Securities code: Tibet Huayu Mining Co.Ltd(601020) securities abbreviation: St Huayu Announcement No.: Lin 2022025 convertible bond Code: 113027 convertible bond abbreviation: Huayu convertible bond
Tibet Huayu Mining Co.Ltd(601020)
Announcement on the results of shareholders’ reduction of shares through centralized bidding
The board of directors, all directors and relevant shareholders of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents. Important content tips:
Basic information of controlling shareholders’ shareholding: as of the disclosure date of this announcement, Tibet Huayu Mining Co.Ltd(601020) (hereinafter referred to as “the company”) controlling shareholder Tibet Daoheng Investment Co., Ltd. (hereinafter referred to as “Daoheng investment”) holds 91482629 non tradable shares of the company, accounting for 163316% of the current total shares of the company.
Main contents of the reduction plan: the dispute between Daoheng investment and Haitong Securities Company Limited(600837) (hereinafter referred to as “Haitong self operation”) over pledge type repurchase of shares. According to the reduction rules, Haitong self operation shall reduce the shares of no more than 1% of the total share capital of the company through centralized bidding through Shanghai Stock Exchange within 6 months after 15 trading days from the date of disclosure of the reduction plan, i.e. no more than 5544918 shares. For details, please refer to the website of Shanghai Stock Exchange (www.sse. Com. CN.) published by the company on September 18, 2021 And the announcement on the passive reduction plan of some shares of the company held by Tibet Huayu Mining Co.Ltd(601020) controlling shareholders (Announcement No.: Lin 2021088) published on the designated newspapers and media of the company.
The implementation results of the centralized bidding reduction plan: Haitong’s self operation enters the implementation period of the reduction plan after 15 trading days from September 18, 2021 (the date of the announcement of the reduction plan) (i.e. October 20, 2021), and the planned reduction period has expired by April 17, 2022. During the period when the reduction plan can be implemented, Haitong did not reduce its holdings of unlimited tradable shares of the company.
On April 17, 2022, the company received the letter on the progress of passive share reduction plan issued by Dao Heng Investment, in accordance with the provisions on share reduction by shareholders, directors, supervisors and senior managers of listed companies issued by CSRC and the detailed rules for the implementation of share reduction by shareholders, directors, supervisors and senior managers of listed companies issued by Shanghai Stock Exchange
According to relevant regulations, the implementation progress of the relevant reduction plan is hereby announced as follows:
1、 Basic information of the subject of centralized bidding reduction before reduction
Shareholder name shareholder identity shareholding number (shares) shareholding proportion current shareholding source
Daoheng investment is the largest with more than 5% 91482629 shares and 163316% obtained before IPO: 91280629 shares
Shareholders’ centralized bidding transaction: 202000 shares
Note: the shareholding data in the above table is consistent with the “some shares of the company held by Tibet Huayu Mining Co.Ltd(601020) controlling shareholders”
The difference in shareholding data in the announcement of passive reduction plan (Announcement No.: Lin 2021088) is caused by
Publicly auction the tradable shares of the company held by Dao Heng Investment on the judicial auction network platform of Taobao
For details, see the relevant announcement disclosed by the company on November 13, 2021.
The above reduction subjects have no concerted action.
2、 Implementation results of the centralized bidding reduction plan (I) shareholders disclose the implementation results of the centralized bidding reduction plan due to the following matters:
The disclosed reduction time interval expires
Reduction price
Reduction quantity reduction ratio reduction Party’s total reduction fund reduction completion of current number of shares current shareholding ratio shareholder name reduction period range
(share) example amount (yuan) situation (share) example
(yuan / share)
Duff & Phelps investment 0.0000% 2021 / 10 / 20 ~ centralized bidding 0.00-0 unfinished: 91482629163316% 2022 / 4 / 17 price transaction 0.005544918
thigh
Note: the shareholding ratio in the above table refers to the proportion of shareholding quantity in the current total share capital of the company. As the company’s “Huayu convertible bonds” is in the stock conversion period, the total share capital continues to change. As of April 15, 2022, the total share capital of the company is 560157363 shares.
（2） Whether the actual reduction is consistent with the previously disclosed reduction plan and commitment √ yes □ no (III) whether the reduction time interval expires and whether the reduction has not been implemented √ not implemented □ implemented
Due to capital demand, the reduction was not implemented. （4） Whether the actual reduction has not reached the minimum reduction quantity (proportion) of the reduction plan √ not reached □ reached due to capital demand, the reduction has not been implemented.
（5） Whether to terminate the reduction plan in advance □ yes √ no
It is hereby announced.
Tibet Huayu Mining Co.Ltd(601020) board of directors April 18, 2022
