Guoneng Rixin Technology Co., Ltd
Initial public offering and listing on GEM
Announcement on online subscription and winning rate
Sponsor (lead underwriter): Changjiang Securities Company Limited(000783) underwriting sponsor Co., Ltd
The application of Guoneng Rixin Technology Co., Ltd. (hereinafter referred to as “Guoneng Rixin” or “issuer”) for the initial public offering of 17.73 million RMB common shares (A shares) (hereinafter referred to as “this offering”) has been examined and approved by the members of the GEM Listing Committee of Shenzhen Stock exchange (hereinafter referred to as “Shenzhen Stock Exchange”), It has been approved to register by China Securities Regulatory Commission (hereinafter referred to as “CSRC”) (zjxk [2022] No. 458).
The issuer and the recommendation institution (lead underwriter) Changjiang Securities Company Limited(000783) underwriting recommendation Co., Ltd. (hereinafter referred to as the “recommendation institution (lead underwriter)”) negotiated and determined that the number of shares issued this time was 17.73 million, and the issue price was 45.13 yuan / share. The issuing price of this offering shall not exceed the median and weighted average of the quotations of offline investors after excluding the highest quotation, as well as the median quotation of securities investment funds, national social security funds, basic endowment insurance funds established through public offering after excluding the highest quotation, enterprise annuity funds established in accordance with the measures for the administration of enterprise annuity funds and insurance funds in accordance with the measures for the administration of the use of insurance funds Weighted average, whichever is lower.
This offering does not arrange the strategic placement to the senior management and core employees of the issuer, asset management plans and other external investors. According to the offering price, the alternative investment subsidiary established by the parent company of the sponsor (lead underwriter) will not participate in the strategic placement of the offering. Finally, this issuance will not be targeted to strategic investors. The difference between the initial strategic placement and the final strategic placement was 886500 shares, which were transferred back to offline issuance.
This issuance is finally carried out by a combination of offline inquiry and placement to qualified offline investors (hereinafter referred to as “offline issuance”) and online pricing issuance to social public investors holding non restricted A-Shares and non restricted depositary receipts market value in Shenzhen market (hereinafter referred to as “online issuance”).
Before the online and offline call back mechanism was launched, the initial number of offline shares issued after the strategic placement call back was 12.677 million, accounting for 71.50% of the number of shares issued this time; The initial number of shares issued online was 5053000, accounting for 28.50% of the number issued this time. The total number of final offline and online issuance is 17.73 million shares, and the final number of online and offline issuance will be determined according to the callback.
On April 15, 2022 (t day), Guoneng Rixin initially issued 5053000 shares of “Guoneng Rixin” by using the online pricing of the trading system of Shenzhen Stock Exchange.
Investors are kindly requested to pay attention to the payment link of this offering and fulfill their payment obligations on April 19, 2022 (T + 2):
1. Offline investors shall, according to the announcement on the results of initial public offering of shares by Guoneng Rixin Technology Co., Ltd. and initial offline placement of shares listed on the gem, timely and fully pay the subscription funds for new shares according to the final issuance price and initial placement quantity before 16:00 on April 19 (T + 2) 2022.
The subscription funds shall be paid in full within the specified time. If the subscription funds are not paid in full within the specified time or as required, all the new shares allocated to the placing object shall be invalid. If the same placing object receives multiple new shares on the same day, it is necessary to pay for each new share in full and fill in the remarks in accordance with the specifications. If the placing object has insufficient funds for a single new share, all the new shares allocated to the placing object on that day will be invalid, and the resulting consequences shall be borne by the investors themselves. If the above-mentioned circumstances occur when multiple new shares are issued on the same day, all the placing objects are invalid. If different placing objects share bank accounts, if the subscription funds are insufficient, all the new shares allocated to the placing objects sharing bank accounts will be invalid. Offline investors are allocated multiple new shares on the same day. Please pay for each new share separately.
After the online investors win the lottery in the subscription of new shares, they shall fulfill the obligation of capital settlement according to the announcement on the results of initial public offering of shares by Guoneng Rixin Technology Co., Ltd. and online lottery for listing on the gem, so as to ensure that their capital account will eventually have sufficient capital for the subscription of new shares on April 19 (T + 2) 2022. The insufficient part shall be deemed to have given up the subscription, and the resulting consequences and relevant legal liabilities shall be borne by the investors themselves. The transfer of investors’ funds shall comply with the relevant provisions of the securities company where the investors are located.
The subscription of shares by the lead underwriter and the underwriter (under the lead underwriter) shall be abandoned by the online underwriter.
