 (hereinafter referred to as "special report").
The 2021 special report shall be prepared in accordance with the requirements of the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies (revised in 2022) and the guidelines for the self discipline supervision of listed companies of Shenzhen Stock Exchange No. 2 - standardized operation of gem listed companies (2022), so as to ensure that its contents are true, accurate and complete without false records Misleading statements or major omissions are the responsibility of the board of directors of lucky new materials. Our responsibility is to express assurance opinions on the 2021 special report prepared by the board of directors of lucky new materials on the basis of the implementation of assurance work.
We plan and implement the assurance work in accordance with the provisions of other assurance business standards for Chinese certified public accountants No. 3101 - assurance business other than audit or review of historical financial information, so as to obtain reasonable assurance about whether there is no material misstatement in the 2021 special report. In the assurance work, combined with the actual situation of lucky new materials, we implemented the procedures we think necessary, including understanding, inquiry, spot check, verification and so on. We believe that our assurance work provides a reasonable basis for issuing assurance opinions.
After review, we believe that the 2021 special report prepared by the board of directors of lucky new materials complies with the relevant provisions of the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies (revised in 2022), the guidelines for the self discipline supervision of listed companies on Shenzhen Stock Exchange No. 2 - standardized operation of companies listed on GEM (2022) and the relevant format guidelines, And truthfully reflected the deposit and actual use of the raised funds of lucky new materials in 2021 in all major aspects.
This assurance report is only used by lucky new material when disclosing the annual report, and shall not be used for any other purpose. Zhitong certified public accountants China Certified Public Accountants
(special general partnership)
Chinese certified public accountant
Beijing, China April 15, 2002
Baoding Lucky Innovative Materials Co.Ltd(300446)
Comparison between the deposit and actual use of raised funds in 2021
Special report
In accordance with the relevant provisions of the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies (revised in 2022) and the guidelines for the self discipline supervision of listed companies on Shenzhen Stock Exchange No. 2 - standardized operation of companies listed on GEM (2022), Baoding Lucky Innovative Materials Co.Ltd(300446) (hereinafter referred to as "the company" or "the company") makes a special description of the deposit and actual use of raised funds in 2021 as follows:
1、 Basic information of raised funds
(I) actual amount of raised funds and time of fund arrival
With the approval of the reply on approving Baoding Lucky Innovative Materials Co.Ltd(300446) initial public offering of shares (zjxk [2015] No. 551) issued by China Securities Regulatory Commission and the consent of Shenzhen Stock Exchange, the company publicly issued 15.4 million RMB common shares (A shares) at an issue price of 8.85 yuan per share, with a total raised capital of 136.29 million yuan, deducting the issuance expenses of 247599 million yuan, The net amount of funds actually raised by the company is RMB 11153001 million. The above capital availability has been verified by Lixin Certified Public Accountants (special general partnership) and issued a capital verification report (xksbz [2015] No. 711052) on April 20, 2015.
The company has carried out special account storage management for the raised funds.
(II) amount used in previous years, amount used in current year and current balance.
1. Amount used in previous years
As of December 31, 2020, the company's raised funds have invested 732301 million yuan in raised investment projects, and the unused amount is 571406 million yuan (including 38.3 million yuan of raised funds and 188406 million yuan of accumulated interest stored in a special account after deducting handling fees).
2. Amount used and current balance in the current year
On the 31st, the company's raised funds invested 1307565 million yuan in the projects invested with raised funds (including 1115301 million yuan of raised funds and 192264 million yuan of accumulated interest stored in the special account after deducting the handling fee), and all the raised funds have been used up. 2、 Deposit and management of raised funds
(I) management of raised funds
In order to standardize the management and use of raised funds and protect the interests of investors, according to the Listing Rules of gem shares of Shenzhen Stock Exchange (revised in December 2020) Regulatory guidelines for listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies (revised in 2022), self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 2 - standardized operation of companies listed on GEM (2022) and other relevant laws and regulations, as well as the provisions of Baoding Lucky Innovative Materials Co.Ltd(300446) raised funds management system, the company and the sponsor China Securities Co.Ltd(601066) , Bank Of Communications Co.Ltd(601328) Baoding Branch China Merchants Bank Co.Ltd(600036) Beijing Wanquanhe sub branch (hereinafter referred to as " China Merchants Bank Co.Ltd(600036) Beijing Wanquanhe sub branch") has signed three-party supervision agreements on the raised funds, implemented special account storage for the raised funds, and implemented strict approval procedures for the use of the raised funds to ensure that the special funds are used for special purposes.