2. Among the shares issued this time, the shares issued online have no circulation restrictions and restricted sales period arrangements, and can be circulated from the date when the shares issued this time are listed on the Shenzhen Stock Exchange.
The offline issuance part adopts the proportional sales restriction method, and the offline investors shall promise that the sales restriction period of 10% (rounded up) of the number of shares allocated to them is 6 months from the date of the issuer’s initial public offering and listing. That is, among the shares allocated to each placing object, 90% of the shares are sold indefinitely and can be circulated from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange; The sales restriction period of 10% of the shares is 6 months, and the sales restriction period starts from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange.
When offline investors participate in the preliminary inquiry and quotation and offline purchase, they do not need to fill in the arrangement of the restricted sale period for the placing objects under their management. Once the quotation is made, it is deemed to accept the arrangement of the online restricted sale period disclosed in this announcement.
3. When the total number of shares paid and subscribed by offline and online investors is less than 70% of the number of public offerings, the issuer and the sponsor (lead underwriter) will suspend the issuance of new shares and disclose the reasons for the suspension and subsequent arrangements.
4. If the offline investor who provides effective quotation fails to participate in the subscription or the offline investor who obtains the preliminary placement fails to pay the subscription amount in time and in full, it will be deemed as a breach of contract and shall bear the liability for breach of contract. The recommendation institution (lead underwriter) shall report the breach of contract to the China Securities Association for the record. The number of violations of placing objects in various sectors of the stock market of Beijing stock exchange (hereinafter referred to as “Beijing stock exchange”), Shanghai Stock Exchange (hereinafter referred to as “Shanghai Stock Exchange”) and Shenzhen Stock Exchange shall be calculated together. During the period of being included in the restricted list, the placing object shall not participate in the offline inquiry and placement of relevant projects in all sectors of the stock market of Beijing stock exchange, Shanghai Stock Exchange and Shenzhen Stock Exchange.
If online investors fail to pay in full after winning the lottery for three times in a row within 12 months, they shall not participate in the online subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds within 6 months (calculated as 180 natural days, including the next day) from the next day of the settlement participant’s latest declaration of abandonment of subscription. The number of times of giving up subscription shall be calculated according to the number of times of investors actually giving up subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds.
1、 Online subscription
According to the data provided by Shenzhen Stock Exchange, the sponsor (lead underwriter) has made statistics on the subscription of this online offering. The number of effective subscription accounts of this online pricing offering is 9096953, the number of effective subscription shares is 39268626500, the total number of allotments is 78537253, the starting number of allotments is 000000 Ping An Bank Co.Ltd(000001) , and the ending number is Shenzhen Neptunus Bioengineering Co.Ltd(000078) 537253.
2、 Implementation of callback mechanism, issuance structure and success rate of online issuance
According to the callback mechanism announced in the announcement on the initial public offering of shares by Guoneng Rixin Technology Co., Ltd. and listing on the gem, since the initial effective subscription multiple on the Internet is 777134900 times, higher than 100 times, the issuer and the sponsor (lead underwriter) decided to start the callback mechanism and callback 20% (3546000 shares) of the number of shares issued in this public offering from the Internet to the Internet. After the call back, the final number of offline shares issued was 9.131 million, accounting for 51.50% of the total issued this time; The final number of shares issued online was 8.599 million, accounting for 48.50% of the total issued this time. After the call back, the winning rate of this online pricing issuance is Costar Group Co.Ltd(002189) 78884%, and the effective subscription multiple is 456665037 times.
3、 Online lottery
The issuer and the recommendation institution (lead underwriter) will conduct lottery in Room 202, building 203, Shangbu Industrial Zone, Hongli West Road, Futian District, Shenzhen on the morning of April 18, 2022 (T + 1), and will publish the online lottery results in China Securities News, Shanghai Securities News, Securities Times and Securities Daily on April 19, 2022 (T + 2).
Issuer: sponsor (lead underwriter) of Guoneng Rixin Technology Co., Ltd.: Changjiang Securities Company Limited(000783) underwriting sponsor Co., Ltd. April 18, 2022
(there is no text on this page, which is the seal page of the announcement on the online subscription and winning rate of Guoneng Rixin Technology Co., Ltd. for its initial public offering and listing on the GEM)
Issuer: Guoneng Rixin Technology Co., Ltd
(there is no text on this page, which is the seal page of the announcement on the online subscription and winning rate of Guoneng Rixin Technology Co., Ltd. for its initial public offering and listing on the GEM)
Sponsor (lead underwriter): Changjiang Securities Company Limited(000783) underwriting sponsor Co., Ltd. mm / DD / yyyy