In 2019, the company's fund-raising investment project "thermal magnetic ticket production line expansion project" was changed to "lucky new material electronic material R & D and industrial base (phase I) project", and the implementation subject was changed from the company to Sichuan lucky New Material Co., Ltd., a wholly-owned subsidiary of the company (hereinafter referred to as "Sichuan lucky new material"). The company transferred the raised funds and income from the original special account of Bank Of Communications Co.Ltd(601328) raised funds to the special account of raised funds opened by Sichuan lucky new material in the special account of raised funds opened by Industrial And Commercial Bank Of China Limited(601398) Meishan Branch Pengshan sub branch (hereinafter referred to as " Industrial And Commercial Bank Of China Limited(601398) Meishan Branch Pengshan sub branch"), and cancelled the account of Bank Of Communications Co.Ltd(601328) raised funds. On July 31, 2019, the company and its wholly-owned subsidiary, Sichuan Rakai new material, signed a tripartite supervision and cooperation agreement with Industrial And Commercial Bank Of China Limited(601398) Meishan Branch Pengshan sub branch and China Securities Co.Ltd(601066) Meishan Branch to store the raised funds in a special account and implement strict approval procedures for the use of the raised funds to ensure that the special funds are used exclusively. For details, the company released it on cninfo.com on August 3, 2019（ http://www.cn.info.com.cn. ）Announcement of Baoding Lucky Innovative Materials Co.Ltd(300446) on signing the tripartite supervision and cooperation agreement for raised funds (Announcement No.: 2019038).
（2） Deposit of raised funds in special account
As of December 31, 2021, the deposit of raised funds in the special account is as follows:
Closing balance of account number of deposit bank (yuan)
Industrial And Commercial Bank Of China Limited(601398) Pengshan sub branch 2313400129100162868 -- China Merchants Bank Co.Ltd(600036) Beijing Wanquanhe sub branch 1109067 Fujian Qingshan Paper Industry Co.Ltd(600103) 03--
Total--
As of December 31, 2021, all the raised funds have been used up and the raised funds account has been cancelled. 3、 Actual use of raised funds this year
(I) comparison table of use of raised funds
The comparison table of the actual use of the raised funds in this year is shown in Schedule 1 of this report.
(II) reasons for the suspension of raised capital investment projects (hereinafter referred to as "raised investment projects") for more than one year and the next measures
On April 22, 2016, the 13th meeting of the second board of directors of the company and the 2015 annual general meeting of shareholders of the company on May 20, 2016 respectively considered and approved the proposal on adjusting the implementation progress of projects invested with raised funds, and decided to suspend the implementation of the "thermal magnetic ticket production line expansion project". It has been four years since the company determined the "thermal magnetic ticket production line expansion project" to raise funds, which is quite different from the expected time. During this period, the company's original production line has been transformed and upgraded for many times, and the production capacity has been able to meet the market demand. In order to better protect the interests of investors, based on the principle of prudence and maximization of benefits, and avoid the waste of resources caused by premature investment, the company decided to suspend the implementation of the "thermal magnetic ticket production line expansion project". The adjustment was announced on April 26, 2016.
On February 24, 2017, the 17th meeting of the second board of directors of the company and the 2016 annual general meeting of shareholders of the company on March 24, 2017 respectively considered and approved the proposal on starting the "expansion project of thermal magnetic ticket production line". In view of the fact that the original thermal magnetic ticket production line of the company has basically reached the full load operation state, and the demand for thermal magnetic tickets will continue to grow. The company now decides to start the "thermal magnetic ticket production line expansion project" and complete it on December 31, 2018. The adjustment was announced on February 27, 2017.
On August 22, 2018, the seventh meeting of the third board of directors of the company deliberated and adopted the proposal on adjusting some investment projects with raised funds. Affected by factors such as the stable replacement rate of thermal magnetic train tickets and the popularization of new electronic ticket systems such as "swiping ID card" entering the station, the company predicts that the market demand growth rate of thermal magnetic tickets will tend to be stable in the future, and the existing production capacity of the company can meet the market demand. In order to better protect the interests of investors, based on the principle of maximizing the benefits of raised investment, the company decided to terminate the implementation of the "thermal magnetic ticket production line expansion project". The company is conducting special research on the proposed investment project of the raised investment fund. The adjustment was announced on August 23, 2018.
On May 29, 2019, the 10th meeting of the third board of directors of the company and the 2018 annual general meeting of shareholders of the company on June 21, 2019 considered and adopted the proposal on changing the purpose of raised funds respectively. Based on the company's strategic development plan, the company changed the purpose of the raised funds, changed the "thermal magnetic ticket production line expansion project" to "lucky new material electronic material R & D and industrial base (phase I) project", and changed the implementation subject from Baoding Lucky Innovative Materials Co.Ltd(300446) to Sichuan lucky New material, a wholly-owned subsidiary of the company
